-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SxByqA1QQawn4xjHKLOA8pF+ktxneQ4P+hXm17Awebv/CPBWtChUvD0pfddq0kOq zb2p1PLtlj2+brPhNFB3jw== 0001234452-10-000025.txt : 20100105 0001234452-10-000025.hdr.sgml : 20100105 20100105212859 ACCESSION NUMBER: 0001234452-10-000025 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100105 DATE AS OF CHANGE: 20100105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALTMAN STEVEN R CENTRAL INDEX KEY: 0001191307 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19528 FILM NUMBER: 10509687 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QUALCOMM INC/DE CENTRAL INDEX KEY: 0000804328 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 953685934 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 5775 MOREHOUSE DR CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 8585871121 MAIL ADDRESS: STREET 1: 5775 MOREHOUSE DR CITY: SAN DIEGO STATE: CA ZIP: 92121 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2009-12-31 0 0000804328 QUALCOMM INC/DE QCOM 0001191307 ALTMAN STEVEN R 5775 MOREHOUSE DR. SAN DIEGO CA 92121-1714 0 1 0 0 President Common Stock 2010-01-04 4 M 0 25000 33.01 A 157088 I by Trust Common Stock 2010-01-04 4 S 0 25000 46.6981 D 132088 I by Trust Non-Qualified Stock Option (right to buy) 33.01 2010-01-04 4 M 0 25000 0 D 2015-06-30 Common Stock 25000 200000 D Phantom Stock Unit 1 2009-12-31 4 A 0 3378 45.82 A Common Stock 3378 49710.257 I by Grantor Trust Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. The sale prices for this transaction ranged from $46.65 to $46.92. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. By: Noreen E. Burns, Attorney-in-Fact For: Steven R. Altman 2010-01-05 -----END PRIVACY-ENHANCED MESSAGE-----