FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
BRYN MAWR BANK CORP [ BMTC ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 11/10/2009 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) 11/12/2009 |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 11/10/2009 | P | 1,000 | A | $14.97 | 7,005 | D | |||
Common Stock | 11/10/2009 | P | 1,000 | A | $15.05 | 8,005 | D | |||
Common Stock | 11/10/2009 | P | 600 | A | $15.08 | 8,605 | D | |||
Common Stock | 11/10/2009 | P | 400 | A | $15.04 | 9,005 | D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Options to Purchase Common Stock(1) | $19.11 | 07/01/2005 | 07/01/2015 | Common Stock | 2,625 | 2,625 | D | ||||||||
Options to Purchase Common Stock(1) | $21.21 | 12/12/2005 | 12/12/2015 | Common Stock | 3,500 | 3,500 | D | ||||||||
Phantom Stock | (2) | (2) | (2) | Common Stock | 2,060 | 2,060 | D(3) | ||||||||
Phantom Stock | (2) | (2) | (2) | Common Stock | 3,658 | 3,658 | D(4) | ||||||||
Options to Purchase Common Stock(6) | $22 | 08/29/2008(5) | 08/29/2017 | Common Stock | 3,500 | 3,500 | D | ||||||||
Options to Purchase Common Stock(6) | $24.27 | 08/18/2009(7) | 08/18/2018 | Common Stock | 3,500 | 3,500 | D | ||||||||
Options to Purchase Common Stock(6) | $18.27 | 08/21/2010(8) | 08/21/2019 | Common Stock | 4,475 | 4,475 | D |
Explanation of Responses: |
1. These options were granted to the reporting person under BMBC's 2004 Stock Option Plan in a transaction exempt under Rule 16b-3. |
2. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, in cash, upon the reporting person's termination of service as a director. |
3. Held in BMBC Deferred Comp. Plan for Directors. |
4. Held in Bryn Mawr Trust Company Deferred Comp. Plan for Directors. |
5. These options become exercisable over a five (5) year period in 20% increments starting on 8/29/08 and on each 8/29 thereafter until the options are fully exercisable. |
6. These options were granted to the reporting person under BMBC's 2007 Long-term Incentive Plan. |
7. The options become exercisable over a five (5) year period in 20% increments starting on 8/18/2009 and on each 8/18 thereafter until the options are fully exercisable. |
8. The options become exercisable over a five (5) year period in 20% increments starting on 8/21/2010 and on each 8/21 thereafter until the options are fully exercisable. |
David E. Lees | 11/12/2009 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |