SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
SCHOTTENSTEIN ROBERT H

(Last) (First) (Middle)
4131 WORTH AVE., SUITE 500

(Street)
COLUMBUS OH 43219

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
M/I HOMES, INC. [ MHO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chairman, CEO & President
3. Date of Earliest Transaction (Month/Day/Year)
11/25/2024
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Shares 11/25/2024 M 9,371 A $51.82 325,371 D(1)
Common Shares 11/25/2024 M 24,000 A $47.59 349,371 D(1)
Common Shares 11/25/2024 M 24,000 A $58.73 373,371 D(1)
Common Shares 11/25/2024 S 200 D $167.81 373,171 D(1)
Common Shares 11/25/2024 S 100 D $167.825 373,071 D(1)
Common Shares 11/25/2024 S 100 D $167.83 372,971 D(1)
Common Shares 11/25/2024 S 100 D $167.85 372,871 D(1)
Common Shares 11/25/2024 S 100 D $167.93 372,771 D(1)
Common Shares 11/25/2024 S 100 D $167.935 372,671 D(1)
Common Shares 11/25/2024 S 320 D $168.05 372,351 D(1)
Common Shares 11/25/2024 S 100 D $168.07 372,251 D(1)
Common Shares 11/25/2024 S 200 D $168.08 372,051 D(1)
Common Shares 11/25/2024 S 200 D $168.09 371,851 D(1)
Common Shares 11/25/2024 S 100 D $168.1 371,751 D(1)
Common Shares 11/25/2024 S 100 D $168.105 371,651 D(1)
Common Shares 11/25/2024 S 200 D $168.11 371,451 D(1)
Common Shares 11/25/2024 S 100 D $168.15 371,351 D(1)
Common Shares 11/25/2024 S 116 D $168.17 371,235 D(1)
Common Shares 11/25/2024 S 100 D $168.175 371,135 D(1)
Common Shares 11/25/2024 S 100 D $168.185 371,035 D(1)
Common Shares 11/25/2024 S 100 D $168.195 370,935 D(1)
Common Shares 11/25/2024 S 100 D $168.21 370,835 D(1)
Common Shares 11/25/2024 S 100 D $168.25 370,735 D(1)
Common Shares 11/25/2024 S 400 D $168.29 370,335 D(1)
Common Shares 11/25/2024 S 100 D $168.3 370,235 D(1)
Common Shares 11/25/2024 S 100 D $168.31 370,135 D(1)
Common Shares 11/25/2024 S 100 D $168.62 370,035 D(1)
Common Shares 11/25/2024 S 100 D $168.72 369,935 D(1)
Common Shares 11/25/2024 S 100 D $168.735 369,835 D(1)
Common Shares 11/25/2024 S 152 D $168.74 369,683 D(1)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Option to Purchase Common Shares $51.82 11/25/2024 M 9,371 (2) 02/16/2031 Common Shares 9,371 $0 40,000 D
Option to Purchase Common Shares $47.59 11/25/2024 M 24,000 (2) 02/17/2032 Common Shares 24,000 $0 72,000 D
Option to Purchase Common Shares $58.73 11/25/2024 M 24,000 (3) 02/15/2033 Common Shares 24,000 $0 96,000 D
Explanation of Responses:
1. The reporting person also indirectly owns 189,587 common shares as sole trustee and beneficiary of The Irving E. Schottenstein 2002 Trust No. 2. The Spouse of the reporting person beneficially owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.
2. The options described on this line vested on February 17, 2024.
3. The options described on this line vested on February 15, 2024.
Remarks:
/s/Phillip G. Creek, Attorney-in-fact for Robert H. Schottenstein 11/26/2024
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.