FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 07/01/2008 |
3. Issuer Name and Ticker or Trading Symbol
PPG INDUSTRIES INC [ PPG ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 2,648.044 | D | |
Common Stock | 7,437.6163 | I | Employer 401-K Plan |
Common Stock | 179.484(1) | I | By Wife as Custodian |
Common Stock | 81.4663(1)(2) | I | By Wife as Custodian |
Common Stock | 101.5878(1)(2) | I | By Wife as Custodian |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Options(3) | 02/16/2008 | 02/15/2015 | Common Stock | 5,300 | $71.88 | D | |
Employee Stock Options(3) | 02/15/2009 | 02/14/2016 | Common Stock | 5,300 | $59.63 | D | |
Employee Stock Options(3) | 02/14/2010 | 02/13/2017 | Common Stock | 6,000 | $68.61 | D | |
Employee Stock Options(3) | 02/20/2011 | 02/19/2018 | Common Stock | 5,200 | $63.69 | D | |
Phantom Stock Units | (4) | (5) | Common Stock | 155.397(6) | (7) | D |
Explanation of Responses: |
1. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest, if any, in such shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
2. Shares held through the PPG Investor Services Program (a dividend reinvestment program). |
3. Right to buy granted under the PPG Industries, Inc. Stock Plan. |
4. Immediately. |
5. After termination of employment with PPG. |
6. Total of all phantom stock units held by the reporting person in the PPG Industries, Inc. Deferred Compensation Plan. |
7. The security converts to common stock on a one-for-one basis. |
Remarks: |
Exhibit 24 - Power of Attorney |
Dirk R. Gardner, Attorney-in-Fact for Richard C. Elias | 07/10/2008 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |