-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JO6nYrlD+u1DVifBCeNozYwsDWr23YDOQ3PY8oRsPHChuMe9fAWwDu0hIDKpPIj7 Kx6RPHIj2/wb4hUEELxi5A== 0001308617-09-000067.txt : 20091028 0001308617-09-000067.hdr.sgml : 20091028 20091028171559 ACCESSION NUMBER: 0001308617-09-000067 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091028 DATE AS OF CHANGE: 20091028 EFFECTIVENESS DATE: 20091028 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTH FINANCIAL GROUP INC CENTRAL INDEX KEY: 0000797871 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 570824914 STATE OF INCORPORATION: SC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10980 FILM NUMBER: 091142433 BUSINESS ADDRESS: STREET 1: 102 S MAIN ST CITY: GREENVILLE STATE: SC ZIP: 29601 BUSINESS PHONE: 8642557900 MAIL ADDRESS: STREET 1: 102 S MAIN STREET CITY: GREENVILLE STATE: SC ZIP: 29601 FORMER COMPANY: FORMER CONFORMED NAME: CAROLINA FIRST CORP DATE OF NAME CHANGE: 19920703 13F-HR 1 sch13f-09302009.txt REPORT FOR PERIOD ENDING SEPTEMBER 30, 2009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F Cover Page Report for the Calendar Year or Quarter Ended: September 30, 2009 ------------------- Check here if Amendment [ ]; Amendment Number: __________ This Amendment (Check only one): [ ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: The South Financial Group, Inc. Address: 102 South Main Street Greenville, SC 29601 Form 13F File Number: 28-10980 The Institutional Investment Manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: William P. Crawford, Jr. Title: Executive Vice President Phone: 864-255-7900 Signature, Place, and Date of Signing: /s/ William P. Crawford, Jr. Greenville, South Carolina October 28, 2009 - ---------------------------- -------------------------- ---------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number Of Other Included Managers: 1 Form 13F Information Table Entry Total: 158 Form 13F Information Table Value Total: $59,539 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. (If there are no entries in this list, state "NONE" and omit the column headings and list entries.) No. Form 13F File Number Name 1. 28-10995 Carolina First Bank
SHS SH/ INVEST- MARKET OR PUT/ MENT OTHER VALUE PRN PRIN/ DISCRE- MANA- VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) AMT CALL TION GERS SOLE SHARED NONE AFLAC INC COM 001055102 460 10,764 SH DEFINED 1 8,564 95 2,105 AFLAC INC COM 001055102 6 150 SH DEFINED 150 AT&T INC COM 00206R102 1,196 44,268 SH DEFINED 1 39,915 788 3,565 AT&T INC COM 00206R102 493 18,262 SH DEFINED 13,540 3,592 1,130 ABBOTT LABS COM 002824100 996 20,136 SH DEFINED 1 17,506 2,630 ABBOTT LABS COM 002824100 282 5,698 SH DEFINED 4,482 1,216 AFFINITY TECHNOLOGY GROUP IN COM 00826M103 10 3,982,767 SH DEFINED 1 3,982,767 ALTRIA GROUP INC COM 02209S103 305 17,114 SH DEFINED 1 14,979 550 1,585 ALTRIA GROUP INC COM 02209S103 70 3,924 SH DEFINED 844 1,830 1,250 AMGEN INC COM 031162100 447 7,428 SH DEFINED 1 7,348 80 AMGEN INC COM 031162100 12 200 SH DEFINED 200 APACHE CORP COM 037411105 678 7,380 SH DEFINED 1 7,380 APACHE CORP COM 037411105 246 2,680 SH DEFINED 1,130 1,550 BB&T CORP COM 054937107 758 27,845 SH DEFINED 1 27,845 BB&T CORP COM 054937107 49 1,816 SH DEFINED 1,000 816 BP PLC SPONSORED ADR 055622104 524 9,853 SH DEFINED 1 9,803 50 BP PLC SPONSORED ADR 055622104 479 9,004 SH DEFINED 7,216 1,588 200 BANK OF AMERICA CORPORATION COM 060505104 850 50,235 SH DEFINED 1 44,653 2,005 3,577 BANK OF AMERICA CORPORATION COM 060505104 220 12,974 SH DEFINED 1,589 2,385 9,000 BANK OF NEW YORK MELLON CORP COM 064058100 162 5,594 SH DEFINED 1 5,594 BANK OF NEW YORK MELLON CORP COM 064058100 71 2,451 SH DEFINED 1,131 1,320 BARD C R INC COM 067383109 200 2,547 SH DEFINED 1 1,147 1,400 BARD C R INC COM 067383109 503 6,400 SH DEFINED 5,700 700 BECTON DICKINSON & CO COM 075887109 488 6,998 SH DEFINED 1 6,248 700 50 BECTON DICKINSON & CO COM 075887109 31 440 SH DEFINED 90 350 BRISTOL MYERS SQUIBB CO COM 110122108 275 12,223 SH DEFINED 1 11,407 816 BRISTOL MYERS SQUIBB CO COM 110122108 55 2,450 SH DEFINED 2,450 CSX CORP COM 126408103 448 10,707 SH DEFINED 1 10,707 CSX CORP COM 126408103 28 660 SH DEFINED 660 CHEVRON CORP NEW COM 166764100 458 6,498 SH DEFINED 1 5,775 148 575 CHEVRON CORP NEW COM 166764100 250 3,555 SH DEFINED 2,015 500 1,040 CISCO SYS INC COM 17275R102 1,065 45,249 SH DEFINED 1 41,622 782 2,845 CISCO SYS INC COM 17275R102 79 3,350 SH DEFINED 2,050 1,300 COCA COLA CO COM 191216100 1,669 31,077 SH DEFINED 1 31,077 COGNIZANT TECHNOLOGY SOLUTION CL A 192446102 211 5,465 SH DEFINED 1 5,465 COGNIZANT TECHNOLOGY SOLUTION CL A 192446102 12 300 SH DEFINED 300 COLGATE PALMOLIVE CO COM 194162103 355 4,648 SH DEFINED 1 4,258 390 COLGATE PALMOLIVE CO COM 194162103 23 300 SH DEFINED 300 CONOCOPHILLIPS COM 20825C104 216 4,783 SH DEFINED 1 4,573 210 CONOCOPHILLIPS COM 20825C104 6 131 SH DEFINED 131 DANAHER CORP DEL COM 235851102 943 14,006 SH DEFINED 1 13,728 78 200 DANAHER CORP DEL COM 235851102 206 3,065 SH DEFINED 1,235 1,530 300 DOMINION RES INC VA NEW COM 25746U109 436 12,644 SH DEFINED 1 12,384 260 DOMINION RES INC VA NEW COM 25746U109 143 4,150 SH DEFINED 2,050 2,100 DUKE ENERGY CORP NEW COM 26441C105 230 14,581 SH DEFINED 1 14,181 400 DUKE ENERGY CORP NEW COM 26441C105 52 3,300 SH DEFINED 1,500 1,800 EMERSON ELEC CO COM 291011104 378 9,443 SH DEFINED 1 8,912 121 410 EMERSON ELEC CO COM 291011104 191 4,775 SH DEFINED 975 2,400 1,400 ENZYME ENVIRONMENTAL SOLS INC COM 294113105 0 90,000 SH DEFINED 1 90,000 EXELON CORP COM 30161N101 168 3,380 SH DEFINED 1 1,985 1,395 EXELON CORP COM 30161N101 104 2,100 SH DEFINED 1,500 600 EXXON MOBIL CORP COM 30231G102 3,157 46,010 SH DEFINED 1 40,620 670 4,720 EXXON MOBIL CORP COM 30231G102 628 9,147 SH DEFINED 4,615 3,482 1,050 FPL GROUP INC COM 302571104 241 4,355 SH DEFINED 1 4,295 60 FPL GROUP INC COM 302571104 116 2,100 SH DEFINED 1,550 550 FASTENAL CO COM 311900104 270 6,975 SH DEFINED 1 6,975 FIRST CTZNS BANCORP INC S C COM 319460101 466 1,166 SH DEFINED 1 1,166 GENERAL ELECTRIC CO COM 369604103 1,468 89,408 SH DEFINED 1 80,994 2,534 5,880 GENERAL ELECTRIC CO COM 369604103 665 40,500 SH DEFINED 34,900 200 5,400 GENERAL MLS INC COM 370334104 280 4,350 SH DEFINED 1 4,140 210 GENERAL MLS INC COM 370334104 21 330 SH DEFINED 330 GENZYME CORP COM 372917104 262 4,619 SH DEFINED 1 4,084 535 GENZYME CORP COM 372917104 51 895 SH DEFINED 165 730 GOLDMAN SACHS GROUP INC COM 38141G104 489 2,650 SH DEFINED 1 2,455 195 GOLDMAN SACHS GROUP INC COM 38141G104 70 380 SH DEFINED 230 150 HEINZ H J CO COM 423074103 127 3,200 SH DEFINED 1 1,100 2,100 HEINZ H J CO COM 423074103 115 2,900 SH DEFINED 2,400 500 HEWLETT PACKARD CO COM 428236103 477 10,105 SH DEFINED 1 6,642 263 3,200 HEWLETT PACKARD CO COM 428236103 53 1,130 SH DEFINED 630 500 HONEYWELL INTL INC COM 438516106 260 6,995 SH DEFINED 1 5,315 1,680 ITT CORP NEW COM 450911102 366 7,011 SH DEFINED 1 5,521 50 1,440 ITT CORP NEW COM 450911102 4 75 SH DEFINED 75 ILLINOIS TOOL WKS INC COM 452308109 198 4,625 SH DEFINED 1 4,120 165 340 ILLINOIS TOOL WKS INC COM 452308109 17 400 SH DEFINED 400 INTEL CORP COM 458140100 263 13,446 SH DEFINED 1 10,324 662 2,460 INTEL CORP COM 458140100 14 700 SH DEFINED 200 500 INTERNATIONAL BUSINESS MACHS COM 459200101 264 2,205 SH DEFINED 1 1,516 129 560 ISHARES TR INDEX S&P GBL INF 464287291 2,001 38,367 SH DEFINED 1 38,183 130 54 ISHARES TR INDEX S&P GBL INF 464287291 236 4,515 SH DEFINED 490 3,435 590 ISHARES TR INDEX CONS SRVC IDX 464287580 599 11,485 SH DEFINED 1 11,485 ISHARES TR INDEX CONS SRVC IDX 464287580 104 2,000 SH DEFINED 2,000 ISHARES TR INDEX DJ US INDUSTRL 464287754 610 12,125 SH DEFINED 1 12,125 ISHARES TR INDEX DJ US INDUSTRL 464287754 104 2,058 SH DEFINED 2,058 ISHARES TR INDEX DJ US HEALTHCR 464287762 549 9,318 SH DEFINED 1 9,318 ISHARES TR INDEX DJ US HEALTHCR 464287762 9 150 SH DEFINED 150 ISHARES TR INDEX DJ US FINL SEC 464287788 675 12,820 SH DEFINED 1 12,820 ISHARES TR INDEX CONS GOODS IDX 464287812 273 5,162 SH DEFINED 1 5,162 ISHARES TR INDEX CONS GOODS IDX 464287812 47 888 SH DEFINED 888 JPMORGAN CHASE & CO COM 46625H100 469 10,702 SH DEFINED 1 8,737 1,965 JPMORGAN CHASE & CO COM 46625H100 123 2,800 SH DEFINED 2,000 800 JOHNSON & JOHNSON COM 478160104 1,239 20,341 SH DEFINED 1 18,872 144 1,325 JOHNSON & JOHNSON COM 478160104 279 4,580 SH DEFINED 1,960 960 1,660 JOHNSON CTLS INC COM 478366107 273 10,666 SH DEFINED 1 10,666 JOHNSON CTLS INC COM 478366107 15 600 SH DEFINED 600 KIMBERLY CLARK CORP COM 494368103 327 5,548 SH DEFINED 1 5,398 75 75 KRAFT FOODS INC CL A 50075N104 211 8,051 SH DEFINED 1 4,906 380 2,765 KRAFT FOODS INC CL A 50075N104 11 413 SH DEFINED 75 200 138 LINCOLN NATL CORP IND COM 534187109 313 12,090 SH DEFINED 1 11,293 797 LINCOLN NATL CORP IND COM 534187109 217 8,374 SH DEFINED 6,464 1,910 LOWES COS INC COM 548661107 579 27,648 SH DEFINED 1 25,533 350 1,765 LOWES COS INC COM 548661107 234 11,180 SH DEFINED 7,400 3,380 400 MCDONALDS CORP COM 580135101 625 10,943 SH DEFINED 1 9,983 60 900 MCDONALDS CORP COM 580135101 63 1,110 SH DEFINED 445 245 420 MICROSOFT CORP COM 594918104 1,253 48,732 SH DEFINED 1 46,020 170 2,542 MICROSOFT CORP COM 594918104 186 7,225 SH DEFINED 6,025 400 800 MORGAN STANLEY COM NEW 617446448 200 6,485 SH DEFINED 1 5,980 80 425 1MORGAN STANLEY COM NEW 617446448 51 1,665 SH DEFINED 240 1,425 NATIONAL OILWELL VARCO INC COM 637071101 399 9,240 SH DEFINED 1 9,240 NATIONAL OILWELL VARCO INC COM 637071101 13 300 SH DEFINED 300 NOVARTIS A G SPONSORED ADR 66987V109 247 4,903 SH DEFINED 1 4,798 105 NOVARTIS A G SPONSORED ADR 66987V109 39 765 SH DEFINED 325 440 NUCOR CORP COM 670346105 533 11,330 SH DEFINED 1 11,330 NUCOR CORP COM 670346105 13 280 SH DEFINED 280 ORACLE CORP COM 68389X105 1,065 51,083 SH DEFINED 1 49,216 627 1,240 ORACLE CORP COM 68389X105 213 10,240 SH DEFINED 5,125 3,990 1,125 PEPSICO INC COM 713448108 1,257 21,436 SH DEFINED 1 20,739 67 630 PEPSICO INC COM 713448108 314 5,360 SH DEFINED 3,850 1,310 200 PFIZER INC COM 717081103 174 10,490 SH DEFINED 1 7,248 995 2,247 PFIZER INC COM 717081103 99 5,975 SH DEFINED 3,275 2,700 PHILIP MORRIS INTL INC COM 718172109 583 11,971 SH DEFINED 1 11,071 50 850 PHILIP MORRIS INTL INC COM 718172109 72 1,479 SH DEFINED 149 1,130 200 PRAXAIR INC COM 74005P104 1,111 13,596 SH DEFINED 1 13,311 100 185 PRAXAIR INC COM 74005P104 400 4,900 SH DEFINED 3,120 1,280 500 PRICE T ROWE GROUP INC COM 74144T108 628 13,736 SH DEFINED 1 13,441 295 PRICE T ROWE GROUP INC COM 74144T108 87 1,895 SH DEFINED 475 1,420 PROCTER & GAMBLE CO COM 742718109 1,891 32,645 SH DEFINED 1 30,694 86 1,865 PROCTER & GAMBLE CO COM 742718109 310 5,355 SH DEFINED 2,275 525 2,555 SCANA CORP NEW COM 80589M102 711 20,377 SH DEFINED 1 20,377 SCANA CORP NEW COM 80589M102 14 400 SH DEFINED 400 SCHLUMBERGER LTD COM 806857108 406 6,820 SH DEFINED 1 6,415 405 SCHLUMBERGER LTD COM 806857108 86 1,440 SH DEFINED 800 240 400 SONOCO PRODS CO COM 835495102 86 3,125 SH DEFINED 1 3,125 SONOCO PRODS CO COM 835495102 127 4,620 SH DEFINED 4,620 SOUTH FINL GROUP INC COM 837841105 232 158,100 SH DEFINED 1 158,100 STAPLES INC COM 855030102 312 13,421 SH DEFINED 1 12,936 285 200 STAPLES INC COM 855030102 46 2,000 SH DEFINED 1,250 750 STRYKER CORP COM 863667101 292 6,424 SH DEFINED 1 5,934 490 STRYKER CORP COM 863667101 34 755 SH DEFINED 60 695 TARGET CORP COM 87612E106 537 11,510 SH DEFINED 1 10,695 30 785 TARGET CORP COM 87612E106 111 2,375 SH DEFINED 1,875 500 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 758 14,990 SH DEFINED 1 14,840 75 75 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 87 1,715 SH DEFINED 615 1,100 3M CO COM 88579Y101 442 5,994 SH DEFINED 1 5,994 3M CO COM 88579Y101 587 7,956 SH DEFINED 400 7,556 UNITED TECHNOLOGIES CORP COM 913017109 871 14,296 SH DEFINED 1 13,936 140 220 UNITED TECHNOLOGIES CORP COM 913017109 175 2,865 SH DEFINED 1,000 1,535 330 VERIZON COMMUNICATIONS INC COM 92343V104 587 19,402 SH DEFINED 1 16,837 960 1,605 VERIZON COMMUNICATIONS INC COM 92343V104 389 12,850 SH DEFINED 9,650 2,000 1,200 WAL MART STORES INC COM 931142103 588 11,984 SH DEFINED 1 9,779 2,205 WALGREEN CO COM 931422109 447 11,926 SH DEFINED 1 10,851 75 1,000 WALGREEN CO COM 931422109 19 495 SH DEFINED 195 100 200 WELLS FARGO & CO NEW COM 949746101 703 24,938 SH DEFINED 1 22,409 284 2,245 WELLS FARGO & CO NEW COM 949746101 71 2,505 SH DEFINED 497 1,794 214 WYETH COM 983024100 158 3,252 SH DEFINED 1 2,916 236 100 WYETH COM 983024100 104 2,150 SH DEFINED 1,350 800 CAROLINA BANK HOLDINGS COM 143785103 197 49,300 SH SOLE 49,300 SOUTHERN COMMUNITY FINANCIAL COM 842632101 313 105,000 SH SOLE 105,000 TRIANGLE CAPITAL CORP COM 895848109 847 68,648 SH SOLE 68,648 FINAL TOTALS 59,539 5,922,098 5,710,674 88,584 122,840
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