-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GOlQyYJhYaTWsg5ZtctIxtXeDvXsYH1WQ+nI5iBKelm+8qPSBFo7KEK0/rjEFjAM 5T5NcYfQWFpSDkGHa80HXw== 0000794221-11-000001.txt : 20110216 0000794221-11-000001.hdr.sgml : 20110216 20110215175237 ACCESSION NUMBER: 0000794221-11-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110216 DATE AS OF CHANGE: 20110215 EFFECTIVENESS DATE: 20110216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KING INVESTMENT ADVISORS INC/TX CENTRAL INDEX KEY: 0000794221 IRS NUMBER: 760185389 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01717 FILM NUMBER: 11615397 BUSINESS ADDRESS: STREET 1: 1980 POST OAK BLVD STREET 2: SUITE 2400 CITY: HOUSTON STATE: TX ZIP: 77056-3898 BUSINESS PHONE: 7139610462 MAIL ADDRESS: STREET 1: 1980 POST OAK BLVD STREET 2: #2400 CITY: HOUSTON STATE: TX ZIP: 77056-3898 FORMER COMPANY: FORMER CONFORMED NAME: JENSWOLD KING & ASSOCIATES INC/TX/ DATE OF NAME CHANGE: 19980212 13F-HR 1 final101231.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/10 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: King Investment Advisors, Inc. Address: 1980 Post Oak Boulevard, Suite 2400 Houston, TX 77056-3898 13F File Number: 28-01717 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Pat H. Swanson Title: Chief Compliance Officer Phone: 713-961-0462 Signature, Place, and Date of Signing: Pat H. Swanson Houston, TX February 15, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 85 Form13F Information Table Value Total: $338,858 thousands List of Other Included Managers: List of Other Managers Reporting for this Manager: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABBOTT LABORATORIES Common 002824100 563 11755 SH 0 Sole 0 10255 0 1500 APACHE CORP Common 037411105 641 5380 SH 0 Sole 0 5380 0 0 ASBURY AUTOMOTIVE GROUP Common 043436104 10629 575145 SH 0 Sole 0 520545 0 54600 AUTOMATIC DATA PROCESSING Common 053015103 334 7210 SH 0 Sole 0 7210 0 0 AUXILIUM PHARMACEUTICALS INC Common 05334D107 205 9730 SH 0 Sole 0 9730 0 0 BANK OF NEW YORK MELLON CORP Common 064058100 8526 282302 SH 0 Sole 0 252902 0 29400 BECKMAN COULTER INC Common 075811109 13494 179370 SH 0 Sole 0 162820 0 16550 BRAVO BRIO RESTAURANT GROUP Common 10567B109 395 20580 SH 0 Sole 0 20580 0 0 BROADRIDGE FINANCIAL SOLUTIO Common 11133T103 9616 438480 SH 0 Sole 0 405980 0 32500 BROCADE COMMUNICATIONS SYS Common 111621306 430 81355 SH 0 Sole 0 81355 0 0 BUNGE LTD Common G16962105 10066 153635 SH 0 Sole 0 138835 0 14800 CALLAWAY GOLF COMPANY Common 131193104 6481 803094 SH 0 Sole 0 707494 0 95600 CATERPILLAR INC Common 149123101 439 4690 SH 0 Sole 0 4690 0 0 CEPHALON INC Common 156708109 18181 294575 SH 0 Sole 0 270500 0 24075 CHEVRON CORP Common 166764100 419 4597 SH 0 Sole 0 4597 0 0 CHUBB CORP Common 171232101 248 4150 SH 0 Sole 0 4150 0 0 CLOROX COMPANY Common 189054109 601 9495 SH 0 Sole 0 9495 0 0 CONOCOPHILLIPS Common 20825C104 1274 18715 SH 0 Sole 0 16715 0 2000 CONSOL ENERGY INC Common 20854P109 16068 329675 SH 0 Sole 0 297975 0 31700 CUBIC CORP Common 229669106 227 4815 SH 0 Sole 0 4815 0 0 DELTA PETROLEUM CORPORATION Common 247907207 11 15000 SH 0 Sole 0 15000 0 0 DU PONT (E.I.) DE NEMOURS Common 263534109 284 5685 SH 0 Sole 0 5685 0 0 ELI LILLY & CO Common 532457108 288 8230 SH 0 Sole 0 8230 0 0 EMERGENT BIOSOLUTIONS INC Common 29089Q105 619 26405 SH 0 Sole 0 26405 0 0 ENSCO PLC-SPON ADR Common 29358Q109 1859 34820 SH 0 Sole 0 27020 0 7800 ENTERPRISE PRODUCTS PARTNERS Common 293792107 519 12465 SH 0 Sole 0 12465 0 0 EXPEDIA INC Common 30212P105 1203 47945 SH 0 Sole 0 43645 0 4300 EXXON MOBIL CORP Common 30231G102 2188 29924 SH 0 Sole 0 29924 0 0 FOREST LABORATORIES INC Common 345838106 14170 443095 SH 0 Sole 0 403195 0 39900 FULTON FINANCIAL CORP Common 360271100 149 14425 SH 0 Sole 0 14425 0 0 GFI GROUP INC Common 361652209 3228 688285 SH 0 Sole 0 688285 0 0 HAIN CELESTIAL GROUP INC Common 405217100 1504 55590 SH 0 Sole 0 49090 0 6500 HEARTLAND PAYMENT SYSTEMS IN Common 42235N108 287 18580 SH 0 Sole 0 18580 0 0 HESS CORP Common 42809H107 1151 15035 SH 0 Sole 0 15035 0 0 HEWLETT-PACKARD CO Common 428236103 3942 93645 SH 0 Sole 0 82045 0 11600 HJ HEINZ CO Common 423074103 509 10290 SH 0 Sole 0 10290 0 0 HOLOGIC CONV PUTABLE 2013 FRNT 436440AA9 688 735 SH 0 Sole 0 735 0 0 HOLOGIC INC Common 436440101 15796 839295 SH 0 Sole 0 762195 0 77100 INTEL CORP Common 458140100 216 10293 SH 0 Sole 0 10293 0 0 INTREPID POTASH INC Common 46121Y102 570 15295 SH 0 Sole 0 15295 0 0 JOHNSON & JOHNSON Common 478160104 328 5300 SH 0 Sole 0 4100 0 1200 KRAFT FOODS INC-CLASS A Common 50075N104 291 9231 SH 0 Sole 0 9231 0 0 LEAP WIRELESS INTL INC Common 521863308 332 27120 SH 0 Sole 0 27120 0 0 MAGELLAN MIDSTREAM PARTNERS Common 559080106 515 9115 SH 0 Sole 0 9115 0 0 MEAD JOHNSON NUTRITION CO Common 582839106 11328 181975 SH 0 Sole 0 163775 0 18200 MEDIDATA SOLUTIONS INC Common 58471A105 930 38955 SH 0 Sole 0 38955 0 0 MEDTRONIC INC Note 585055AM8 870 865 SH 0 Sole 0 540 0 325 MICROSOFT CORP Common 594918104 7500 268721 SH 0 Sole 0 250021 0 18700 MYLAN INC Common 628530107 11210 530535 SH 0 Sole 0 490835 0 39700 NASDAQ OMX GROUP/THE Common 631103108 11136 469260 SH 0 Sole 0 431960 0 37300 NEWPARK RESOURCES INC Common 651718504 6111 992000 SH 0 Sole 0 898200 0 93800 NII HOLDINGS CONVERTIBLE Note 62913FAJ1 378 385 SH 0 Sole 0 385 0 0 NII HOLDINGS INC Common 62913F201 17236 385935 SH 0 Sole 0 352035 0 33900 NTELOS HOLDINGS CORP Common 67020Q107 951 49930 SH 0 Sole 0 49930 0 0 NUANCE COMMUNICATIONS INC Common 67020Y100 13123 721810 SH 0 Sole 0 653310 0 68500 NYSE EURONEXT Common 629491101 309 10300 SH 0 Sole 0 10300 0 0 OMNICARE INC Common 681904108 13277 522925 SH 0 Sole 0 477025 0 45900 ORBITAL SCIENCES CORP Common 685564106 320 18675 SH 0 Sole 0 18675 0 0 ORION MARINE GROUP INC Common 68628V308 5498 473950 SH 0 Sole 0 426550 0 47400 OWENS-ILLINOIS INC Common 690768403 3844 125210 SH 0 Sole 0 125210 0 0 PAREXEL INTERNATIONAL CORP Common 699462107 4836 227807 SH 0 Sole 0 227807 0 0 PEPSICO INC Common 713448108 511 7825 SH 0 Sole 0 7825 0 0 PLAINS ALL AMER PIPELINE LP Common 726503105 313 4980 SH 0 Sole 0 4980 0 0 PNC FINANCIAL SERVICES GROUP Common 693475105 5353 88155 SH 0 Sole 0 77705 0 10450 PRESTIGE BRANDS HOLDINGS INC Common 74112D101 1927 161214 SH 0 Sole 0 158614 0 2600 PROCTER & GAMBLE CO/THE Common 742718109 435 6760 SH 0 Sole 0 6760 0 0 PROSHARES ULTRA GOLD Common 74347W601 274 3875 SH 0 Sole 0 3875 0 0 ROSETTA STONE INC Common 777780107 586 27600 SH 0 Sole 0 27600 0 0 SCHLUMBERGER LTD Common 806857108 4317 51700 SH 0 Sole 0 45975 0 5725 SEARS HOLDINGS CORP Common 812350106 7784 105540 SH 0 Sole 0 97590 0 7950 SPDR GOLD TRUST Common 78463V107 264 1900 SH 0 Sole 0 1900 0 0 STATE STREET CORP Common 857477103 10423 224920 SH 0 Sole 0 202820 0 22100 SUPERIOR ENERGY SERVICES INC Common 868157108 2950 84310 SH 0 Sole 0 84310 0 0 SYMANTEC CORP Common 871503108 1361 81275 SH 0 Sole 0 81275 0 0 SYSCO CORP Common 871829107 384 13050 SH 0 Sole 0 13050 0 0 TELEFONICA SA-SPON ADR Common 879382208 7095 103698 SH 0 Sole 0 95398 0 8300 TEXTRON INC Common 883203101 9392 397275 SH 0 Sole 0 391375 0 5900 TOWER GROUP INC Common 891777104 11796 460798 SH 0 Sole 0 426220 0 34578 UNILEVER PLC-SPONSORED ADR Common 904767704 313 10135 SH 0 Sole 0 10135 0 0 UNITEK GLOBAL SERVICES INC Common 91324T302 737 75000 SH 0 Sole 0 75000 0 0 WAL-MART STORES INC Common 931142103 1304 24179 SH 0 Sole 0 24179 0 0 WASTE MANAGEMENT INC Common 94106L109 498 13510 SH 0 Sole 0 13510 0 0 WENDY'S/ARBY'S GROUP INC-A Common 950587105 383 82930 SH 0 Sole 0 82930 0 0 WEYERHAEUSER CO Common 962166104 1209 63855 SH 0 Sole 0 63855 0 0 WRIGHT MEDICAL GROUP INC Common 98235T107 10908 702358 SH 0 Sole 0 653558 0 48800
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