FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
HEALTH MANAGEMENT ASSOCIATES INC [ HMA ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 01/01/2008 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Class A Common Stock, $.01 par value | 01/01/2008 | A(1) | 12,000(1) | A | $0 | 23,925 | D | |||
Class A Common Stock, $.01 par value | 5,062(2) | I | By the W.E. Mayberry Trust(2) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (Right to Buy) | $21.625 | 05/20/2002 | 05/19/2008 | Class A Common Stock, $.01 par value | 2,250(3) | 2,250(3) | D | ||||||||
Stock Option (Right to Buy) | $19.95 | 05/21/2006 | 05/20/2012 | Class A Common Stock, $.01 par value | 5,000(3) | 5,000(3) | D | ||||||||
Stock Option (Right to Buy) | $18.56 | 05/20/2007 | 05/19/2013 | Class A Common Stock, $.01 par value | 5,000(3) | 5,000(3) | D | ||||||||
Stock Option (Right to Buy) | $22.77 | (4) | 05/17/2014 | Class A Common Stock, $.01 par value | 5,000(4) | 5,000(4) | D | ||||||||
Stock Option (Right to Buy) | $24.75 | (5) | 05/23/2015 | Class A Common Stock, $.01 par value | 5,000(5) | 5,000(5) | D |
Explanation of Responses: |
1. This restricted stock award was granted under the Issuer's 2006 Outside Director Restricted Stock Award Plan, as amended in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. |
2. All of the shares are owned by the W.E. Mayberry Trust u/a/d 10/26/92. Dr. Mayberry is the Trustee and Settlor of the Trust. During his lifetime, he is the sole beneficiary. Upon his death, his wife is the beneficiary. As Trustee, Dr. Mayberry has the sole power to dispose of all shares held by the Trust, and as Settlor, he has the sole power to revoke the Trust at any time. |
3. This option was previously reported by Dr. Mayberry. |
4. This option was previously reported by Dr. Mayberry. Dr. Mayberry can exercise this option as follows: 1,250 shares on 5/18/05, 1,250 shares on 5/18/06, 1,250 shares on 5/18/07, and 1,250 shares on 5/18/08. |
5. This option was previoulsy reported by Dr. Mayberry. Dr. Mayberry can exercise this option as follows: 1,250 shares on 5/24/06, 1,250 shares on 5/24/07, 1,250 shares on 5/24/08, and 1,250 shares on 5/24/09. |
Remarks: |
/s/ Timothy R. Parry, Attorney-in-fact for William E. Mayberry | 01/03/2008 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |