EX-99.(D)(18) 3 d712461dex99d18.htm AMENDMENT NO. 17 TO INVESTMENT ADVISORY AGREEMENT Amendment No. 17 to Investment Advisory Agreement

Exhibit (d)18)

AMENDMENT NO. 17

TO INVESTMENT ADVISORY AGREEMENT

(Thrivent Series Fund, Inc.)

Thrivent Financial for Lutherans (“TFL”) and Thrivent Series Fund, Inc. (“TSF”) hereby agree that, with respect to the Investment Advisory Agreement between TFL and TSF dated April 10, 2002, as amended (the “Agreement”), effective April 30, 2019, the Agreement is hereby amended to reflect the following changes: (i) Thrivent Partner All Cap Portfolio is hereby changed to Thrivent All Cap Portfolio and its fee schedule is amended; (ii) Thrivent Large Cap Stock Portfolio is hereby changed to Thrivent Global Stock Portfolio; and (iii) Thrivent Partner Worldwide Allocation Portfolio is hereby changed to Thrivent International Allocation Portfolio and its fee schedule is amended. A revised Schedule I is attached hereto.

 

THRIVENT SERIES FUND, INC.
By   /s/ David S. Royal                                
  David S. Royal
  President and Chief Investment Officer

 

THRIVENT FINANCIAL FOR LUTHERANS
By   /s/ Gerard V. Vaillancourt                      
  Gerard V. Vaillancourt
  Vice President and Mutual Funds Chief Financial Officer


SCHEDULE I

(effective April 30, 2019)

Thrivent Large Cap Growth Portfolio

0.40%

Thrivent High Yield Portfolio

0.40%

Thrivent Income Portfolio

0.40%

Thrivent Money Market Portfolio

0.35%

Thrivent All Cap Portfolio

  $0-$250 million      0.55
  More than $250 million      0.50
Thrivent Partner Growth Stock Portfolio

 

$0-$500 million      0.65
More than $500 million      0.60

Thrivent Large Cap Value Portfolio

0.60%

 

 

Thrivent Limited Maturity Bond Portfolio

0.40%

 

 

Thrivent Small Cap Stock Portfolio

 

  $0-$200 million      0.70
  More than $200 million but not over $1 billion      0.65
  More than $1 billion but not over $2.5 billion      0.60
  More than $2.5 billion but not over $5 billion      0.55
  More than $5 billion      0.525
Thrivent Small Cap Index Portfolio

$0-$1.5 billion      0.20
More than $1.5 billion but not over $2.0 billion      0.15
More than $2.0 billion      0.10
Thrivent Mid Cap Stock Portfolio

 

  $0-$200 million      0.70
  More than $200 million but not over $1 billion      0.65
  More than $1 billion but not over $2.5 billion      0.60
  More than $2.5 billion but not over $5 billion      0.55
  More than $5 billion      0.525
Thrivent Mid Cap Index Portfolio

 

$0-$1.5 billion      0.20
More than $1.5 billion but not over $2.0 billion      0.15
More than $2.0 billion      0.10


Thrivent Global Stock Portfolio

  $0-$500 million      0.65
  More than $500 million but not over $750 million      0.575
  More than $750 million but not over $1 billion      0.55
  More than $1 billion but not over $2.5 billion      0.475
  More than $2.5 billion but not over $5 billion      0.45
  More than $5 billion      0.425
Thrivent Large Cap Index Portfolio

 

  $0-$1.5 billion      0.20
  More than $1.5 billion but not over $2.0 billion      0.15
  More than $2.0 billion      0.10
Thrivent Real Estate Securities Portfolio

 

  $0-$500 million      0.75
  More than $500 million      0.70
Thrivent Low Volatility Portfolio

 

$0-$100 million      0.60
More than $100 million      0.50
Thrivent Multidimensional Income Portfolio

 

$0-$100 million      0.55
More than $100 million      0.50
Thrivent Balanced Income Plus Portfolio

 

$0-$500 million      0.55
More than $500 million but not over $1 billion      0.50
More than $1 billion but not over $2.5 billion      0.475
More than $2.5 billion but not over $5 billion      0.45
More than $5 billion      0.425

Thrivent Diversified Income Plus Portfolio

0.40%

 

 

Thrivent Government Bond Portfolio

 

  $0-$250 million      0.35
  More than $250 million but not over $500 million      0.30
  More than $500 million but not over $1 billion      0.25
  More than $1 billion but not over $1.5 billion      0.20
  More than $1.5 billion but not over $2 billion      0.15
  More than $2 billion      0.10
Thrivent Opportunity Income Plus Portfolio

 

  $0-$500 million      0.50
  More than $500 million      0.45


Thrivent Aggressive Allocation Portfolio

 

 

$0-$5 billion

     0.70
 

More than $5 billion but not over $10 billion

     0.675
 

More than $10 billion

     0.65

For as long as this fee structure is in place, the Adviser will waive an amount equal to any investment advisory fees indirectly incurred by the Portfolio as a result of its investment in any other mutual fund for which the Adviser or an affiliate serves as investment adviser, other than Thrivent Cash Management Trust.

 

Thrivent Moderately Aggressive Allocation Portfolio

 

 

$0-$500 million

     0.70
 

More than $500 million but not over $2 billion

     0.675
 

More than $2 billion but not over $5 billion

     0.65
 

More than $5 billion but not over $10 billion

     0.625
 

More than $10 billion

     0.60

For as long as this fee structure is in place, the Adviser will waive an amount equal to any investment advisory fees indirectly incurred by the Portfolio as a result of its investment in any other mutual fund for which the Adviser or an affiliate serves as investment adviser, other than Thrivent Cash Management Trust.

 

Thrivent Moderate Allocation Portfolio

 

 

$0-$500 million

     0.65
 

More than $500 million but not over $2 billion

     0.625
 

More than $2 billion but not over $5 billion

     0.60
 

More than $5 billion but not over $10 billion

     0.575
 

More than $10 billion

     0.55

For as long as this fee structure is in place, the Adviser will waive an amount equal to any investment advisory fees indirectly incurred by the Portfolio as a result of its investment in any other mutual fund for which the Adviser or an affiliate serves as investment adviser, other than Thrivent Cash Management Trust.

 

Thrivent Moderately Conservative Allocation Portfolio

 

 

$0-$500 million

     0.60
 

More than $500 million but not over $2 billion

     0.575
 

More than $2 billion but not over $5 billion

     0.55
 

More than $5 billion but not over $10 billion

     0.525
 

More than $10 billion

     0.50

For as long as this fee structure is in place, the Adviser will waive an amount equal to any investment advisory fees indirectly incurred by the Portfolio as a result of its investment in any other mutual fund for which the Adviser or an affiliate serves as investment adviser, other than Thrivent Cash Management Trust.


Thrivent International Allocation Portfolio

 

 

$0-$250 million

     0.70
 

More than $250 million but not over $1 billion

     0.65
 

More than $1 billion but not over $1.5 billion

     0.625
 

More than $1.5 billion

     0.60
Thrivent Partner Emerging Markets Equity Portfolio

 

 

$0-$50 million

     1.00
 

More than $50 million

     0.95
Thrivent Partner Healthcare Portfolio

 

 

$0-$50 million

     0.90
 

More than $50 million but not over $100 million

     0.85
 

More than $100 million but not over $250 million

     0.80
 

More than $250 million

     0.75
Thrivent Small Cap Growth Portfolio

 

 

$0-$200 million

     0.80
 

More than $200 million

     0.75