EX-99.D.4 3 dex99d4.htm AMENDMENT NO.6 TO INVESTMENT ADVISORY AGREEMENT Amendment No.6 to Investment Advisory Agreement

Exhibit (d)(4)

 

AMENDMENT NO. 6

TO INVESTMENT ADVISORY AGREEMENT

(Thrivent Series Fund, Inc.)

 

Thrivent Financial for Lutherans (“TFL”) and Thrivent Series Fund, Inc. (“TSF”) hereby agree that, effective July 1, 2009, the advisory fee charged to Thrivent Partner Mid Cap Value Portfolio, under the terms of the Investment Advisory Agreement, dated April 10, 2002, between TFL and TSF, will be revised, as reflected in Schedule I.

 

THRIVENT SERIES FUND, INC.

By

  

/s/ Russell W. Swansen

   

Russell W. Swansen

   

President

 

THRIVENT FINANCIAL FOR LUTHERANS

By

  

/s/Russell W. Swansen

   

Russell W. Swansen

   

Senior Vice President and Chief Investment Officer

SCHEDULE I

(effective July 1, 2009)

 

Thrivent Partner International Stock Portfolio       

$0-$500 million

    0.85 % 

More than $500 million but not over $1 billion

    0.80 % 

More than $1 billion but not over $1.5 billion

    0.75 % 

More than $1.5 billion

    0.70 % 
Thrivent Large Cap Growth Portfolio       
0.40%       
Thrivent High Yield Portfolio       
0.40%       
Thrivent Income Portfolio       
0.40%       
Thrivent Mid Cap Growth Portfolio       
0.40%       
Thrivent Money Market Portfolio       
0.40%       
Thrivent Partner Small Cap Growth Portfolio       

$0-$500 million

    1.00 % 

More than $500 million

    0.90 % 
Thrivent Mid Cap Growth Portfolio II       

$0-$500 million

    0.90 % 

More than $500 million

    0.80 % 
Thrivent Partner All Cap Portfolio       

$0-$500 million

    0.95 % 

More than $500 million

    0.90 % 

 

 

Thrivent Large Cap Growth Portfolio II       

$0-$500 million

    0.80 % 

More than $500 million

    0.70 % 
Thrivent Partner Growth Stock Portfolio       

$0-$500 million

    0.80 % 

More than $500 million

    0.70 % 
Thrivent Large Cap Value Portfolio       

0.60%

       
Thrivent Limited Maturity Bond Portfolio       

0.40%

       
Thrivent Partner Technology Portfolio       

0.75%

       
Thrivent Partner Small Cap Value Portfolio       

0.80%

       
Thrivent Small Cap Stock Portfolio       

$0-$200 million

    0.70 % 

More than $200 million but not over $1 billion

    0.65 % 

More than $1 billion but not over $2.5 billion

    0.60 % 

More than $2.5 billion but not over $5 billion

    0.55 % 

More than $5 billion

    0.525 % 
Thrivent Small Cap Index Portfolio       

$0-$250 million

    0.35 % 

More than $250 million but not over $500 million

    0.30 % 

More than $500 million but not over $1 billion

    0.25 % 

More than $1 billion but not over $1.5 billion

    0.20 % 

More than $1.5 billion but not over $2 billion

    0.15 % 

More than $2 billion

    0.10 % 
Thrivent Mid Cap Stock Portfolio       

$0-$200 million

    0.70 % 

More than $200 million but not over $1 billion

    0.65 % 

More than $1 billion but not over $2.5 billion

    0.60 % 

More than $2.5 billion but not over $5 billion

    0.55 % 

More than $5 billion

    0.525 % 

 

 

Thrivent Mid Cap Index Portfolio       

$0-$250 million

    0.35 % 

More than $250 million but not over $500 million

    0.30 % 

More than $500 million but not over $1 billion

    0.25 % 

More than $1 billion but not over $1.5 billion

    0.20 % 

More than $1.5 billion but not over $2 billion

    0.15 % 

More than $2 billion

    0.10 % 
Thrivent Large Cap Stock Portfolio       

$0-$500 million

    0.65 % 

More than $500 million but not over $750 million

    0.575 % 

More than $750 million but not over $1 billion

    0.55 % 

More than $1 billion but not over $2.5 billion

    0.475 % 

More than $2.5 billion but not over $5 billion

    0.45 % 

More than $5 billion

    0.425 % 
Thrivent Large Cap Index Portfolio       

$0-$250 million

    0.35 % 

More than $250 million but not over $500 million

    0.30 % 

More than $500 million but not over $1 billion

    0.25 % 

More than $1 billion but not over $1.5 billion

    0.20 % 

More than $1.5 billion but not over $2 billion

    0.15 % 

More than $2 billion

    0.10 % 
Thrivent Real Estate Securities Portfolio       

$0-$500 million

    0.80 % 

More than $500 million

    0.75 % 
Thrivent Balanced Portfolio       

$0-$250 million

    0.35 % 

More than $250 million

    0.30 % 
Thrivent Diversified Income Plus Portfolio       
0.40%       
Thrivent Bond Index Portfolio       

$0-$250 million

    0.35 % 

More than $250 million but not over $500 million

    0.30 % 

More than $500 million but not over $1 billion

    0.25 % 

More than $1 billion but not over $1.5 billion

    0.20 % 

More than $1.5 billion but not over $2 billion

    0.15 % 

More than $2 billion

    0.10 % 

 

 

Thrivent Mortgage Securities Portfolio       
0.50%       
Thrivent Partner Mid Cap Value Portfolio       

$0-$200 million

    0.75 % 

More than $200 million

    0.70 % 
Thrivent Aggressive Allocation Portfolio       
Portfolio assets invested in all asset types (including the underlying Thrivent mutual funds)       

$0-$500 million

    0.15 % 

More than $500 million but not over $2 billion

    0.125 % 

More than $2 billion

    0.10 % 
Portfolio assets invested in assets other than the Thrivent mutual funds       

0.60%

       
Thrivent Moderately Aggressive Allocation Portfolio       
Portfolio assets invested in all asset types (including the underlying Thrivent mutual funds)       

$0-$500 million

    0.15 % 

More than $500 million but not over $2 billion

    0.125 % 

More than $2 billion

    0.10 % 
Portfolio assets invested in assets other than the Thrivent mutual funds       
0.55%       
Thrivent Moderate Allocation Portfolio       
Portfolio assets invested in all asset types (including the underlying Thrivent mutual funds)       

$0-$500 million

    0.15 % 

More than $500 million but not over $2 billion

    0.125 % 

More than $2 billion

    0.10 % 
Portfolio assets invested in assets other than the Thrivent mutual funds       
0.50%       

Thrivent Moderately Conservative Allocation Portfolio       
Portfolio assets invested in all asset types (including the underlying Thrivent mutual funds)       

$0-$500 million

    0.15 % 

More than $500 million but not over $2 billion

    0.125 % 

More than $2 billion

    0.10 % 
Portfolio assets invested in assets other than the Thrivent mutual funds       
0.45%       
Thrivent Partner Worldwide Allocation Portfolio       

$0-$250 million

    0.90 % 

More than $250 million

    0.85 % 
Thrivent Equity Income Plus Portfolio       

$0-$250 million

    0.65 % 

More than $250 million

    0.60 % 
Thrivent Partner Emerging Markets Portfolio       

$0-$50 million

    1.20 % 

More than $50 million

    1.07 % 
Thrivent Partner Socially Responsible Stock Portfolio       

$0-$50 million

    0.80 % 

More than $50 million

    0.775 % 
Thrivent Partner Socially Responsible Bond Portfolio       

$0-$50 million

    0.70 % 

More than $50 million

    0.675 % 
Thrivent Partner All Cap Value Portfolio       

$0-$50 million

    0.75 % 

More than $50 million

    0.70 % 
Thrivent Partner All Cap Growth Portfolio       

$0-$250 million

    0.95 % 

More than $250 million

    0.90 % 
Thrivent Partner Healthcare Portfolio       

$0-$50 million

    0.95 % 

More than $50 million

    0.90 % 

 

 

Thrivent Partner Natural Resources Portfolio       

$0-$50 million

    0.75 % 

More than $50 million

    0.725 % 
Thrivent Partner Utilities Portfolio       

$0-$50 million

    0.75 % 

More than $50 million

    0.725 %