SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Baldock Philip A
(Last) (First) (Middle)
BEAM INC.
510 LAKE COOK ROAD
(Street)
DEERFIELD IL 60015
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
BEAM INC [ NYSE: BEAM ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP & President, APSA
3. Date of Earliest Transaction (Month/Day/Year)
09/03/2013
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value $3.125 09/03/2013 M(1) 2,244 A $57.1798 2,244 D
Common Stock, par value $3.125 09/03/2013 M(1) 8,542 A $61.7448 10,786 D
Common Stock, par value $3.125 09/03/2013 M(1) 2,846 A $47.3192 13,632 D
Common Stock, par value $3.125 09/03/2013 M(1) 5,039 A $35.6741 18,671 D
Common Stock, par value $3.125 09/03/2013 M(1) 9,144 A $51.0792 27,815 D
Common Stock, par value $3.125 09/03/2013 S 27,815 D $63.2135(2) 0 D
Common Stock, par value $3.125 09/04/2013 M(1) 4,393 A $51.0792 4,393 D
Common Stock, par value $3.125 09/04/2013 S 4,393 D $63.033(3) 0 D
Common Stock, par value $3.125 09/05/2013 M(1) 2,527 D $51.0792 2,527 D
Common Stock, par value $3.125 09/05/2013 M(1) 4,942 D $55.43 7,469 D
Common Stock, par value $3.125 09/05/2013 M(1) 6,023 D $36.2468 13,492 D
Common Stock, par value $3.125 09/05/2013 S 13,492 D $63.0655(5) 0 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) $57.1798 09/03/2013 M(1) 2,244 09/28/2007 09/28/2014 Common Stock 2,244 $0 0 D
Stock Option (Right to Buy) $61.7448 09/03/2013 M(1) 8,542 09/26/2009 09/26/2013 Common Stock 8,542 $0 0 D
Stock Option (Right to Buy) $47.3192 09/03/2013 M(1) 2,846 09/29/2011 09/29/2015 Common Stock 2,846 $0 0 D
Stock Option (Right to Buy) $35.6741 09/03/2013 M(1) 5,039 09/30/2012 09/30/2016 Common Stock 5,039 $0 0 D
Stock Option (Right to Buy) $51.0792 09/03/2013 M(1) 9,144 (4) 02/22/2021 Common Stock 9,144 $0 14,951 D
Stock Option (Right to Buy) $51.0792 09/04/2013 M(1) 4,393 (4) 02/22/2021 Common Stock 4,393 $0 10,558 D
Stock Option (Right to Buy) $51.0792 09/05/2013 M(1) 2,527 (4) 02/22/2021 Common Stock 2,527 $0 8,031 D
Stock Option (Right to Buy) $55.43 09/05/2013 M(1) 4,942 (6) 02/21/2022 Common Stock 4,942 $0 9,880 D
Stock Option (Right to Buy) $36.2468 09/05/2013 M(1) 6,023 02/22/2013 02/22/2017 Common Stock 6,023 $0 0 D
Explanation of Responses:
1. Reflects the exercise of stock options under Beam's Long-Term Incentive Plans.
2. The price in column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices ranging from $63.00 to $63.34, inclusive. The Reporting Person undertakes to provide to the SEC, Beam and any security holder, upon request, full information regarding the number of shares sold at each separate price point within the ranges set forth in this footnote.
3. The price in column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices ranging from $63.00 to $63.16, inclusive. The Reporting Person undertakes to provide to the SEC, Beam and any security holder, upon request, full information regarding the number of shares sold at each separate price point within the ranges set forth in this footnote.
4. The option has vested as to 16,064 shares as of February 22, 2013 and will vest as to the remaining 8,031 shares on February 22, 2014.
5. The price in column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices ranging from $63.00 to $63.22, inclusive. The Reporting Person undertakes to provide to the SEC, Beam and any security holder, upon request, full information regarding the number of shares sold at each separate price point within the ranges set forth in this footnote.
6. The option has vested as to 4,942 shares as of February 21, 2013 and will vest as to an additional 4,940 shares on each of February 21, 2014 and February 21, 2015.
Todd M. Bloomquist, as Attorney-in-Fact for Philip Baldock 09/05/2013
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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