SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
JOHNSON RADY A

(Last) (First) (Middle)
PFIZER INC.-CORP. SECRETARY
235 EAST 42ND ST.

(Street)
NEW YORK NY 10017

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
12/16/2013
3. Issuer Name and Ticker or Trading Symbol
PFIZER INC [ PFE ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Executive Vice President
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 12,533 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (right to buy) (1) 02/25/2014 Common Stock 23,500 $37.15 D
Phantom Stock Units SSP (2) (2) Common Stock 2,264 (3) D
Stock Appreciation Rights 02/26/2014(4) 02/26/2014(4) Common Stock 20,460 $12.7 D
Stock Appreciation Rights 02/25/2015(4) 02/25/2015(4) Common Stock 19,426 $17.69 D
Stock Appreciation Rights 12/31/2014(4) 12/31/2014(4) Common Stock 32,120 $18.19 D
Stock Appreciation Rights 02/24/2016(4) 02/24/2016(4) Common Stock 19,188 $18.9 D
Stock Appreciation Rights 02/24/2018(5) 02/24/2018(5) Common Stock 15,885 $18.9 D
Stock Appreciation Rights 02/23/2017(4) 02/23/2017(4) Common Stock 21,238 $21.03 D
Stock Appreciation Rights 02/23/2019(5) 02/23/2019(5) Common Stock 18,004 $21.03 D
Stock Appreciation Rights 02/28/2018(4) 02/28/2018(4) Common Stock 19,273 $27.37 D
Stock Appreciation Rights 02/28/2020(5) 02/28/2020(5) Common Stock 15,996 $27.37 D
Explanation of Responses:
1. These options are fully exercisable.
2. These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.
3. Each unit represents one phantom share of common stock.
4. The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the fifth anniversary of the date of grant.
5. The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant.
Remarks:
poarj13.htm
Lawrence A. Fox, by power of atty., for Rady A. Johnson 12/20/2013
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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