-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D9jTzUyuQpJxvKkWMJhYot4Ro0SK7RAytpO39DpDD0Ij2NoYs78El4bJwM6BwOqV YhLSpn+Up0p59M0q+PsfQA== 0001172661-09-001471.txt : 20091104 0001172661-09-001471.hdr.sgml : 20091104 20091104165734 ACCESSION NUMBER: 0001172661-09-001471 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091104 DATE AS OF CHANGE: 20091104 EFFECTIVENESS DATE: 20091104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EMERSON INVESTMENT MANAGEMENT INC CENTRAL INDEX KEY: 0000774602 IRS NUMBER: 042856496 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06048 FILM NUMBER: 091158397 BUSINESS ADDRESS: STREET 1: 11 BEACON STREET CITY: BOSTON STATE: MA ZIP: 02108 BUSINESS PHONE: 6177201516 MAIL ADDRESS: STREET 1: 11 BEACON STREET CITY: BOSTON STATE: MA ZIP: 02108 13F-HR 1 eme3q09.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Emerson Investment Management, Inc. Address: 30 Federal Street Boston, MA 02110 13F File Number: 28-06048 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Bradford Gardner Title: Managing Director Phone: (617) 720-1516 Signature, Place, and Date of Signing: /s/ Bradford Gardner Boston, MA November 04, 2009 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 92 Form13F Information Table Value Total: $261,926 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 2931 39713 SH SOLE 0 39713 0 ABBOTT LABS COM 002824100 1854 37468 SH SOLE 0 37468 0 ABERDEEN ASIA PACIFIC INCOM COM 003009107 6562 1060016 SH SOLE 0 1060016 0 ACE LTD SHS H0023R105 1136 21250 SH SOLE 0 21250 0 AIRGAS INC COM 009363102 1251 25860 SH SOLE 0 25860 0 AKAMAI TECHNOLOGIES INC COM 00971T101 1113 56545 SH SOLE 0 56545 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 210 4800 SH SOLE 0 4800 0 APACHE CORP COM 037411105 982 10695 SH SOLE 0 10695 0 ARCHER DANIELS MIDLAND CO COM 039483102 1549 53002 SH SOLE 0 53002 0 AT&T INC COM 00206R102 2135 79047 SH SOLE 0 79047 0 BECTON DICKINSON & CO COM 075887109 1570 22515 SH SOLE 0 22515 0 BERKSHIRE HATHAWAY INC DEL CL B 084670207 472 142 SH SOLE 0 142 0 BEST BUY INC COM 086516101 1197 31910 SH SOLE 0 31910 0 BHP BILLITON LTD SPONSORED ADR 088606108 1837 27825 SH SOLE 0 27825 0 BLOCK H & R INC COM 093671105 1395 75900 SH SOLE 0 75900 0 BP PLC SPONSORED ADR 055622104 503 9451 SH SOLE 0 9451 0 BRISTOL MYERS SQUIBB CO COM 110122108 2558 113604 SH SOLE 0 113604 0 BROADCOM CORP CL A 111320107 2389 77850 SH SOLE 0 77850 0 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 1582 78694 SH SOLE 0 78694 0 CHEVRON CORP NEW COM 166764100 3464 49181 SH SOLE 0 49181 0 CISCO SYS INC COM 17275R102 3328 141386 SH SOLE 0 141386 0 CME GROUP INC COM 12572Q105 1324 4295 SH SOLE 0 4295 0 COCA COLA CO COM 191216100 1389 25867 SH SOLE 0 25867 0 COLGATE PALMOLIVE CO COM 194162103 1926 25248 SH SOLE 0 25248 0 CONOCOPHILLIPS COM 20825C104 1046 23165 SH SOLE 0 23165 0 COPART INC COM 217204106 1187 35754 SH SOLE 0 35754 0 CVS CAREMARK CORPORATION COM 126650100 1577 44119 SH SOLE 0 44119 0 DANAHER CORP DEL COM 235851102 2100 31191 SH SOLE 0 31191 0 DUKE ENERGY CORP NEW COM 26441C105 1159 73617 SH SOLE 0 73617 0 EXXON MOBIL CORP COM 30231G102 5730 83522 SH SOLE 0 83522 0 FEDERATED INVS INC PA CL B 314211103 1378 52250 SH SOLE 0 52250 0 GENERAL DYNAMICS CORP COM 369550108 1201 18593 SH SOLE 0 18593 0 GENERAL ELECTRIC CO COM 369604103 2522 153587 SH SOLE 0 153587 0 GENERAL MLS INC COM 370334104 209 3250 SH SOLE 0 3250 0 HAEMONETICS CORP COM 405024100 1780 31717 SH SOLE 0 31717 0 HOME DEPOT INC COM 437076102 1704 63963 SH SOLE 0 63963 0 HUNTINGTON BANCSHARES INC COM 446150104 53 11189 SH SOLE 0 11189 0 INERGY L P UNIT LTD PTNR 456615103 328 11000 SH SOLE 0 11000 0 INTEL CORP COM 458140100 325 16582 SH SOLE 0 16582 0 INTERNATIONAL BUSINESS MACHS COM 459200101 6003 50191 SH SOLE 0 50191 0 ISHARES INC MSCI AUSTRALIA 464286103 8110 358835 SH SOLE 0 358835 0 ISHARES INC MSCI CDA INDEX 464286509 7173 281510 SH SOLE 0 281510 0 ISHARES TR INDEX BARCLYS 1-3 YR 464287457 449 5342 SH SOLE 0 5342 0 ISHARES TR INDEX COHEN&ST RLTY 464287564 12508 257263 SH SOLE 0 257263 0 ISHARES TR INDEX MSCI EAFE IDX 464287465 7649 139882 SH SOLE 0 139882 0 ISHARES TR INDEX BARCLY USAGG B 464287226 3822 36424 SH SOLE 0 36424 0 ISHARES TR INDEX IBOXX INV CPBD 464287242 8296 77770 SH SOLE 0 77770 0 ISHARES TR INDEX MSCI EMERG MKT 464287234 7918 203487 SH SOLE 0 203487 0 ISHARES TR INDEX RUSSELL1000GRW 464287614 4965 107218 SH SOLE 0 107218 0 ISHARES TR INDEX RUSSELL MIDCAP 464287499 16339 208859 SH SOLE 0 208859 0 ISHARES TR INDEX S&P SMLCAP 600 464287804 203 3886 SH SOLE 0 3886 0 ISHARES TR INDEX RUSSELL 2000 464287655 16029 266083 SH SOLE 0 266083 0 ISHARES TR INDEX S&P500 GRW 464287309 279 5163 SH SOLE 0 5163 0 ITT CORP NEW COM 450911102 1575 30192 SH SOLE 0 30192 0 JOHNSON & JOHNSON COM 478160104 1923 31587 SH SOLE 0 31587 0 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 743 13751 SH SOLE 0 13751 0 KRAFT FOODS INC CL A 50075N104 1703 64838 SH SOLE 0 64838 0 L-3 COMMUNICATIONS HLDGS INC COM 502424104 1444 17982 SH SOLE 0 17982 0 MARATHON OIL CORP COM 565849106 1297 40660 SH SOLE 0 40660 0 MASTERCARD INC CL A 57636Q104 1820 9005 SH SOLE 0 9005 0 MCKESSON CORP COM 58155Q103 1641 27552 SH SOLE 0 27552 0 MERCK & CO INC COM 589331107 335 10595 SH SOLE 0 10595 0 MICROCHIP TECHNOLOGY INC COM 595017104 1233 46510 SH SOLE 0 46510 0 MICROSOFT CORP COM 594918104 3547 137923 SH SOLE 0 137923 0 MIDCAP SPDR TR UNIT SER 1 595635103 316 2522 SH SOLE 0 2522 0 MSCI INC CL A 55354G100 1002 33835 SH SOLE 0 33835 0 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 1526 40203 SH SOLE 0 40203 0 PEPSICO INC COM 713448108 534 9105 SH SOLE 0 9105 0 PFIZER INC COM 717081103 1534 92659 SH SOLE 0 92659 0 PRIDE INTL INC DEL COM 74153Q102 1227 40299 SH SOLE 0 40299 0 PROCTER & GAMBLE CO COM 742718109 3471 59928 SH SOLE 0 59928 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 243 4245 SH SOLE 0 4245 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 4512 302035 SH SOLE 0 302035 0 SOUTHERN CO COM 842587107 1335 42144 SH SOLE 0 42144 0 SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 7068 183627 SH SOLE 0 183627 0 SPDR TR UNIT SER 1 78462F103 211 1998 SH SOLE 0 1998 0 STATE STR CORP COM 857477103 447 8498 SH SOLE 0 8498 0 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 640 15300 SH SOLE 0 15300 0 TARGET CORP COM 87612E106 1449 31047 SH SOLE 0 31047 0 TEMPLETON GLOBAL INCOME FD COM 880198106 6541 703298 SH SOLE 0 703298 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 1451 28700 SH SOLE 0 28700 0 TEXAS INSTRS INC COM 882508104 1421 59970 SH SOLE 0 59970 0 UNION PAC CORP COM 907818108 361 6186 SH SOLE 0 6186 0 UNITED PARCEL SERVICE INC CL B 911312106 1220 21606 SH SOLE 0 21606 0 UNITED TECHNOLOGIES CORP COM 913017109 3119 51194 SH SOLE 0 51194 0 US BANCORP DEL COM NEW 902973304 965 44148 SH SOLE 0 44148 0 V F CORP COM 918204108 2879 39744 SH SOLE 0 39744 0 VANGUARD INDEX FDS VALUE ETF 922908744 7799 169250 SH SOLE 0 169250 0 VANGUARD INTL EQUITY INDEX F EMR MKT ETF 922042858 19800 513890 SH SOLE 0 513890 0 VERIZON COMMUNICATIONS INC COM 92343V104 4383 144806 SH SOLE 0 144806 0 WAL MART STORES INC COM 931142103 1308 26644 SH SOLE 0 26644 0 WASTE MGMT INC DEL COM 94106L109 1204 40362 SH SOLE 0 40362 0
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