EX-99.(D)(1)(I) 3 d197044dex99d1i.htm SCHEDULE A AND SCHEDULE B, (6-15-2021), TO THE MANAGEMENT AGREEMENT Schedule A and Schedule B, (6-15-2021), to the Management Agreement

Schedules A and B – Management Agreement – CFST I and CFVIT

SCHEDULE A

As of June 15, 2021

 

Series

   Effective Date

Columbia Funds Series Trust I

  

Columbia Adaptive Risk Allocation Fund

  

October 1, 2015

Columbia Balanced Fund

  

January 1, 2016

Columbia Bond Fund

  

September 1, 2015

Columbia Connecticut Intermediate Municipal Bond Fund

  

March 1, 2016

Columbia Contrarian Core Fund

  

January 1, 2016

Columbia Corporate Income Fund

  

September 1, 2015

Columbia Dividend Income Fund

  

October 1, 2015

Columbia Emerging Markets Fund

  

January 1, 2016

Columbia Global Technology Growth Fund

  

January 1, 2016

Columbia Greater China Fund

  

January 1, 2016

Columbia High Yield Municipal Fund

  

October 1, 2015

Columbia Intermediate Municipal Bond Fund

  

March 1, 2016

Columbia International Dividend Income Fund

  

January 1, 2016

Columbia Large Cap Growth Fund

  

December 1, 2015

Columbia Massachusetts Intermediate Municipal Bond Fund

  

March 1, 2016

Columbia Mid Cap Growth Fund

  

January 1, 2016

Columbia Multi Strategy Alternatives Fund

  

October 1, 2015

Columbia New York Intermediate Municipal Bond Fund

  

March 1, 2016

Columbia Oregon Intermediate Municipal Bond Fund

  

December 1, 2015

Columbia Real Estate Equity Fund

  

May 1, 2016

Columbia Select Large Cap Growth Fund

  

August 1, 2015

Columbia Small Cap Growth Fund

  

January 1, 2016

Columbia Small Cap Value Fund I

  

September 1, 2015

Columbia Strategic California Municipal Income Fund

  

March 1, 2016

Columbia Strategic Income Fund

  

March 1, 2016

Columbia Strategic New York Municipal Income Fund

  

March 1, 2016

Columbia Tax-Exempt Fund

  

December 1, 2015

Columbia Total Return Bond Fund

  

September 1, 2015

Columbia U.S. Social Bond Fund

  

December 1, 2015

Columbia U.S. Treasury Index Fund

  

September 1, 2015

Columbia Ultra Short Term Bond Fund

  

December 1, 2015

Columbia Value and Restructuring Fund

  

July 1, 2015

Multi-Manager Alternative Strategies Fund

  

January 1, 2016

Multi-Manager Growth Strategies Fund

  

August 1, 2015

Multi-Manager Small Cap Equity Strategies Fund

  

January 1, 2016

Multi-Manager Total Return Bond Strategies Fund

  

January 1, 2016

Columbia Funds Variable Insurance Trust

   Effective Date

Columbia Variable Portfolio – Contrarian Core Fund

  

May 1, 2016

Columbia Variable Portfolio – Long Government/Credit Bond Fund

  

May 1, 2016

Columbia Variable Portfolio – Small Cap Value Fund

  

May 1, 2016

Columbia Variable Portfolio – Small Company Growth Fund

  

May 1, 2016

Columbia Variable Portfolio – Strategic Income Fund

  

May 1, 2016

Variable Portfolio – Managed Volatility Conservative Fund

  

May 1, 2016

Variable Portfolio – Managed Volatility Conservative Growth Fund

  

May 1, 2016

Variable Portfolio – Managed Volatility Growth Fund

  

May 1, 2016


Schedules A and B – Management Agreement – CFST I and CFVIT

 

SCHEDULE B

Fee Schedule

As of June 15, 2021

For the following funds, the asset charge for each calendar day of each year shall be equal to the total of 1/365th (1/366th in each leap year) of the amount computed in accordance with the fee schedule in the table below:

 

Fund    Schedule B Effective Date    Net Assets (millions)   

Annual rate at each asset
level

“Asset Charge”

Multi-Manager Alternative
Strategies Fund*

   January 1, 2016   

$0 - $500

>$500 - $1,000

>$1,000 - $3,000

>$3,000 - $6,000

>$6,000 - $12,000

> $12,000

  

1.100%

1.050%

1.020%

0.990%

0.960%

0.950%

Columbia Contrarian Core Fund

   July 1, 2021   

$0 - $500

>$500 - $1,000

>$1,000 - $1,500

>$1,500 - $3,000

>$3,000 - $6,000

>$6,000 - $12,000

>$12,000 - $15,600

>$15,600 - $20,300

>$20,300 - $26,400

>$26,400 - $34,300

>$34,300 - $44,600

>$44,600 - $58,000

>$58,000

  

0.7700%

0.7200%

0.6700%

0.6200%

0.6000%

0.5800%

0.5700%

0.5675%

0.5650%

0.5625%

0.5600%

0.5575%

0.5550%

                

Multi-Manager Total Return Bond Strategies Fund

   January 1, 2016   

$0 - $500

>$500 - $1,000

>$1,000 - $2,000

>$2,000 - $3,000

>$3,000 - $6,000

>$6,000 - $7,500

>$7,500 - $9,000

>$9,000 - $12,000

>$12,000 - $20,000

>$20,000 - $24,000

>$24,000 - $50,000

>$50,000

  

0.500%

0.495%

0.480%

0.460%

0.450%

0.430%

0.415%

0.410%

0.390%

0.380%

0.360%

0.340%

Columbia VP – Long
Government/Credit Bond Fund

   May 1, 2016
                

Multi-Manager Growth Strategies
Fund

Columbia Select Large Cap
Growth Fund

   August 1, 2015   

$0 - $500

>$500 - $1,000

>$1,000 - $1,500

>$1,500 - $3,000

>$3,000 - $6,000

>$6,000 - $12,000

  

0.770%

0.720%

0.670%

0.620%

0.600%

0.580%

Columbia Large Cap Growth Fund

   December 1, 2015

 

B-1


Schedules A and B – Management Agreement – CFST I and CFVIT

 

Fund    Schedule B Effective Date    Net Assets (millions)   

Annual rate at each asset
level

“Asset Charge”

Columbia International Dividend
Income Fund

   January 1, 2016    >$12,000   

0.570%

Columbia VP – Contrarian Core
Fund

   May 1, 2016
                

Columbia Ultra Short Term Bond Fund

   December 1, 2018    All   

0.21%

                

Columbia Multi Strategy
Alternatives Fund*

   October 1, 2016   

$0 - $500

>$500 - $1,000

>$1,000 - $3,000

>$3,000 - $12,000

>$12,000

  

0.960%

0.955%

0.950%

0.940%

0.930%

                

Columbia Adaptive Risk Allocation
Fund

   October 1, 2015   

Category 1

Assets invested in affiliated
mutual funds, exchange-traded
funds and closed-end funds that
pay a management fee (or
advisory fee, as applicable) to the
Investment Manager.

$0 - $500

>$500 - $1,000

>$1,000 - $3,000

>$3,000 - $12,000

>$12,000

  

0.060%

0.055%

0.050%

0.040%

0.030%

  

Category 2

Assets invested in exchange-
traded funds and mutual funds
that are not managed by the
Investment Manager or its
affiliates.

$0 - $500

>$500 - $1,000

>$1,000 - $3,000

>$3,000 - $12,000

>$12,000

  

0.160%

0.155%

0.150%

0.140%

0.130%

         

Category 3

Securities, instruments and
other assets not described
above, including without
limitation affiliated mutual
funds, exchange-traded funds
and closed-end funds that do
not pay a management fee to
the Investment Manager, third
party closed-end funds,
derivatives and individual
securities.

$0 - $500

>$500 - $1,000

  

0.760%

0.745%

 

B-2


Schedules A and B – Management Agreement – CFST I and CFVIT

 

Fund    Schedule B Effective Date    Net Assets (millions)   

Annual rate at each asset
level

“Asset Charge”

         

>$1,000 - $1,500

>$1,500 - $3,000

>$3,000 - $6,000

>$6,000 - $12,000

>$12,000

  

0.730%

0.720%

0.690%

0.665%

0.630%

                
Columbia Oregon Intermediate
Municipal Bond Fund
   December 1, 2015   

$0 - $250

>$250 - $500

>$500 - $1,000

>$1,000 - $3,000

>$3,000 - $6,000

>$6,000 - $7,500

>$7,500 - $12,000

>$12,000

  

0.470%

0.465%

0.415%

0.380%

0.340%

0.330%

0.320%

0.310%

Columbia Connecticut Intermediate
Municipal Bond Fund

Columbia Massachusetts Intermediate
Municipal Bond Fund

Columbia New York Intermediate
Municipal Bond Fund

Columbia Strategic California
Municipal Income Fund

Columbia Strategic New York
Municipal Income Fund

   March 1, 2016
                

Columbia Tax-Exempt Fund

   December 1, 2015   

$0 - $500

>$500 - $1,000

>$1,000 - $2,000

>$2,000 - $3,000

>$3,000 - $6,000

>$6,000 - $9,000

>$9,000 - $10,000

>$10,000 - $12,000

>$12,000 - $15,000

>$15,000 - $24,000

>$24,000 - $50,000

>$50,000

  

0.480%

0.475%

0.445%

0.420%

0.385%

0.360%

0.350%

0.340%

0.330%

0.320%

0.300%

0.290%

Columbia Intermediate Municipal
Bond Fund
   March 1, 2016
Columbia U.S. Social Bond Fund    December 1, 2016
                
Columbia Balanced Fund    January 1, 2016   

$0 - $500

>$500 - $1,000

>$1,000 - $1,500

>$1,500 - $3,000

>$3,000 - $6,000

>$6,000 - $12,000

>$12,000

  

0.720%

0.670%

0.620%

0.570%

0.550%

0.530%

0.520%

Columbia Dividend Income Fund

   July 1, 2021   

$0 - $500

>$500 - $1,000

>$1,000 - $1,500

>$1,500 - $3,000

>$3,000 - $6,000

>$6,000 - $12,000

>$12,000 - $15,600

>$15,600 - $20,300

>$20,300 - $26,400

>$26,400 - $34,300

>$34,300 - $44,600

$44,600 - $58,000

  

0.720%

0.670%

0.620%

0.570%

0.550%

0.530%

0.520%

0.5175%

0.5150%

0.5125%

0.5100%

0.5075%

 

B-3


Schedules A and B – Management Agreement – CFST I and CFVIT

 

Fund    Schedule B Effective Date    Net Assets (millions)   

Annual rate at each asset
level

“Asset Charge”

          >$58,000   

0.5050%

                

Columbia Bond Fund

   September 1, 2015   

$0 - $500

>$500 - $1,000

>$1,000 - $2,000

>$2,000 - $3,000

>$3,000 - $6,000

>$6,000 - $7,500

>$7,500 - $9,000

>$9,000 - $12,000

>$12,000 - $20,000

>$20,000 - $24,000

>$24,000 - $50,000

>$50,000

  

0.500%

0.495%

0.480%

0.460%

0.450%

0.430%

0.415%

0.410%

0.390%

0.380%

0.360%

0.340%

Columbia Corporate Income Fund

Columbia Total Return Bond Fund

                

Columbia Emerging Markets Fund

   July 1, 2017   

$0 - $500

>$500 - $1,000

>$1,000 - $1,500

>$1,500 - $3,000

>$3,000 - $6,000

>$6,000 - $12,000

>$12,000

  

1.100%

1.060%

0.870%

0.820%

0.770%

0.720%

0.700%

                

Columbia Global Technology
Growth Fund

   July 1, 2021   

$0 - $500

>$500 - $1,000

>$1,000 - $3,000

>$3,000 - $12,000

>$12,000

  

0.870%

0.820%

0.770%

0.760%

0.750%

                

Columbia Greater China Fund

   January 1, 2016   

$0 - $1,000

>$1,000 - $1,500

>$1,500 - $3,000

>$3,000 - $6,000

>$6,000

  

0.950%

0.870%

0.820%

0.770%

0.720%

                

Columbia High Yield Municipal
Fund

   October 1, 2015   

$0 - $500

>$500 - $1,000

>$1,000 - $2,000

>$2,000 - $3,000

>$3,000 - $6,000

>$6,000 - $7,500

>$7,500 - $10,000

>$10,000 - $12,000

>$12,000 - $15,000

>$15,000 - $24,000

>$24,000 - $50,000

>$50,000

  

0.540%

0.535%

0.505%

0.480%

0.445%

0.420%

0.410%

0.400%

0.390%

0.380%

0.360%

0.340%

                

 

B-4


Schedules A and B – Management Agreement – CFST I and CFVIT

 

Fund    Schedule B Effective Date    Net Assets (millions)   

Annual rate at each asset
level

“Asset Charge”

Columbia Mid Cap Growth Fund

   January 1, 2016   

$0 - $500

>$500 - $1,000

>$1,000 - $1,500

>$1,500 - $3,000

>$3,000 - $12,000

>$12,000

  

0.820%

0.770%

0.720%

0.670%

0.660%

0.650%

                

Columbia Real Estate Equity Fund

   May 1, 2016   

$0 - $500

>$500 - $1,000

>$1,000 - $1,500

>$1,500 - $3,000

>$3,000

  

0.750%

0.745%

0.720%

0.670%

0.660%

                

Columbia Small Cap Value Fund I

   July 8, 2020   

$0 - $500

>$500 - $1,000

>$1,000 - $3,000

>$3,000 - $12,000

>$12,000

  

0.850%

0.800%

0.750%

0.740%

0.730%

                

Columbia Small Cap Growth Fund

   January 1, 2016   

$0 - $500

>$500 - $1,000

>$1,000 - $3,000

>$3,000 - $12,000

>$12,000

  

0.870%

0.820%

0.770%

0.760%

0.750%

Columbia VP –Small Cap Value Fund

Columbia VP – Small Company
Growth Fund

   May 1, 2016

Multi-Manager Small Cap Equity
Strategies Fund

   July 1, 2017
                

Columbia Strategic Income Fund

   March 1, 2016   

$0 - $500

>$500 - $1,000

>$1,000 - $2,000

>$2,000 - $3,000

>$3,000 - $6,000

>$6,000 - $7,500

>$7,500 - $9,000

>$9,000 - $10,000

>$10,000 - $12,000

>$12,000 - $15,000

>$15,000 - $20,000

>$20,000 - $24,000

>$24,000 - $50,000

>$50,000

  

0.600%

0.590%

0.575%

0.555%

0.530%

0.505%

0.490%

0.481%

0.469%

0.459%

0.449%

0.433%

0.414%

0.393%

Columbia VP – Strategic Income
Fund

   May 1, 2016
                

Columbia U.S. Treasury Index
Fund(1)

   September 1, 2015    All   

0.400%

                

VP – Managed Volatility Conservative Fund

VP – Managed Volatility Conservative Growth Fund

VP – Managed Volatility Growth Fund

   May 1, 2016   

Category 1

Assets invested in affiliated
underlying funds (including
ETFs and closed-end funds)
that pay a management fee (or
advisory fee, as applicable) to
the Investment Manager

  

0.02%

   Category 2     

 

B-5


Schedules A and B – Management Agreement – CFST I and CFVIT

 

Fund    Schedule B Effective Date    Net Assets (millions)   

Annual rate at each asset
level

“Asset Charge”

         

Assets invested in securities
(other than affiliated underlying
funds (including ETFs and
closed end funds) that pay a

management fee (or advisory
fee, as applicable) to the
Investment Manager),
including other funds advised
by the Investment Manager that
do not pay a management fee,
third party funds, derivatives
and individual securities

 

$0 - $500

>$500 - $1,000

>$1,000 - $1,500

>$1,500 - $3,000

>$3,000 - $6,000

>$6,000 - $12,000

>$12,000

  

0.720%

0.670%

0.620%

0.570%

0.550%

0.530%

0.520%

 

*

When calculating asset levels for purposes of determining fee breakpoints, asset levels are based on net assets of the Fund, including assets invested in any wholly-owned subsidiary advised by the Investment Manager (“Subsidiaries”). Fees payable by the Fund under this agreement shall be reduced by any management fees paid to the Investment Manager by any Subsidiaries under separate management agreements with the Subsidiaries.

 

(1)

The Investment Manager has agreed to pay all operating expenses of the Fund with the exception of brokerage fees and commissions, taxes, interest, fees and expenses of Trustees who are not officers, directors or employees of the Investment Manager or its affiliates, distribution (12b-1) and/or shareholder servicing fees, and any extraordinary non-recurring expenses that may arise, including but not limited to, litigation expenses.

The computation shall be made for each calendar day on the basis of net assets as of the close of the preceding day. In the case of the suspension of the computation of net asset value, the fee for each calendar day during such suspension shall be computed as of the close of business on the last full day on which the net assets were computed. Net assets as of the close of a full day shall include all transactions in shares of the Fund recorded on the books of the Fund for that day.

 

B-6


Schedules A and B – Management Agreement – CFST I and CFVIT

 

IN WITNESS THEREOF, the parties hereto have executed the foregoing Schedule A and Schedule B as of June 15, 2021.

 

COLUMBIA FUNDS SERIES TRUST I
COLUMBIA FUNDS VARIABLE INSURANCE TRUST
By:  

 

 

/s/ Daniel J. Beckman

    Name: Daniel J. Beckman
    Title: President
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
By:  

 

 

/s/ Michael G. Clarke

   

Name: Michael G. Clarke

   

Title: Co-Head of Global Operations

 

B-7