EX-99.(D)(5) 4 d831238dex99d5.htm SUBADVISORY AGRMT BTWN CMIA & TCW INVESTMENT MANAGEMENT CO., , AMEND 11-1-2019 Subadvisory Agrmt btwn CMIA & TCW Investment Management Co., , amend 11-1-2019

AMENDMENT NO. 3

TO THE SUBADVISORY AGREEMENT

This Amendment No. 3 (the “Amendment”), made and entered into as of November 1, 2019, is made a part of the Subadvisory Agreement between Columbia Management Investment Advisers, LLC, a Minnesota limited liability company (“Investment Manager”) and TCW Investment Management Company LLC, a Delaware limited liability company (“Subadviser”), dated February 6, 2013, as amended January 24, 2014 and January 25, 2017 (the “Agreement”).

WHEREAS, Investment Manager and Subadviser desire to amend the Agreement, including Schedule A.

NOW, THEREFORE, the parties, intending to be legally bound, agree as follows:

 

  1.

Compensation of Subadviser. Section 4 of the Agreement shall be, and hereby is deleted and replaced with the following:

For the services provided and the expenses assumed pursuant to this Agreement, Investment Manager will pay to Subadviser, effective from the date of this Agreement, a fee which shall be determined daily and paid monthly, on or before the last business day of the next succeeding calendar month, at the annual rates set forth in the attached Schedule A which Schedule can be modified from time to time upon mutual agreement of the parties to reflect changes in annual rates, subject to appropriate approvals required by the 1940 Act, if any. If this Agreement becomes effective or terminates before the end of any month, the fee for the period from the effective date to the end of the month or from the beginning of such month to the date of termination, as the case may be, shall be prorated according to the proportion that such portion of the month bears to the full month in which such effectiveness or termination occurs. During the term of this Agreement, Subadviser will pay all expenses incurred by it in connection with its activities under this Agreement other than costs in connection with the purchase or sale of securities and other assets (including brokerage commissions, if any) for the Fund.

 

  2.

Schedule A. Schedule A to the Agreement shall be, and hereby is, deleted and replaced with the Schedule A attached hereto.


IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed by their officers designated below as of the day and year first above written.

 

Columbia Management Investment

Advisers, LLC

  TCW Investment Management Company LLC
By:  

/s/ David Weiss

  By:  

/s/ Patrick Dennis

  Signature     Signature
Name:  

David Weiss

  Name:  

Patrick Dennis

  Printed     Printed

    

Title:

 

    

Assistant Secretary

 

    

Title:

 

Senior Vice President

Associate General Counsel


AMENDMENT NO. 3

TO THE SUBADVISORY AGREEMENT

SCHEDULE A

[SCHEDULE LISTING FUND(S) AND FEE RATE(S) OMITTED]