EX-99.32(A) 6 d804592dex9932a.htm EQUITABLE HOLDINGS, INC. - SUBSIDIARY ORGANIZATION CHART - Q1 2023 Equitable Holdings, Inc. - Subsidiary Organization Chart - Q1 2023

EQUITABLE HOLDINGS, INC. - SUBSIDIARY ORGANIZATION CHART : JUNE 30, 2024

 

    

Type of
Subsidiary

   

State of
Incorp. or
Domicile

   

State of
Principal
Operation

   

Federal
Tax ID #

   Number of
Shares
Owned		      Parent’s
Percent of
Ownership
or Control		    

Comments (e.g., Basis of
Control)

   

Address

   

CityStZip

Equitable Holdings, Inc.

       DE    NY    90-0226248             

Alpha Units Holdings, Inc

    HCO    DE    NY    83-2796390        100.00 %       1345 Avenue of the Americas    New York, NY 10105

Alpha Units Holdings II, Inc

    HCO    DE    NY    68-0461436        100.00 %       1345 Avenue of the Americas    New York, NY 10105

787 Holdings, LLC

    HCO    DE    NY    See Note 19        100.00 %       1345 Avenue of the Americas    New York, NY 10105

1285 Holdings, LLC

    HCO    DE    NY    46-1106388     —         100.00 %       1345 Avenue of the Americas    New York, NY 10105

Equitable Financial Services, LLC (Notes 2 &16)

       DE    NY    52-2197822     —         100.00 %       1345 Avenue of the Americas    New York, NY 10105

CS Life Re Company

    Insurance    AZ       46-5697182     250,000        100.00 %       8501 IBM Dr    Charlotte, NC 28262

Equitable Financial Investment Management, LLC

    Investment    DE    NY    87-1424173        100.00 %       1345 Avenue of the Americas    New York, NY 10105

Equitable Investment Management, LLC

    Investment    DE    NY    88-2794295        100.00 %       1345 Avenue of the Americas    New York, NY 10105

EQ AZ Life Re Company

    Insurance    AZ    AZ    82-3971925     250,000        100.00 %    NAIC # 16234    3030 N. Third Street Suite 790    Phoenix, AZ 85012

Equitable Distribution Holding Corporation (Note 2)

       DE    NY    13-4078005     1,000        100.00 %       1345 Avenue of the Americas    New York, NY 10105

Equitable Advisors, LLC (Note 5)

       DE    NY    13-4071393    
 — 
  
      100.00 %       1345 Avenue of the Americas    New York, NY 10105

Equitable Network, LLC (Note 6)

    Operating    DE    NY    06-1555494    
 — 
  
      100.00 %       1345 Avenue of the Americas    New York, NY 10105

Equitable Network of Puerto Rico, Inc.

    Operating    P.R.    P.R.    66-0577477        100.00 %         

Penn Investment Advisors, Inc

    Operating    NY    NY           100.00 %       1345 Avenue of the Americas    New York, NY 10105

PlanConnect, LLC

    Operating    DE    NY    27-1540220        100.00 %       100 Madison Street    Syracuse, NY 13221

Equitable Financial Life Insurance Company (Note 2 & 9) *

    Insurance    NY    NY    13-5570651     2,000,000        100.00 %    NAIC # 62944; General Partner of Equitable Managed Asset      

Equitable Investment Management Group LLC

    Operating    DE    NY    27-5373651        100.00 %         

VA Capital Company LLC

    Investment    DE    NY           9.10 %    EIM owns 9.1%      

Broad Vista Partners, LLC

    Investment    DE    NY    81-3019204    
 — 
  
      70.00 %    70% by Equitable Financial & 30% by AXA France      

200 East 87th Street Company, LLC

    Investment    DE    NY    86-3691523        100.00 %         

Westory 14th Street LLC

    Investment    DE    Washington, DC    99-1043155        100.00 %       1345 Avenue of the Americas    New York, NY 10105

EQ European Commercial Real Estate Debt Holdings LLC

    Investment    DE    NY    85-3881722        100.00 %         

EQ European Commercial Real Estate Debt Holdings GP S.à r.l.

    Investment    Luxembourg    Luxembourg                

EQ European Commercial Real Estate Debt,SICAV-RAIF

    Investment    Luxembourg    Luxembourg           Jointly owned by both EQ European Commercial Real Estate Debt Holdings LLC and EQ European Real Estate Debt Holdings GP S.a.r.l.      

EQ ECRED Investments I S.à r.l.

    Investment    Luxembourg    Luxembourg                

EQ ECRED Investments II S.à r.l.

    Investment    Luxembourg    Luxembourg                

EQ Holdings, LLC (Notes 3 & 4)

    HCO    NY    NY    22-2766036    
 — 
  
      100.00 %         

See Attached Listing A

                         

Equitable Managed Assets, L.P.

    Investment    DE    NY    13-3385080    
 — 
  
     
 — 
  
   General Partner of Equitable Deal Flow Fund      

EVSA, Inc.

    Investment    DE    PA    23-2671508     50        100.00 %         

ECA Residential LLC

    Investment    DE    DE    92-0830868        100.00 %         

Real Estate Partnership Equities (various)

    Investment    **       —    
 — 
  
     
 — 
  
   **      

Separate Account 166, LLC

    Investment    DE    NY    47-4180335        100.00 %         

Equitable Financial Life and Annuity Company * (Note 10,17 & 18)

    Insurance    Colorado    Colorado    13-3198083     1,000,000        100.00 %         

MONY International Holdings, LLC

    HCO    DE    NY    13-3790446        100.00 %         

MONY International Life Insurance Co. Seguros de Vida S.A.*

    Insurance    Argentina    Argentina    98-0157781        100.00 %         

MONY Financial Resources of the Americas Limited

    Insurance    Jamaica    Jamaica    13-3790446     1,000        100.00 %         

MBT, Ltd.

    Operating    Cayman Islands    Cayman Islands    98-0152047     633        100.00 %    79% by MONY Int’l Holdings & 21% by MONY Financial Resources      

MONY Participacoes LTDA (f/k/a MONY Consultoria e Corretagem de Seguros Ltda)

    Operating    Brazil    Brazil           99.00 %         

Equitable Financial Life Insurance Company of America*

    Insurance    AZ    NY    86-0222062        100.00 %         

Equitable Financial Investment Management America, LLC

    Investment    DE    NY    93-2098229        100.00 %         

ECA AZ Residential LLC

    Investment    DE    DE    93-3718520        100.00 %         

MONY Financial Services, Inc.

    HCO    DE    NY    11-3722370     1,000        100.00 %         

Financial Marketing Agency, Inc.

    Operating    OH    OH    31-1465146     99        99.00 %         

1740 Advisers, Inc.

    Operating    NY    NY    13-2645490     15,000        100.00 %         

 

Page 1 of 5

EQUITABLE HOLDINGS, INC. - SUBSIDIARY ORGANIZATION CHART : JUNE 30, 2024 

 

*

Affiliated Insurer

**

Information relating to Equitable’s Real Estate Partnership Equities is disclosed in Schedule BA, Part 1 of AXA Equitable Life’s Annual Statement, which has been filed with the N.Y.S. Insurance Department.

***

All subsidiaries are corporations, except as otherwise noted.

 

1.

The Equitable Companies Incorporated changed its name to AXA Financial, Inc. on Sept. 3, 1999.

 

2.

Effective Sept. 20, 1999, AXA Financial, Inc. transferred ownership of Equitable Life to AXA Client Solutions, LLC, which was formed on July 19, 1999.

Effective January 1, 2002, AXA Client Solutions, LLC transferred ownership of Equitable Life and AXA Distribution Holding Corp. to AXA Financial, Inc.

Effective May 1, 2002, AXA Client Solutions, LLC changed its name to AXA Financial Services, LLC.

Effective June 1, 2002, AXA Financial, Inc. transferred ownership of Equitable Life and AXA Distribution Holding Corp. to AXA Financial Services, LLC.

Effective November 30, 2007, the name of AXA Financial Services, LLC was changed to AXA Equitable Financial Services, LLC.

 

3.

Equitable Holding Corp. was merged into Equitable Holdings, LLC on Dec. 19, 1997. Equitable Holdings, LLC had its name changed to EQ Holdings, LLC, effective November 4, 2019.

 

4.

In October 1999, AllianceBernstein Holding L.P. (“AllianceBernstein Holding L.P.”) reorganized by transferring its business and assets to AllianceBernstein L.P., a newly formed private partnership (“AllianceBernstein”).

As of June 30, 2024 Equitable Holdings, Inc and its subsidiaries own 61.15% of the issued and outstanding public and private units in AllianceBernstein (the “AllianceBernstein Units”), as follows:

Equitable Holdings, held directly 56,347,068 AllianceBernstein Units (19.45%),

Alpha Units Holdings owns 75,851,289 AllianceBernstein Units (26.19%)

GP (GP owned by Alpha Units), owns 2,996,705 (1.03%), and

Alpha Units Holdings II owns 41,934,582 (14.48%)

As of September 26, 2019, Certificate of Cancellation filed for ACMC, LLC

 

5.

EQ Financial Consultants (formerly, Equico Securities, Inc.) was merged into AXA Advisors, LLC on Sept. 20, 1999. AXA Advisors, LLC was transferred from Equitable Holdings, LLC to AXA Distribution Holding Corporation on Sept. 21, 1999.

 

6.

Effective March 15, 2000, Equisource of New York, Inc. and 14 of its subsidiaries were merged into AXA Network, LLC, which was then sold to AXA Distribution Holding Corp. EquiSource of Alabama, Inc. became AXA Network of Alabama, LLC.

EquiSource Insurance Agency of Massachusetts, Inc. became AXA Network Insurance Agency of Massachusetts, LLC.

Equisource of Nevada, Inc., of Puerto Rico, Inc., and of Texas, Inc., changed their names from “EquiSource” to become “AXA Network”, respectively. Effective February 1, 2002, Equitable Distributors Insurance Agency of Texas, Inc. changed its name to AXA Distributors Insurance Agency of Texas, Inc. Effective February 13, 2002 Equitable Distributors Insurance Agency of Massachusetts, LLC changed its name to AXA Distributors Insurance Agency of Massachusetts, LLC.

 

7.

Effective June 6, 2000, Frontier Trust Company was sold by ELAS to AXF and merged into Frontier Trust Company, FSB.

 

8.

Effective June 1, 2001, Equitable Structured Settlement Corp was transferred from ELAS to Equitable Holdings, LLC.

 

9.

Effective September 2004, The Equitable Life Assurance Society of the United States changed its name to AXA Equitable Life Insurance Company.

 

10.

Effective September 2004, The Equitable of Colorado changed its name to AXA Life and Annuity Company.

 

11.

Effective February 18, 2005, MONY Realty Capital, Inc. was sold.

 

12.

Effective May 26, 2005, Matrix Capital Markets Group was sold.

 

12.

Effective May 26, 2005, Matrix Private Equities was sold.

 

13.

Effective December 2, 2005, Advest Group was sold.

 

14.

Effective February 24, 2006, Alliance Capital Management Corporation changed its name to AllianceBernstein Corporation.

 

15.

Effective July 11, 2007, Frontier Trust Company, FSB was sold.

 

16.

Effective November 30, 2007, AXA Financial Services, LLC changed its name to AXA Equitable Financial Services, LLC.

 

17.

Effective August 1, 2008, AXA Equitable Life Insurance Company transferred ownership of AXA Life and Annuity Company to AXA Equitable Financial Services, LLC.

 

18.

Effective September 22, 2008, AXA Life and Annuity Company changed its name to AXA Equitable Life and Annuity Company.

 

19.

The EIN for 787 Holdings, LLC is 27-0294443, to be used for federal employment taxes and certain federal excise taxes. For federal tax purposes, it should generally use AXA Financial’s EIN, which is 13-3623351.

 

20.

Effective June 29, 2012, AXA Financial (Bermuda) Ltd. was redomesticated to Arizona and its name was changed to AXA RE Arizona Company.

 

21.

Effective December 15, 2014, AXA Strategic Ventures US, LLC. was formed.

 

22.

Effective April 4, 2018, AXA America Corporate Solutions Inc was sold to AXA US Holdings Inc.

 

23.

AXA RE Arizona Company was merged into AXA Equitable Life Insurance Company 4/12/18

 

24.

EQ AZ Life Re Company was formed on 1/3/18

 

25.

AXA Technology Services America, Inc merged into AXA Equitable Holdings, Inc. effective 11/30/19

 

26.

Effective December 13, 2019, MONY Life Insurance Company of America changed its name to Equitable Financial Life Insurance Company of America

 

27.

Effective January 13, 2020, AXA Equitable Holdings, Inc. changed its name to Equitable Holdings, Inc.

 

28.

Effective April 1, 2020, US Financial Life Insurance was sold

 

29.

Effective April 1, 2020, MONY Life Insurance Company of the Americas, Ltd was sold

 

30.

Effective June 15, 2020, AXA-IM Holding U.S., Inc changed its name to Alpha Units Holdings II, Inc

 

31.

Effective June 15, 2020, AXA Equitable Life Insurance Company changed its name to Equitable Financial Life Insurance Company

 

32.

Effective June 1, 2021, Corporate Solutions Life Reinsurance Co was sold to Venerable Insurance and Annuity Company

 

33.

Effective June 1, 2021, CS Life Re owned 100% by Equitable Financial Services, LLC

 

34.

Effective December 30, 2022 Equitable Investment Management, LLC (EIMC, LLC) changed its name to Equitable Financial Investment Management, LLC

 

35.

Effective December 30, 2022 Equitable Investment Management II, LLC (EIMC II, LLC) changed its name to Equitable Investment Management, LLC

 

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EQUITABLE HOLDINGS, INC. - SUBSIDIARY ORGANIZATION CHART : JUNE 30, 2024 

 

Dissolved or

Merged

    - On November 3, 2000, Donaldson, Lufkin & Jenrette, Inc. was sold to Credit Suisse Group.
   - 100 Federal Street Funding Corporation was dissolved August 31, 1998.
   - 100 Federal Street Realty Corporation was dissolved December 20, 2001.
   - CCMI Corp. was dissolved on October 7, 1999.
   - ELAS Realty, Inc. was dissolved January 29, 2002.
   - EML Associates, L.P. was dissolved March 27, 2001.
   - EQ Services, Inc. was dissolved May 11, 2001.
   - Equitable BJVS, Inc. was dissolved October 3, 1999.
   - Equitable Capital Management Corp. became ECMC, LLC on November 30, 1999.
   - Equitable JV Holding Corp. was dissolved on June 1, 2002.F142
   - Equitable JVS II, Inc. was dissolved December 4, 1996
   - Equitable Underwriting & Sales Agency (Bahamas) Ltd. was dissolved on December 31, 2000.
   - EREIM LP Associates (L.P.) was dissolved March 27, 2001.
   - EREIM Managers Corporation was dissolved March 27, 2001.
   - EVLICO East Ridge, Inc. was dissolved Jan. 13, 2001
   - EVLICO, Inc. was dissolved in 1999.
   - Franconom, Inc. was dissolved on December 4, 2000.
   - GP/EQ Southwest, Inc. was dissolved October 21, 1997
   - HVM Corp. was dissolved on Feb. 16, 1999.
   - ML/EQ Real Estate Portfolio, L.P. was dissolved March 27, 2001.
   - Prime Property Funding, Inc. was dissolved in Feb. 1999.
   - Sarasota Prime Hotels, Inc. became Sarasota Prime Hotels, LLC.
   - Six-Pac G.P., Inc. was dissolved July 12,1999
  

- Paramount Planners, LLC., a direct subsidiary of AXA Distribution Holding Corporation, was dissolved on December 5, 2003

   - Equitable Rowes Wharf, Inc. was dissolved October 12, 2004
   - ECLL Inc. was dissolved July 15, 2003
   - MONY Realty Partners, Inc. was dissolved February 2005.
   - Wil-Gro, Inc. was dissolved June, 2005.
   - Sagamore Financial LLC was dissolved August 31, 2006.
   - Equitable JVS was dissolved August, 2007.
   - Astor Times Square Corp. dissolved as of April 2007.
   - Astor/Broadway Acquisition Corp. dissolved as of August 2007.
   - PC Landmark, Inc. has been administratively dissolved.
   - EJSVS, Inc. has been administratively dissolved.
   - STCS, Inc. was dissolved on August 15, 2007.
   - AXA Network of Alabama was merged into AXA Network, LLC. on November 18, 2011
   - AXA Network of Connecticut, Maine and New York, LLC was merged into AXA Network, LLC. on November 17, 2011
   - AXA Network Insurance Agency of Massachusetts, LLC was merged into AXA Network, LLC. on November 17, 2011
   - AXA Network Insurance Agency of Texas, Inc. was merged into AXA Network, LLC. effective January 1, 2012.
   - AXA Network of Nevada, Inc. was merged into AXA Network, LLC. effective January 1, 2012.
   - Equitable Deal Flow Fund, L.P. dissolved effective December 2013.
   - ACMC, LLC dissolved September 26, 2019

 

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EQUITABLE HOLDINGS, INC. - SUBSIDIARY ORGANIZATION CHART : JUNE 30, 2024 

LISTING A - EQ Holdings, LLC 

 

   

Type of
Subsidiary

  

State of
Incorp. or
Domicile

  

State of
Principal
Operation

  

Federal
Tax ID #

  

Number of
Shares
Owned

  

Parent's
Percent of
Ownership
or Control

  

Comments
(e.g., Basis of Control)

  

Address

  

CityStZip

Equitable Holdings, Inc.

                  

Equitable Equitable Financial Services, LLC (Note 2)

                  

Equitable Financial Equitable Life Insurance Company *

                  

EQ Holdings, LLC

                  

Equitable Casualty Insurance Company *

   Operating   VT   VT   06-1166226   1,000   100.00%     KeyState Captive Management, LLC 100 Main Street, Suite 1   Burlington, VT 05402

AllianceBernstein Corporation (See Note 4 on Page 2)

   Operating   DE   NY   13-3633538   100   100.00%     1345 Avenue of the Americas   New York, NY 10105

See Attached Listing B

                  

Equitable Distributors, LLC

   Operating   DE   NY   52-2233674   —    100.00%     1345 Avenue of the Americas   New York, NY 10105

J.M.R. Realty Services, Inc.

   Operating   DE   NY   13-3813232   1,000   100.00%     1345 Avenue of the Americas   New York, NY 10105

Equitable Structured Settlement Corp. (See Note 8 on Page 2)

   Operating   DE   NJ   22-3492811   100   100.00%      

 

*   Affiliated Insurer

 

 

               
Dissolved or    Equitable Investment Corp merged into Equitable Holdings, LLC on November 30, 1999.
Merged    Equitable Capital Management Corp. became ECMC, LLC on November 30, 1999.
   Effective March 15, 2000, Equisource of New York, Inc. and its subsidiaries were merged into AXA Network, LLC, which was then sold to AXA Distribution Holding Corp.
   Effective January 1, 2002, Equitable Distributors, Inc. merged into AXA Distributors, LLC.
   AXA Distributors Insurance Agency of Alabama, LLC was merged into AXA Distributors, LLC effective November 30, 2011.
   AXA Distributors Insurance Agency, LLC was merged into AXA Distributors, LLC effective November 28, 2011.
   AXA Distributors Insurance Agency of Massachusetts, LLC was merged into AXA Distributors, LLC effective November 29, 2011.
   AXA Distributors Insurance Agency of Texas Inc. LLC was merged into AXA Distributors, LLC effective November 29, 2011.
   ELAS Securities Acquisition Corp. was merged into Equitable Holdings, LLC effective July 16, 2012

 

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EQUITABLE HOLDINGS, INC. - SUBSIDIARY ORGANIZATION CHART : JUNE 30, 2024 

LISTING B - AllianceBernstein Corporation 

 

    

Type of
Subsidiary

   

State of
Incorp. or
Domicile

   

State of
Principal
Operation

   

Federal
Tax ID #

   

Number
of
Shares
Owned

   

Parent’s
Percent of
Ownership
or Control

   

Comments

(e.g., Basis of Control)

   

Address

   

CityStZip

Equitable Holdings, Inc.

                           

Alpha Units Holdings, Inc.

                           

Equitable Financial Services, LLC (Note 2)

                           

AllianceBernstein Corporation

       DE    NY    13-3633538          owns 1% GP interest in AllianceBernstein L.P. and 100,000 GP units in AllianceBernstein Holding L.P.    1345 Avenue of the Americas    New York, New York 10105

AllianceBernstein Holding L.P. (See Note 4 on Page 2)

    HCO (NYSE: AB)    DE    NY    13-3434400             1345 Avenue of the Americas    New York, New York 10105

AllianceBernstein L.P. (See Note 4 on Page 2)

    Operating    DE    NY    13-4064930             1345 Avenue of the Americas    New York, New York 10105

AllianceBernstein Investments Taiwan Limited

    Operating    Taiwan    Taiwan    —        75.12%    AllianceBernstein Hong Kong Limited owns 24.88%      

AB Trust Company, LLC

    Operating    NH    NY    —        100.00%    Sole member interest      

AB Distribution Vehicle LLC (100% owned by ABLP)

                           

Alliance Capital Management LLC

    HCO    DE    NY    —        100.00%         

AllianceBernstein Real Estate Investments LLC

    Operating    DE    NY    —        100.00%    Sole member interest      

AB Private Credit Investors LLC

    Operating    DE    NY    47-1265381       100.00%    Sole member interest      

AB Custom Alternative Solutions LLC

    Operating    DE    NY    —        100.00%    Sole member interest (formerly known as RASL)    1345 Avenue of the Americas    New York, New York 10105

Sanford C. Bernstein & Co., LLC

    Operating    DE    NY    13-4132953       100.00%         

Autonomous Research US LP [‘99.9% owned by SCB & Co. LLC & 0.01% by ABLP]

       NY    NY             ‘99.9% owned by SCB & Co. LLC & 0.01% by ABLP      

AnchorPath Financial, LLC

       DE    NY          100.00%         

AnchorPath GP, LLC

       DE    NY          100.00%         

AB Broadly Syndicated Loan Manager LLC

       DE    NY          100.00%         

SCB Global Holdings LLC (100% owned by Alliance Capital Mgmt. LLC)

       DE    NY          100.00%    Owned by Alliance Capital Mgmt. LLC      

Bernstein North America Holdings LLC (66.7% (Class A)/95.01 (Class B) owned by
SCB Global Holdings LLC and 33.3% (Class A)/4.99% (Class B) by Societe Generale)

       DE    NY          100.00%    SCB Global Holdings LLC      

Bernstein Institutional Services LLC (100% owned by Bernstein North America Holdings LLC)

       DE    NY          100.00%    SCB Global Holdings LLC 0      

Sanford C. Bernstein (Canada) Limited (100% owned by Bernstein North America Holdings LLC)

                   100.00%    Owned by SCB Global Holdings      

AllianceBernstein Business Services Private Limited

                           

Sanford C. Bernstein Japan KK (FSA approved. Japan Investment Advisers Association membership completed)

       Japan    Tokyo          100.00%    Sanford C. Bernstein Global Holdings LLC      

AllianceBernstein International LLC

       HCO    DE    NY    —     100.00%   

Owned by AllianceBernstein L.P.

   

1345 Avenue of the Americas

   

New York, New York 10105

Sanford C. Bernstein (Australia) Pty Limited (‘100% ownership changed to AB International LLC)

       Operating    Switzerland    Switzerland    —     100.00%   

Owned by AllianceBernstein International LLC.

      

Sanford C. Bernstein Holdings Limited (43.89% owned by AB International LLC, 5.11% by SCB Global Holdings LLC & 51% by Societe Generale)

          U.K.    London          33.33% owned each by AB International LLC, AB Corp. of Delaware & SCB Glbl. Holdings LLC      

Sanford C. Bernstein (Hong Kong) Limited (100% owned by SCB Holdings Limited) (2)

                           

Sanford C. Bernstein Japan KK (100% owned by SCB Holdings Limited)

                           

Sanford C. Bernstein (Singapore) Private Limited (100% owned by SCB Holdings Limited)

                           

Sanford C. Bernstein Ireland Limited (100% owned by SCB Holdings Limited) (no Spain branch)

                           

Sanford C. Bernstein (Schweiz) GmbH (100% owned by SCB Holdings Limited)

                           

Sanford C. Bernstein Limited (100% owned by SCB Holdings Limited)

                           

Sanford C. Bernstein (Autonomous UK) 1 Limited (100% owned by SCB Limited)

                           

Bernstein Autonomous LLP (100% by SCB (Autonomous UK) 1 Ltd.) (3)

                           

Autonomous Research Limited (100% by SCB (Autonomous UK) 1 Ltd.)

                           

Procensus Limited (100% owned by SCB (Autonomous UK) 1 Ltd.)

                           

Sanford C. Bernstein (CREST Nominees) Ltd. (100% by SCB Limited)

                           

Sanford C. Bernstein (India) Private Limited (99.99% owned by SCB Holdings Limited & 0.01% by SCB Limited)

                           

BSG France S.A. (100% by SCB Holdings Limited) (4)

                           

AllianceBernstein (Europe) Limited (*Pending Central Bank of Ireland authorization of MiFID investment firm application)

       Dublin    Ireland          100.00%    AB International LLC owns the other 50% by AB Corp. of Delaware      

AllianceBernstein Holdings Limited

    HCO    U.K.    London    —        100.00%    Owned by AllianceBernstein International LLC.      

AllianceBernstein ECRED Managment Limited

       U.K.    London          100.00%    Owned by AB International LLC      

AllianceBernstein ECRED Co-Investment Limited

       U.K.    London          100.00%    Owned by AB International LLC      

AllianceBernstein Corporation of Delaware

    HCO    DE    NY    13-2778645    10    100.00%       1345 Avenue of the Americas    New York, New York 10105

AllianceBernstein (Argentina) S.R.L.

    Operating    Argentina    Buenos Aires    —        99.00%    AllianceBernstein Oceanic Corporation owns 1% and 99% by AB Corporation of Delaware      

AB Germany GmbH

       Germany    Frankfurt          100.00%    AB Corporation of Delaware      

AllianceBernstein (Chile) SpA

    Operating    Chile    Santiago    —        100.00%         

AllianceBernstein Japan Ltd.

    Operating    Japan    Tokyo    —        100.00%         

AllianceBernstein Invest. Manage. Australia Limited

    Operating    Australia    Sydney & Melbourne    —        100.00%         

AllianceBernstein Administradora de Carteiras (Brasil) Ltda.

    Operating    Brazil    Sao Paulo    —        99.99%    AllianceBernstein Oceanic Corporation owns 0.01% and 99.99% by AB Corporation of Delaware    Rua Jaoquim No. 72, Suite 62    Sao Paulo, Brazil

AllianceBernstein Holdings (Cayman) Ltd.

    HCO    Cayman Isles    Cayman Isles          100.00%         

AllianceBernstein Preferred Limited

    HCO    U.K.    London    —        100.00%    Owned by AllianceBernstein Holdings (Cayman) Ltd.      

CPH Capital Fondsmaeglerselskab A/S (100% by AB Preferred)

    Operating    Denmark    Copenhagen    —        100.00%    Owned by AB Preferred      

AB Bernstein Israel Ltd.

    Operating    Israel    Tel Aviv    —        100.00%    AB Preferred      

AllianceBernstein Limited

    Operating    U.K.    London    —     250,000    100.00%    AB Preferred owns 100% of preference shares (50.05% of ABL issued shares) & AB Holdings Limited owns 100% of ordinary shares (49.95% of ABL issues shares)      

AllianceBernstein (DIFC) Limited (100% owned by AB Ltd.)

       United Arib Emirates    Dubai    —        100.00%    AB Limited      

AllianceBernstein Schweiz AG

    Operating    Switzerland    Zurich    —        100.00%         

AllianceBernstein (Luxembourg) S.a.r.l. (1)

    Operating    Lux.    Lux.    —     3,999    100.00%    AB Holdings Limited owns 79.75% class b ordinary & AB Preferred owns 20.25% preference shares      

AllianceBernstein (Mexico) S. de R.L. de C.V.

    Operating    Mexico    Mexico City    —        99.00%    AllianceBernstein Oceanic Corp. owns 1% and 99 & by AB Corp of Delaware      

AllianceBernstein Australia Limited

    Operating    Australia    Sydney & Melbourne    —        50.00%    AB International LLC owns the other 50% by AB Corp. of Delaware      

AllianceBernstein Canada, Inc.

    Operating    Canada    Toronto    13-3630460    18,750    100.00%         

 

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EQUITABLE HOLDINGS, INC. - SUBSIDIARY ORGANIZATION CHART : JUNE 30, 2024 

LISTING B - AllianceBernstein Corporation 

 

    

Type of
Subsidiary

   

State of
Incorp. or
Domicile

   

State of
Principal
Operation

   

Federal
Tax ID #

   

Number of
Shares
Owned

    Parent’s
Percent of
Ownership
or Control		     Comments
(e.g., Basis of Control)		     Address      CityStZip  

Equitable Holdings, Inc.

                         

Equitable Financial Services, LLC (Note 2)

                         

AllianceBernstein Corporation

       DE    NY    13-3633538            
 1345 Avenue
of the Americas		  
 		     
 New York,
NY 10105		  
 

AllianceBernstein L.P.

    Operating    DE    NY    13-4064930            
 1345 Avenue
of the Americas		  
 		     
 New York,
NY 10105		  
 

AllianceBernstein International LLC

    HCO    DE    NY            100.00 %     

 Owned by
AllianceBernstein
L.P.		  
 
 		    
 1345 Avenue
of the Americas		  
 		     
 New York,
NY 10105		  
 

AllianceBernstein Corporation of Delaware (Cont’d)

    HCO    DE    NY    13-2778645            
 1345 Avenue
of the Americas		  
 		     
 New York,
NY 10105		  
 

AllianceBernstein (Singapore) Ltd.

    Operating    Singapore    Singapore    —          100.00 %        

AllianceBernstein Portugal, Unipessoal LDA.

    Operating    Portugal    Lisbon            100.00 %        

Alliance Capital (Mauritius) Private Ltd.

    HCO    Mauritius    Port Louis    —          100.00 %        

AllianceBernstain Solutions (India) Private Limited (Formerly Alliance Capital Asset Man. (India) Private Ltd)

    Dormant    India    Mumbai    —           

 99.99% AC
(Muaritius) and
0.01% ABCD		  
 
 		     

AllianceBernstein Invest. Res. & Man. (India) Pvt. Ltd.

    Operating    India    Mumbai    —           

 99.99% AC
(Muaritius) and
0.01% ABCD		  
 
 		     

Sanford C. Bernstein (India) Private Limited

    Operating    India    Mumbai    —          99.90 %     


 0.1% owned by
AB Corp. of DE
and 99.99% AC
Mauritius		  
 
 
 		     

AllianceBernstein Oceanic Corporation

    HCO    DE    NY    13-3441277    1,000      100.00 %       
 1345 Avenue
of the Americas		  
 		     
 New York,
NY 10105		  
 

AllianceBernstein Asset Management (Korea) Ltd.

    Operating    Korea    Seoul    —          100.00 %       



 14th Floor,
Seoul Finance
Center, 84
Taepyungro
1-ga, Jung-gu		  
 
 
 
 		   

AllianceBernstein Investments, Inc.

    Operating    DE    NY    13-3191825    100      100.00 %       
 1345 Avenue
of the Americas		  
 		     
 New York,
NY 10105		  
 

AllianceBernstein Investor Services, Inc.

    Operating    DE    TX    13-3211780    100      100.00 %       
 1345 Avenue
of the Americas		  
 		     
 New York,
NY 10105		  
 

AllianceBernstein Hong Kong Limited

    Operating    Hong Kong    Hong Kong    —          100.00 %        

AllianceBernstein Management Consulting (Shanghai) Co., Ltd. (Name chage-formerly AB (Shanghai) Investment Mangagment Co., Ltd.)

    Operating    China    Shanghai    —          100.00 %        

AllianceBernstein Fund Management Co., Ltd. (CSRC license issued)

       China    Shanghai            100.00 %        

AB (Shanghai) Overseas Investment Fund Management Co., Ltd.

       China    Shanghai            100.00 %        

Sanford C. Bernstein Limited (2)

    Operating    U.K.    London    —          100.00 %        

Sanford C. Bernstein (Autonomous UK) 1 Limited (now 100% owned by SCB Limited)

       U.K.    London            100.00 %        

Bernstein Autonomous LLP (50% by SCB (Autonomous UK) 1 Ltd. and 50% by SCB Ltd.) (3)

       U.K.    London            100.00 %        

Autonomous Research Limited

    Dormant    U.K.    London            100.00 %        

Procensus Limited (24.4% owned by SCB (Autonomous UK) 1 Limited)

       U.K.    London             


 (24.4% owned by
SCB
(Autonomous
UK) 1 Limited)		  
 
 
 		     

Sanford C. Bernstein (CREST Nominees) Ltd.

    Operating    U.K.    London    —          100.00 %     

 Devonshire
House, 1 Mayfair
Place		  
 
 		    
 London, UK
W1J8SB		  
 		   

Sanford C. Bernstein (Canada) Limited

                         

W.P. Stewart & Co., LLC.

    Operating    DE    NY    98-0201080         100.00 %        

WPS Advisors, LLC.

    Operating    DE    NY    13-4008818         100.00 %        

W.P. Stewart Asset Management LLC

    Operating    DE    NY    98-0201079         100.00 %        

W.P. Stewart Securities LLC

    Dormant    DE    NY    27-2713894         100.00 %        

W.P. Stewart Asset Management (NA), LLC.

    Operating    NY    NY    11-2650769         100.00 %        

AB CarVal Investors L.P.

       DE                






 99.9%
AllianceBernstein
L.P. (98.9% LP /
1% GP interests)
and AB Corp. of
Del. (0.1%
preferred LP
interest)		  
 
 
 
 
 
 
 		     

CarVal CLO Management GP, LLC

       DE                

 100% by
ABCarVal
Investors L.P.		  
 
 		     

CarVal CLO Management Holdings, L.P.

       DE       —           



 10% by CarVal
CLO Mgmt GP,
LLC and 90% by
ABCarVal
Invstrs LP		  
 
 
 
 		     

CarVal CLO Management, LLC

       DE                

 100% CarVal
CLO Mgmt
Hldngs LP		  
 
 		     

CarVal Carry GP Corp.

       Cayman       —           
 100% ABCarVal
Invstrs LP		  
 		     

CVI General Partner, LLC

       DE       —           
 100% CarVal
Carry GP Corp.		  
 		     

CVI Resi Manager, LLC (100% owned by CarVal Carry GP Corp.)

       DE       —           
 100% CarVal
Carry GP Corp.		  
 		     

CarVal Investors Luxembourg S.a.r.l.

       Luxembourg                
 100% ABCarVal
Invstrs LP		  
 		     

CarVal Investors Ireland DAC

       Ireland                
 100% ABCArVal
Invstrs LP		  
 		     

CarVal Investors UK Limited

       U.K.                
 100% ABCarVal
Invstrs LP		  
 		     

CarVal Investors GB LLP

       U.K.                


 97.9% by CarVal
Invstrs UK Ltd.
and 2.1% by 5
UK members		  
 
 
 		     

CarVal Portugal LDA (now 100% owned by ABCarVal Invstrs LP)

       Portugal                

 100% by
ABCarVal
Invstrs LP		  
 
 		     

CarVal Investors Pte Ltd.

       Singapore                
 100% ABCarVal
Invstrs LP		  
 		     

CarVal Investors PRC Holdings Pte. Ltd.

       Singapore                
 100% ABCarVal
Invstrs LP		  
 		     

CarVal Wensheng Private Fund Management (Shanghai) Co., Ltd.

       China                





 80% by
ABCarVal
Invstrs PRC
Hldns Pte Ltd.
and 20% by
Third Party
Parnter		  
 
 
 
 
 
 		     

 

(1)

AB (Luxembourg) S.a. r.l. has branch offices in Amsterdam Netherlands; Milan, Italy; Paris, France; Munich, Germany (frankfort satellite office opened) and Stockholm, Sweden. 

(2)

SCBL has branch offices in Amesterdam, Netherlands; Frankfurt, Germany; Milan, Italy; and Stockholm, Sweden. 

(3)

Bernstein Autonomous LLP has representative office in Switzerland. 

(4)

Sanford C. Bernstein Ireland Limited has barnch office in Spain. 

 

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