-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QHSOAPxVHIsNvthkN6dfvo3vWqX025JO3HRehroFh90IvLJUxKvD/e7Kg7z6N1hx OT1HILcXf3ZsbnhiC2NfHQ== 0000769317-09-000029.txt : 20091030 0000769317-09-000029.hdr.sgml : 20091030 20091030151412 ACCESSION NUMBER: 0000769317-09-000029 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091030 DATE AS OF CHANGE: 20091030 EFFECTIVENESS DATE: 20091030 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIT INVESTMENT ASSOCIATES INC CENTRAL INDEX KEY: 0000769317 IRS NUMBER: 411404829 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00180 FILM NUMBER: 091147878 BUSINESS ADDRESS: STREET 1: 3300 IDS CENTER STREET 2: 80 SOUTH EIGHTH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 6123323223 MAIL ADDRESS: STREET 1: 3300 IDS CENTER STREET 2: 80 SOUTH EIGHTH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 13F-HR 1 siaholdings93009.txt
NAME OF ISSUER CLASS CUSIP VALUE SHS/P S/P P/C INV DSC MGRS SOLE SHARED NONE ABB LTD - ADR DEP REC 000375204 19419 969000 SH SOLE 1 969000 0 0 AFLAC INC COMMON 001055102 11168 261290 SH SOLE 1 261290 0 0 AGCO CORP COMMON 001084102 1699 61500 SH SOLE 1 61500 0 0 ABBOTT LABORATORIES COMMON 002824100 16445 332415 SH SOLE 1 332415 0 0 AFFILIATED MANAGERS GRP COMMON 008252108 6868 105650 SH SOLE 1 105650 0 0 AIR PRODUCTS & CHEMICAL COMMON 009158106 14267 183895 SH SOLE 1 183895 0 0 AIRGAS INC COMMON 009363102 2844 58800 SH SOLE 1 58800 0 0 AIXTRON AG-ADR COMMON 009606104 174 6375 SH SOLE 1 6375 0 0 ALBEMARLE CORP COMMON 012653101 2232 64500 SH SOLE 1 64500 0 0 ALEXION PHARMACEUTICALS COMMON 015351109 4686 105205 SH SOLE 1 105205 0 0 ALLERGAN INC COMMON 018490102 8423 148400 SH SOLE 1 148400 0 0 AMAZON COM INC COMMON 023135106 56 600 SH SOLE 1 600 0 0 AMEDISYS INC COMMON 023436108 2599 59575 SH SOLE 1 59575 0 0 AMERICAN TOWER CORP CL A 029912201 2596 71320 SH SOLE 1 71320 0 0 AMETEK INC COMMON 031100100 4078 116825 SH SOLE 1 116825 0 0 AMGEN INC COMMON 031162100 1729 28700 SH SOLE 1 28700 0 0 AMYLIN PHARMACEUTICALS COMMON 032346108 2614 190908 SH SOLE 1 190908 0 0 ANALOG DEVICES COMMON 032654105 9040 327770 SH SOLE 1 327770 0 0 ANIXTER INTL INC COMMON 035290105 2416 60225 SH SOLE 1 60225 0 0 AON CORP COMMON 037389103 899 22100 SH SOLE 1 22100 0 0 APACHE CORP COMMON 037411105 4309 46922 SH SOLE 1 46922 0 0 APPLE COMPUTER INC COMMON 037833100 17249 93060 SH SOLE 1 93060 0 0 APPLIED MATLS INC COMMON 038222105 16902 1263230 SH SOLE 1 1263230 0 0 ARENA RESOURCES INC COMMON 040049108 4977 140195 SH SOLE 1 140195 0 0 ATLAS ENERGY INC COMMON 049298102 3937 145444 SH SOLE 1 145444 0 0 ATWOOD OCEANICS INC COMMON 050095108 2148 60900 SH SOLE 1 60900 0 0 AUTODESK INC COMMON 052769106 1731 72750 SH SOLE 1 72750 0 0 AUTOMATIC DATA PROCESSI COMMON 053015103 1655 42100 SH SOLE 1 42100 0 0 AVON PRODS INC COMMON 054303102 489 14400 SH SOLE 1 14400 0 0 AXA ADR DEP REC 054536107 522 19300 SH SOLE 1 19300 0 0 BP PLC ADR DEP REC 055622104 1368 25700 SH SOLE 1 25700 0 0 BMC SOFTWARE INC COMMON 055921100 721 19200 SH SOLE 1 19200 0 0 BANK OF AMERICA CORP COMMON 060505104 3423 202310 SH SOLE 1 202310 0 0 BANK OF NEW YORK MELLON COMMON 064058100 10261 353966 SH SOLE 1 353966 0 0 BARD C R INC COMMON 067383109 7310 92993 SH SOLE 1 92993 0 0 BAXTER INTL INC COMMON 071813109 15520 272230 SH SOLE 1 272230 0 0 BECTON DICKINSON & CO COMMON 075887109 3491 50050 SH SOLE 1 50050 0 0 BEST BUY CO INC COMMON 086516101 10530 280646 SH SOLE 1 280646 0 0 BHP BILLITON ADR DEP REC 088606108 7591 115000 SH SOLE 1 115000 0 0 BOSTON PRIVATE FINL HLD COMMON 101119105 769 118800 SH SOLE 1 118800 0 0 BROADCOM CORP CL A 111320107 18753 611045 SH SOLE 1 611045 0 0 BUFFALO WILD WINGS INC COMMON 119848109 2364 56825 SH SOLE 1 56825 0 0 CF INDS HLDGS INC COMMON 125269100 12574 145815 SH SOLE 1 145815 0 0 CNOOC LTD ADR DEP REC 126132109 284 2100 SH SOLE 1 2100 0 0 CVS/CAREMARK CORPORATIO COMMON 126650100 25654 717800 SH SOLE 1 717800 0 0 CANADIAN NATL RY CO COMMON 136375102 536 10950 SH SOLE 1 10950 0 0 CANON INC ADR DEP REC 138006309 626 15650 SH SOLE 1 15650 0 0 CAPELLA EDUCATION COMPA COMMON 139594105 2826 41961 SH SOLE 1 41961 0 0 CARBO CERAMICS INC COMMON 140781105 317 6150 SH SOLE 1 6150 0 0 CARRIZO OIL & CO INC COMMON 144577103 362 14800 SH SOLE 1 14800 0 0 CATERPILLAR INC COMMON 149123101 382 7450 SH SOLE 1 7450 0 0 CATO CORP COMMON 149205106 3251 160247 SH SOLE 1 160247 0 0 CELGENE CORP COMMON 151020104 39960 714841 SH SOLE 1 714841 0 0 CENTRAL EUROPEAN DIST C COMMON 153435102 4913 149975 SH SOLE 1 149975 0 0 CHEVRON CORP COMMON 166764100 4814 68350 SH SOLE 1 68350 0 0 CIENA CORP COMMON 171779309 8017 492475 SH SOLE 1 492475 0 0 CITIGROUP INC COMMON 172967101 1989 410982 SH SOLE 1 410982 0 0 CITRIX SYSTEMS INC COMMON 177376100 7727 196975 SH SOLE 1 196975 0 0 COACH INC COMMON 189754104 1593 48400 SH SOLE 1 48400 0 0 COCA COLA CO COMMON 191216100 31127 579640 SH SOLE 1 579640 0 0 COCA COLA ENTERPRISES I COMMON 191219104 580 27100 SH SOLE 1 27100 0 0 COGNIZANT TECH SOLUTION CL A 192446102 7245 187400 SH SOLE 1 187400 0 0 COLGATE-PALMOLIVE CO COMMON 194162103 22641 296820 SH SOLE 1 296820 0 0 COMMSCOPE INC COMMON 203372107 3295 110075 SH SOLE 1 110075 0 0 CONCUR TECHNOLOGIES INC COMMON 206708109 6129 154150 SH SOLE 1 154150 0 0 CORNING INC COMMON 219350105 10166 664020 SH SOLE 1 664020 0 0 COVANCE INC COMMON 222816100 3363 62100 SH SOLE 1 62100 0 0 CREDIT SUISSE GROUP ADR DEP REC 225401108 846 15200 SH SOLE 1 15200 0 0 CUMMINS INC COMMON 231021106 2778 62000 SH SOLE 1 62000 0 0 DANAHER CORP DEL COMMON 235851102 4162 61825 SH SOLE 1 61825 0 0 DEERE & CO COMMON 244199105 14866 346361 SH SOLE 1 346361 0 0 DEVRY INC COMMON 251893103 5481 99075 SH SOLE 1 99075 0 0 DICKS SPORTING GOODS IN COMMON 253393102 2476 110550 SH SOLE 1 110550 0 0 DIONEX CORP COMMON 254546104 1514 23300 SH SOLE 1 23300 0 0 E M C CORP MASS COMMON 268648102 6606 387700 SH SOLE 1 387700 0 0 ECOLAB INC COMMON 278865100 15942 344850 SH SOLE 1 344850 0 0 EMERSON ELECTRIC CO COMMON 291011104 9927 247690 SH SOLE 1 247690 0 0 ERICSSON L M TEL CO ADR DEP REC 294821608 1166 116400 SH SOLE 1 116400 0 0 EXPEDITORS INTL WASH IN COMMON 302130109 13645 388200 SH SOLE 1 388200 0 0 EXPRESS SCRIPTS INC COMMON 302182100 2002 25800 SH SOLE 1 25800 0 0 FPL GROUP INC COMMON 302571104 1983 35900 SH SOLE 1 35900 0 0 FACTSET RESEARCH SYSTEM COMMON 303075105 3663 55300 SH SOLE 1 55300 0 0 F5 NETWORKS INC COMMON 315616102 3706 93525 SH SOLE 1 93525 0 0 FLUOR CORP NEW COMMON 343412102 40 781 SH SOLE 1 781 0 0 FRANKLIN RESOURCES INC COMMON 354613101 20904 207790 SH SOLE 1 207790 0 0 GENERAL ELECTRIC CO COMMON 369604103 12576 765890 SH SOLE 1 765890 0 0 GENERAL MILLS INC COMMON 370334104 12002 186421 SH SOLE 1 186421 0 0 GENZYME CORP COMMON 372917104 15920 280631 SH SOLE 1 280631 0 0 GILEAD SCIENCES INC COMMON 375558103 26156 562490 SH SOLE 1 562490 0 0 GOODRICH CORP COMMON 382388106 1043 19200 SH SOLE 1 19200 0 0 HSBC HLDGS ADR DEP REC 404280406 1027 17904 SH SOLE 1 17904 0 0 HAEMONETICS CORP COMMON 405024100 2820 50250 SH SOLE 1 50250 0 0 HALLIBURTON CO COMMON 406216101 1475 54400 SH SOLE 1 54400 0 0 HANOVER INS GROUP INC COMMON 410867105 5003 121050 SH SOLE 1 121050 0 0 HANSEN NATURAL CORP COMMON 411310105 4395 119620 SH SOLE 1 119620 0 0 HAYNES INTERNATIONAL IN COMMON 420877201 2132 67016 SH SOLE 1 67016 0 0 HOLLY ENERGY PARTNERS L COMMON 435763107 767 19671 SH SOLE 1 19671 0 0 HOME DEPOT INC COMMON 437076102 5472 205400 SH SOLE 1 205400 0 0 HUB GROUP INC COMMON 443320106 1860 81400 SH SOLE 1 81400 0 0 HUTCHISON WHAMPOA LTD A DEP REC 448415208 590 16500 SH SOLE 1 16500 0 0 ITT CORPORATION COMMON 450911102 7001 134250 SH SOLE 1 134250 0 0 ICONIX BRAND GROUP INC COMMON 451055107 550 44100 SH SOLE 1 44100 0 0 ILLINOIS TOOL WORKS INC COMMON 452308109 8 190 SH SOLE 1 190 0 0 ILLUMINA INC COMMON 452327109 80 1884 SH SOLE 1 1884 0 0 INDIA FUND INC COMMON 454089103 360 12388 SH SOLE 1 12388 0 0 INDUSTRIAL BK KOREA GDR DEP REC 456036102 166 13494 SH SOLE 1 13494 0 0 INFOSYS TECHNOLOGIES LT DEP REC 456788108 121 2500 SH SOLE 1 2500 0 0 ING GROEP N V ADR DEP REC 456837103 954 53500 SH SOLE 1 53500 0 0 INTEL CORP COMMON 458140100 37108 1896165 SH SOLE 1 1896165 0 0 INTL BUSINESS MACHINES COMMON 459200101 49833 416625 SH SOLE 1 416625 0 0 INTL GAME TECHNOLOGY COMMON 459902102 1467 68300 SH SOLE 1 68300 0 0 ISHARES INC MSCI JAPAN COMMON 464286848 1027 103300 SH SOLE 1 103300 0 0 ITC HLDGS CORP COMMON 465685105 1731 38085 SH SOLE 1 38085 0 0 JACOBS ENGINEERING GROU COMMON 469814107 1994 43400 SH SOLE 1 43400 0 0 JOHNSON & JOHNSON COMMON 478160104 16588 272425 SH SOLE 1 272425 0 0 KLA-TENCOR CORP COMMON 482480100 1327 37000 SH SOLE 1 37000 0 0 KAYDON CORP COMMON 486587108 2009 61980 SH SOLE 1 61980 0 0 KAYNE ANDERSON MLP INVS COMMON 486606106 1371 64842 SH SOLE 1 64842 0 0 KOHLS CORP COMMON 500255104 7519 131800 SH SOLE 1 131800 0 0 KONINKLIJKE PHILIPS ELE DEP REC 500472303 231 9500 SH SOLE 1 9500 0 0 KUBOTA CORP COMMON 501173207 70 1700 SH SOLE 1 1700 0 0 LSB INDS INC COMMON 502160104 776 49810 SH SOLE 1 49810 0 0 LANDEC CORP COMMON 514766104 1633 255082 SH SOLE 1 255082 0 0 LILLY ELI & CO COMMON 532457108 1051 31825 SH SOLE 1 31825 0 0 LOCKHEED MARTIN CORP COMMON 539830109 12652 162040 SH SOLE 1 162040 0 0 LUFKIN INDUSTRIES INC COMMON 549764108 5286 99397 SH SOLE 1 99397 0 0 MTS SYS CORP COMMON 553777103 2835 97050 SH SOLE 1 97050 0 0 MARATHON OIL CORP COMMON 565849106 3326 104250 SH SOLE 1 104250 0 0 MARRIOTT INTL INC CL A 571903202 1184 42917 SH SOLE 1 42917 0 0 MCDERMOTT INTL INC COMMON 580037109 10069 398450 SH SOLE 1 398450 0 0 MCDONALDS CORP COMMON 580135101 31649 554570 SH SOLE 1 554570 0 0 MEDASSETS INC COMMON 584045108 580 25715 SH SOLE 1 25715 0 0 MEDTRONIC INC COMMON 585055106 9636 261850 SH SOLE 1 261850 0 0 MERCK & CO INC COMMON 589331107 47 1500 SH SOLE 1 1500 0 0 MICROS SYSTEMS INC COMMON 594901100 3423 113375 SH SOLE 1 113375 0 0 MICROSOFT CORP COMMON 594918104 20332 790500 SH SOLE 1 790500 0 0 MICROSEMI CORP COMMON 595137100 4203 266200 SH SOLE 1 266200 0 0 MILLIPORE CORP COMMON 601073109 1407 20000 SH SOLE 1 20000 0 0 MITSUBISHI UFJ FINL GRO DEP REC 606822104 285 53300 SH SOLE 1 53300 0 0 MOBILE TELESYSTEMS SP A DEP REC 607409109 208 4300 SH SOLE 1 4300 0 0 MONRO MUFFLER BRAKE INC COMMON 610236101 35 1100 SH SOLE 1 1100 0 0 MURPHY OIL CORP COMMON 626717102 8993 156205 SH SOLE 1 156205 0 0 MYLAN INC COMMON 628530107 88 5513 SH SOLE 1 5513 0 0 NATIONAL OILWELL VARCO COMMON 637071101 6042 140090 SH SOLE 1 140090 0 0 NEW ORIENTAL ED & TECH DEP REC 647581107 798 9925 SH SOLE 1 9925 0 0 NICE SYS LTD ADR DEP REC 653656108 174 5700 SH SOLE 1 5700 0 0 NIKE INC CL B 654106103 1423 22000 SH SOLE 1 22000 0 0 NORDSTROM INC COMMON 655664100 1328 43500 SH SOLE 1 43500 0 0 NORTHERN TRUST CORP COMMON 665859104 7882 135531 SH SOLE 1 135531 0 0 NUCOR CORP COMMON 670346105 865 18400 SH SOLE 1 18400 0 0 NUVASIVE INC COMMON 670704105 10857 259989 SH SOLE 1 259989 0 0 OCCIDENTAL PETROLEUM CO COMMON 674599105 25890 330235 SH SOLE 1 330235 0 0 OCEANEERING INTL INC COMMON 675232102 323 5700 SH SOLE 1 5700 0 0 OIL CO LUKOIL ADR DEP REC 677862104 148 2700 SH SOLE 1 2700 0 0 OWENS & MINOR INC COMMON 690732102 837 18500 SH SOLE 1 18500 0 0 POSCO ADR DEP REC 693483109 333 3200 SH SOLE 1 3200 0 0 PARKER HANNIFIN CORP COMMON 701094104 3784 73000 SH SOLE 1 73000 0 0 PEARSON PLC ADR DEP REC 705015105 2483 199750 SH SOLE 1 199750 0 0 PENNANTPARK INVT CORP COMMON 708062104 504 62100 SH SOLE 1 62100 0 0 PENNEY J C INC COMMON 708160106 3420 101340 SH SOLE 1 101340 0 0 PEPSICO INC COMMON 713448108 32951 561735 SH SOLE 1 561735 0 0 PERKINELMER INC COMMON 714046109 1932 100425 SH SOLE 1 100425 0 0 P T TELEKOMUNIKASI INDO DEP REC 715684106 164 4600 SH SOLE 1 4600 0 0 PETROQUEST ENERGY INC COMMON 716748108 140 21500 SH SOLE 1 21500 0 0 PFIZER INC COMMON 717081103 298 18000 SH SOLE 1 18000 0 0 PHARMACEUTICAL PROD DEV COMMON 717124101 691 31500 SH SOLE 1 31500 0 0 PHILIP MORRIS INTL INC COMMON 718172109 24977 512450 SH SOLE 1 512450 0 0 POLARIS INDS INC COMMON 731068102 3070 75275 SH SOLE 1 75275 0 0 PRECISION CASTPARTS COR COMMON 740189105 9145 89775 SH SOLE 1 89775 0 0 PRICELINE COM INC COMMON 741503403 56 340 SH SOLE 1 340 0 0 PROCTER & GAMBLE CO COMMON 742718109 27036 466785 SH SOLE 1 466785 0 0 PRUDENTIAL FINANCIAL IN COMMON 744320102 9252 185370 SH SOLE 1 185370 0 0 QUALCOMM INC COMMON 747525103 41602 924900 SH SOLE 1 924900 0 0 QUALITY SYS INC COMMON 747582104 40 650 SH SOLE 1 650 0 0 RESEARCH IN MOTION LTD COMMON 760975102 18859 278855 SH SOLE 1 278855 0 0 RIO TINTO PLC ADR DEP REC 767204100 2188 12850 SH SOLE 1 12850 0 0 ROCKWELL COLLINS INC COMMON 774341101 1402 27600 SH SOLE 1 27600 0 0 ROFIN SINAR TECHNOLOGIE COMMON 775043102 2769 120611 SH SOLE 1 120611 0 0 ROGERS COMMUNICATIONS I COMMON 775109200 14310 507440 SH SOLE 1 507440 0 0 ROYAL BANK OF CANADA COMMON 780087102 2649 49450 SH SOLE 1 49450 0 0 ROYAL DUTCH SHELL PLC A DEP REC 780259107 1358 24350 SH SOLE 1 24350 0 0 SPX CORP COMMON 784635104 2962 48350 SH SOLE 1 48350 0 0 ST JUDE MEDICAL INC COMMON 790849103 6128 157085 SH SOLE 1 157085 0 0 SASOL LTD - ADR DEP REC 803866300 1446 37925 SH SOLE 1 37925 0 0 SCHLUMBERGER LTD COMMON 806857108 23072 387110 SH SOLE 1 387110 0 0 SCOTTS MIRACLE GRO CO COMMON 810186106 3952 92015 SH SOLE 1 92015 0 0 SIEMENS A G - ADR DEP REC 826197501 256 2750 SH SOLE 1 2750 0 0 SILICON LABORATORIES IN COMMON 826919102 3773 81393 SH SOLE 1 81393 0 0 SMITH INTERNATIONAL INC COMMON 832110100 2658 92600 SH SOLE 1 92600 0 0 SNAP ON INC COMMON 833034101 4505 129600 SH SOLE 1 129600 0 0 SONY CORP ADR DEP REC 835699307 372 12750 SH SOLE 1 12750 0 0 SOUTHERN CO COMMON 842587107 10 325 SH SOLE 1 325 0 0 SOUTHWESTERN ENERGY CO COMMON 845467109 33976 796064 SH SOLE 1 796064 0 0 STERICYCLE INC COMMON 858912108 5023 103700 SH SOLE 1 103700 0 0 STRAYER ED INC COMMON 863236105 1622 7450 SH SOLE 1 7450 0 0 SUNCOR ENERGY INC COMMON 867224107 4725 136710 SH SOLE 1 136710 0 0 SURMODICS INC COMMON 868873100 3065 124607 SH SOLE 1 124607 0 0 SYBASE INC COMMON 871130100 6705 172375 SH SOLE 1 172375 0 0 TCF FINANCIAL CORP COMMON 872275102 10848 831930 SH SOLE 1 831930 0 0 TJX COS INC COMMON 872540109 2978 80150 SH SOLE 1 80150 0 0 TAIWAN SEMICONDUCTOR AD DEP REC 874039100 256 23321 SH SOLE 1 23321 0 0 TECHNE CORP COMMON 878377100 5250 83920 SH SOLE 1 83920 0 0 TELEDYNE TECHNOLOGIES I COMMON 879360105 1156 32125 SH SOLE 1 32125 0 0 TELEFLEX INC COMMON 879369106 1860 38495 SH SOLE 1 38495 0 0 TELEFONICA SA ADR DEP REC 879382208 5480 66100 SH SOLE 1 66100 0 0 TERRA INDS INC COMMON 880915103 2249 64865 SH SOLE 1 64865 0 0 TEVA PHARMACEUTICAL IND DEP REC 881624209 2838 56125 SH SOLE 1 56125 0 0 THERMO FISHER SCIENTIFI COMMON 883556102 13986 320270 SH SOLE 1 320270 0 0 THORATEC CORP COMMON 885175307 4696 155125 SH SOLE 1 155125 0 0 TOYOTA MOTOR CORP ADR DEP REC 892331307 104 1325 SH SOLE 1 1325 0 0 TRIMBLE NAVIGATION LTD COMMON 896239100 5322 222566 SH SOLE 1 222566 0 0 TUPPERWARE BRANDS CORP COMMON 899896104 6789 170065 SH SOLE 1 170065 0 0 U S BANCORP COM NEW 902973304 6488 296800 SH SOLE 1 296800 0 0 URS CORP COMMON 903236107 5684 130225 SH SOLE 1 130225 0 0 ULTRA PETROLEUM CORP COMMON 903914109 21154 432075 SH SOLE 1 432075 0 0 UNION PAC CORP COMMON 907818108 13279 227580 SH SOLE 1 227580 0 0 UNITED PARCEL SERVICE I CL B 911312106 7078 125349 SH SOLE 1 125349 0 0 UNITED TECHNOLOGIES COR COMMON 913017109 18511 303800 SH SOLE 1 303800 0 0 VARIAN SEMICONDUCTOR EQ COMMON 922207105 3236 98542 SH SOLE 1 98542 0 0 VOLCANO CORPORATION COMMON 928645100 1213 72100 SH SOLE 1 72100 0 0 WABTEC CORP COMMON 929740108 2473 65900 SH SOLE 1 65900 0 0 WAL MART STORES INC COMMON 931142103 18077 368250 SH SOLE 1 368250 0 0 WELLS FARGO & CO COMMON 949746101 16944 601295 SH SOLE 1 601295 0 0 WESTPAC BKG CORP-ADR COMMON 961214301 773 6700 SH SOLE 1 6700 0 0 WISCONSIN ENERGY CORP COMMON 976657106 9057 200505 SH SOLE 1 200505 0 0 XILINX INC COMMON 983919101 2752 117500 SH SOLE 1 117500 0 0 PETROCHINA CO LTD ADR DEP REC 71646E100 34 300 SH SOLE 1 300 0 0 TALISMAN ENERGY INC COMMON 87425E103 97 5600 SH SOLE 1 5600 0 0 NEWS CORP LTD CL A CL A 65248E104 5017 419520 SH SOLE 1 419520 0 0 COMPANHIA VALE DO RIO D DEP REC 91912E105 516 22300 SH SOLE 1 22300 0 0 TARGET CORP COMMON 87612E106 36900 790489 SH SOLE 1 790489 0 0 TOTAL S A ADR DEP REC 89151E109 4219 71200 SH SOLE 1 71200 0 0 THE TRAVELERS COMPANIES COMMON 89417E109 11629 236215 SH SOLE 1 236215 0 0 AT&T INC COMMON 00206R102 2217 82070 SH SOLE 1 82070 0 0 ACTIVISION BLIZZARD INC COMMON 00507V109 19906 1606600 SH SOLE 1 1606600 0 0 ADOBE SYSTEMS INC COMMON 00724F101 18011 545132 SH SOLE 1 545132 0 0 AECOM TECHNOLOGY CORP COMMON 00766T100 1292 47600 SH SOLE 1 47600 0 0 AKAMAI TECHNOLOGIES INC COMMON 00971T101 770 39150 SH SOLE 1 39150 0 0 ALLEGHENY TECHNOLOGIES COMMON 01741R102 4907 140250 SH SOLE 1 140250 0 0 ALLIANCEBERNSTEIN HOLDI COMMON 01881G106 191 7000 SH SOLE 1 7000 0 0 ALLSCRIPTS HEALTHCARE S COMMON 01988P108 2469 121800 SH SOLE 1 121800 0 0 AMERICA MOVIL ADR DEP REC 02364W105 359 8200 SH SOLE 1 8200 0 0 ANSYS INC COMMON 03662Q105 9867 263675 SH SOLE 1 263675 0 0 APOLLO INVT CORP COMMON 03761U106 1181 123700 SH SOLE 1 123700 0 0 ARRIS GROUP INC COMMON 04269Q100 1742 133875 SH SOLE 1 133875 0 0 ASIAINFO HLDGS INC COMMON 04518A104 2706 135525 SH SOLE 1 135525 0 0 BANCO BILBAO VIZCAYA AR DEP REC 05946K101 882 49458 SH SOLE 1 49458 0 0 BANCO SANTANDER CENT HI COMMON 05964H105 1001 62000 SH SOLE 1 62000 0 0 BANCO SANTANDER CHILE A COMMON 05965X109 236 4100 SH SOLE 1 4100 0 0 BIOMARIN PHARMACEUTICAL COMMON 09061G101 1111 61450 SH SOLE 1 61450 0 0 C H ROBINSON WORLDWIDE COMMON 12541W209 4275 74019 SH SOLE 1 74019 0 0 CME GROUP INC COMMON 12572Q105 10388 33705 SH SOLE 1 33705 0 0 CNX GAS CORP COMMON 12618H309 206 6700 SH SOLE 1 6700 0 0 CHINA LIFE INS CO LTD A DEP REC 16939P106 473 7199 SH SOLE 1 7199 0 0 CHINA MOBILE LIMITED - DEP REC 16941M109 128 2600 SH SOLE 1 2600 0 0 CHINAEDU CORP-ADR DEP REC 16945L107 110 15700 SH SOLE 1 15700 0 0 CHINA UNICOM (HK) - ADR COMMON 16945R104 1079 75800 SH SOLE 1 75800 0 0 CHUNGHWA TELECOM CO LTD DEP REC 17133Q403 86 4776 SH SOLE 1 4776 0 0 CISCO SYSTEMS INC COMMON 17275R102 37381 1587959 SH SOLE 1 1587959 0 0 COMCAST CORP CL A 20030N101 6162 365075 SH SOLE 1 365075 0 0 COMP BRASIL-PAO DE ACUC DEP REC 20440T201 118 2100 SH SOLE 1 2100 0 0 COMPANHIA DE BEBIDAS DA DEP REC 20441W203 263 3200 SH SOLE 1 3200 0 0 CONOCOPHILLIPS COMMON 20825C104 364 8062 SH SOLE 1 8062 0 0 COSTCO WHOLESALE CORP COMMON 22160K105 10413 184696 SH SOLE 1 184696 0 0 HOMEX ADR DEP REC 25030W100 159 4200 SH SOLE 1 4200 0 0 DEVON ENERGY CORP COMMON 25179M103 452 6720 SH SOLE 1 6720 0 0 DIAGEO PLC ADR DEP REC 25243Q205 3938 64050 SH SOLE 1 64050 0 0 DIAMOND OFFSHORE DRILLI COMMON 25271C102 2061 21575 SH SOLE 1 21575 0 0 DOLBY LABORATORIES INC- COMMON 25659T107 4383 114770 SH SOLE 1 114770 0 0 EQT CORPORATION COMMON 26884L109 18336 430415 SH SOLE 1 430415 0 0 EV3 INC COMMON 26928A200 1936 157300 SH SOLE 1 157300 0 0 EMBRAER-EMPRESA BRASILE DEP REC 29081M102 89 3883 SH SOLE 1 3883 0 0 ENBRIDGE INC COMMON 29250N105 435 11200 SH SOLE 1 11200 0 0 ENERGY TRANSFER EQUITY COMMON 29273V100 843 30100 SH SOLE 1 30100 0 0 EXELON CORP COMMON 30161N101 2397 48300 SH SOLE 1 48300 0 0 EXXON MOBIL CORP COMMON 30231G102 8914 129930 SH SOLE 1 129930 0 0 FLOTEK INDS CONV BD CONV BD 343389AA0 837 1690000 PRN SOLE 1 1690000 0 0 FLOWSERVE CORP COMMON 34354P105 1045 10600 SH SOLE 1 10600 0 0 FREEPORT-MCMORAN COPPER CL B 35671D857 4061 59196 SH SOLE 1 59196 0 0 FRONTIER OIL CORP COMMON 35914P105 1252 89950 SH SOLE 1 89950 0 0 GAMESTOP CORP COMMON 36467W109 7281 275050 SH SOLE 1 275050 0 0 GEN-PROBE INC COMMON 36866T103 2989 72125 SH SOLE 1 72125 0 0 GLAXOSMITHKLINE ADR DEP REC 37733W105 1071 27116 SH SOLE 1 27116 0 0 GLOBAL PAYMENTS INC COMMON 37940X102 30 650 SH SOLE 1 650 0 0 GMX RESOURCES INC COMMON 38011M108 165 10500 SH SOLE 1 10500 0 0 GOLDMAN SACHS GROUP INC COMMON 38141G104 15475 83945 SH SOLE 1 83945 0 0 GOOGLE INC CL A 38259P508 35124 70835 SH SOLE 1 70835 0 0 GRUPO TELEVISA SA DE CV DEP REC 40049J206 71 3800 SH SOLE 1 3800 0 0 HESS CORP COMMON 42809H107 42 787 SH SOLE 1 787 0 0 HOME INNS & HOTELS MGMT DEP REC 43713W107 45 1500 SH SOLE 1 1500 0 0 ICON PUB LTD CO ADR DEP REC 45103T107 3219 131450 SH SOLE 1 131450 0 0 ICICI BK LTD ADR DEP REC 45104G104 825 21400 SH SOLE 1 21400 0 0 IDEX CORP COMMON 45167R104 2960 105912 SH SOLE 1 105912 0 0 IDEXX LABS INC COMMON 45168D104 5895 117900 SH SOLE 1 117900 0 0 INFORMATICA CORP COMMON 45666Q102 9055 401025 SH SOLE 1 401025 0 0 INTERCONTINENTALEXCHANG COMMON 45865V100 1662 17100 SH SOLE 1 17100 0 0 INTERSIL CORP CL A 46069S109 5081 331850 SH SOLE 1 331850 0 0 INTUITIVE SURGICAL INC COMMON 46120E602 12230 46636 SH SOLE 1 46636 0 0 JPMORGAN CHASE & CO COMMON 46625H100 29896 682240 SH SOLE 1 682240 0 0 JUNIPER NETWORKS INC COMMON 48203R104 1832 67800 SH SOLE 1 67800 0 0 "KB FINANCIAL GROUP, DEP REC 48241A105 105 2048 SH SOLE 1 2048 0 0 LABORATORY CP OF AMER H COM NEW 50540R409 1859 28300 SH SOLE 1 28300 0 0 MASTERCARD INC COMMON 57636Q104 30 150 SH SOLE 1 150 0 0 MCKESSON CORP COMMON 58155Q103 8342 140090 SH SOLE 1 140090 0 0 MEDCO HEALTH SOLUTIONS COMMON 58405U102 13516 244375 SH SOLE 1 244375 0 0 MONSANTO CO COMMON 61166W101 25295 326805 SH SOLE 1 326805 0 0 MOSAIC CO COMMON 61945A107 781 16250 SH SOLE 1 16250 0 0 MYRIAD GENETICS INC COMMON 62855J104 2046 74655 SH SOLE 1 74655 0 0 NETAPP INC COMMON 64110D104 3961 148450 SH SOLE 1 148450 0 0 ORACLE CORP COMMON 68389X105 30827 1479219 SH SOLE 1 1479219 0 0 PETROLEO BRASILEIRO SA DEP REC 71654V408 658 14325 SH SOLE 1 14325 0 0 POTASH CORP SASK INC COMMON 73755L107 769 8510 SH SOLE 1 8510 0 0 PRAXAIR INC COMMON 74005P104 83 1016 SH SOLE 1 1016 0 0 PRICE T ROWE GROUP INC COMMON 74144T108 1778 38900 SH SOLE 1 38900 0 0 QUEST SOFTWARE INC COMMON 74834T103 2771 164425 SH SOLE 1 164425 0 0 RTI INTL METALS INC COMMON 74973W107 2090 83900 SH SOLE 1 83900 0 0 RANGE RES CORP COMMON 75281A109 27 550 SH SOLE 1 550 0 0 RED ROBIN GOURMET BURGE COMMON 75689M101 1818 89050 SH SOLE 1 89050 0 0 SBA COMMUNICATIONS CORP COMMON 78388J106 4598 170100 SH SOLE 1 170100 0 0 SALESFORCE COM INC COMMON 79466L302 1116 19600 SH SOLE 1 19600 0 0 SKYWORKS SOLUTIONS INC COMMON 83088M102 4494 339400 SH SOLE 1 339400 0 0 SOLERA HOLDINGS INC COMMON 83421A104 2942 94560 SH SOLE 1 94560 0 0 SOUTHERN COPPER CORP COMMON 84265V105 350 11400 SH SOLE 1 11400 0 0 SYNAPTICS INC COMMON 87157D109 6219 246790 SH SOLE 1 246790 0 0 SYNTEL INC COMMON 87162H103 4691 98272 SH SOLE 1 98272 0 0 TW TELECOM INC COMMON 87311L104 3651 271450 SH SOLE 1 271450 0 0 TENARIS S A ADR DEP REC 88031M109 999 28050 SH SOLE 1 28050 0 0 3M CO COMMON 88579Y101 8139 110290 SH SOLE 1 110290 0 0 TORTOISE ENERGY CAP COR COMMON 89147U100 807 40750 SH SOLE 1 40750 0 0 TRUE RELIGION APPAREL I COMMON 89784N104 2111 81400 SH SOLE 1 81400 0 0 ULTA SALON COSMETCS & F COMMON 90384S303 2264 137125 SH SOLE 1 137125 0 0 ULTIMATE SOFTWARE GROUP COMMON 90385D107 3932 136900 SH SOLE 1 136900 0 0 UNITED THERAPEUTICS COR COMMON 91307C102 2748 56100 SH SOLE 1 56100 0 0 VALERO ENERGY CORP COMMON 91913Y100 1801 92900 SH SOLE 1 92900 0 0 VEOLIA ENVIRONNEMENT AD DEP REC 92334N103 1038 26975 SH SOLE 1 26975 0 0 VERIFONE HLDGS INC COMMON 92342Y109 1403 88310 SH SOLE 1 88310 0 0 VERIZON COMMUNICATIONS COMMON 92343V104 31085 1026920 SH SOLE 1 1026920 0 0 VISA INC COMMON 92826C839 18200 263345 SH SOLE 1 263345 0 0 VIVO PARTICIPACOES ADR COMMON 92855S200 45 1800 SH SOLE 1 1800 0 0 VODAFONE GROUP ADR DEP REC 92857W209 713 31687 SH SOLE 1 31687 0 0 XTO ENERGY INC COMMON 98385X106 15209 368083 SH SOLE 1 368083 0 0 AMDOCS LTD ORD G02602103 984 36600 SH SOLE 1 36600 0 0 ASPEN INSURANCE HOLDING SHS G05384105 6333 239250 SH SOLE 1 239250 0 0 AXIS CAPITAL HOLDINGS COMMON G0692U109 290 9600 SH SOLE 1 9600 0 0 ACCENTURE PLC COMMON G1151C101 23257 624020 SH SOLE 1 624020 0 0 COOPER INDUSTRIES PLC CL A G24140108 1255 33400 SH SOLE 1 33400 0 0 FGX INTERNATIONAL HLDGS COMMON G3396L102 1661 119100 SH SOLE 1 119100 0 0 INVESCO LTD COMMON G491BT108 1445 63500 SH SOLE 1 63500 0 0 JINPAN INTL LTD COMMON G5138L100 202 6301 SH SOLE 1 6301 0 0 MARVELL TECHNOLOGY GROU ORD G5876H105 494 30500 SH SOLE 1 30500 0 0 PARTNERRE LTD COMMON G6852T105 14318 186095 SH SOLE 1 186095 0 0 PLATINUM UNDERWRITER HL COMMON G7127P100 57 1600 SH SOLE 1 1600 0 0 SEAGATE TECHNOLOGY COMMON G7945J104 6663 438090 SH SOLE 1 438090 0 0 UTI WORLDWIDE INC ORD G87210103 1708 117925 SH SOLE 1 117925 0 0 VALIDUS HOLDINGS LTD COMMON G9319H102 1324 51300 SH SOLE 1 51300 0 0 ACE LTD ORD H0023R105 3764 70400 SH SOLE 1 70400 0 0 ALCON INC COM SHS H01301102 3958 28540 SH SOLE 1 28540 0 0 NOBLE CORPORATION SHS H5833N103 8195 215875 SH SOLE 1 215875 0 0 TRANSOCEAN LTD COMMON H8817H100 9385 109725 SH SOLE 1 109725 0 0 MILLICOM INTL CELLULAR COMMON L6388F110 407 5600 SH SOLE 1 5600 0 0 ASML HLDG NV DEP REC N07059186 1059 35800 SH SOLE 1 35800 0 0 CORE LABORATORIES N V COMMON N22717107 5123 49695 SH SOLE 1 49695 0 0 DREYFUS HI YLD STRAT D COMMON 26200S101 1157 325900 SH SOLE 1 0 325900 0 DREYFUS MUNICIPAL INCOM COMMON 26201R102 388 45000 SH SOLE 1 0 45000 0 DREYFUS STRATEGIC MUN B COMMON 26202F107 816 105700 SH SOLE 1 0 105700 0 DUFF&PHELPS UTL&CRP DUC COMMON 26432K108 1085 86628 SH SOLE 1 0 86628 0 BLACKROCK ENHANCED GOVT COMMON 09255K108 875 49581 SH SOLE 1 0 49581 0 WESTERN ASSET GLOBAL HI COMMON 95766B109 7989 735606 SH SOLE 1 0 735606 0 EATON VANCE MI MUNI INC COMMON 27826D106 95 7600 SH SOLE 1 0 7600 0 EVERGREEN MGD INC FD ER COMMON 30024Y104 17501 1226405 SH SOLE 1 0 1226405 0 EATON VANCE SH TM DR DI COMMON 27828V104 3610 222400 SH SOLE 1 0 222400 0 EATON VANCE NJ MUNI INC COMMON 27826V106 65 4500 SH SOLE 1 0 4500 0 EATON VANCE INS CA MUN COMMON 27828A100 13 1000 SH SOLE 1 0 1000 0 EATON VANCE MUNI INCOME COMMON 27826U108 627 51449 SH SOLE 1 0 51449 0 EATON VANCE LTD DUR INC COMMON 27828H105 5709 386000 SH SOLE 1 0 386000 0 FIRST TR ABERDEEN GLB F COMMON 337319107 1097 70800 SH SOLE 1 0 70800 0 FIRST TR FOUR CRNRS SR COMMON 33733Q107 447 39001 SH SOLE 1 0 39001 0 FIRST TRUST FOUR CRNRS COMMON 33733U108 999 90200 SH SOLE 1 0 90200 0 FORT DEARBORN INCOME FD COMMON 347200107 1055 71011 SH SOLE 1 0 71011 0 FLAH & CRUM PFD FFC COMMON 338478100 4215 325700 SH SOLE 1 0 325700 0 FLAH & CRUM TOT RET FLC COMMON 338479108 9001 697240 SH SOLE 1 0 697240 0 FEDERATED PREM MUN INC COMMON 31423P108 390 25100 SH SOLE 1 0 25100 0 FIRST TRUST/FIDAC MTG F COMMON 33734E103 9945 558718 SH SOLE 1 0 558718 0 FRANKLIN TEMPLETON LTD COMMON 35472T101 5225 443196 SH SOLE 1 0 443196 0 WESTERN ASSET VARIABLE COMMON 957667108 25430 1853498 SH SOLE 1 0 1853498 0 HELIOS HIGH YIELD FD HH COMMON 42328Q109 1406 185300 SH SOLE 1 0 185300 0 BLACKROCK HIGH INCOME S COMMON 09250E107 878 480017 SH SOLE 1 0 480017 0 JOHN HANCOCK PFD INC II COMMON 41013X106 480 28600 SH SOLE 1 0 28600 0 JOHN HANCOCK PFD INC FD COMMON 41013W108 354 20800 SH SOLE 1 0 20800 0 JOHN HANCOCK PFD INC II COMMON 41021P103 684 47999 SH SOLE 1 0 47999 0 HARTFORD INCOME SHS FD COMMON 416537108 3645 623070 SH SOLE 1 0 623070 0 HELIOS STRATEGIC MTG HS COMMON 42327M109 8533 1335295 SH SOLE 1 0 1335295 0 HELIOS TOTAL RETURN FD COMMON 42327V109 19325 3450855 SH SOLE 1 0 3450855 0 NEW AMER HIGH INCOME FD COMMON 641876800 569 66360 SH SOLE 1 0 66360 0 MANAGED HIGH YLD PLUS F COMMON 561911108 957 528633 SH SOLE 1 0 528633 0 MORGAN STANLEY INC ICB COMMON 61745P874 4928 300665 SH SOLE 1 0 300665 0 WESTERN ASSET INFL MGMT COMMON 95766U107 10151 637230 SH SOLE 1 0 637230 0 MORGAN STANLEY QUAL MUN COMMON 61745P734 1925 155081 SH SOLE 1 0 155081 0 MORGAN STAN QUAL MUN IQ COMMON 61745P668 3505 275100 SH SOLE 1 0 275100 0 JN HANCOCK INV TRUST JH COMMON 410142103 10130 564331 SH SOLE 1 0 564331 0 NUVEEN QUALITY PFD INC COMMON 67072W101 1829 263940 SH SOLE 1 0 263940 0 JN HANCOCK INC TRST JHS COMMON 410123103 13935 1070871 SH SOLE 1 0 1070871 0 NUVEEN QUALITY PFD II J COMMON 67072C105 973 134400 SH SOLE 1 0 134400 0 NUVEEN QUALITY PFD INCO COMMON 67071S101 1909 284900 SH SOLE 1 0 284900 0 DWS HIGH INCOME TR KHI COMMON 23337C208 1324 161226 SH SOLE 1 0 161226 0 DWS STRATEGIC MUN INC T COMMON 23338T101 317 25100 SH SOLE 1 0 25100 0 DWS MUN INCOME TR KTF COMMON 23338M106 7001 601500 SH SOLE 1 0 601500 0 MFS CHARTER INCOME TR M COMMON 552727109 1813 201400 SH SOLE 1 0 201400 0 BLACKROCK MUNI HLD FL M COMMON 09254P108 5392 411900 SH SOLE 1 0 411900 0 BLACKROCK MUNIYLD FLA M COMMON 09254T100 836 65038 SH SOLE 1 0 65038 0 BLACKROCK MUNIHLD NY IN COMMON 09255C106 154 11300 SH SOLE 1 0 11300 0 MFS INTER INC TRUST MIN COMMON 55273C107 3367 490800 SH SOLE 1 0 490800 0 EATON VANCE INS MI MIW COMMON 27828M104 81 5842 SH SOLE 1 0 5842 0 BLACKROCK MUNI YIELD MI COMMON 09254V105 3796 286700 SH SOLE 1 0 286700 0 MFS MULTIMKT INC TR MM COMMON 552737108 10453 1651318 SH SOLE 1 0 1651318 0 WESTERN ASST MNG MUN FD COMMON 95766M105 275 22000 SH SOLE 1 0 22000 0 BLACKROCK MUNI N Y INTE COMMON 09255F109 185 14600 SH SOLE 1 0 14600 0 WESTERN ASST MUNI PART COMMON 95766P108 660 48606 SH SOLE 1 0 48606 0 BLACKROCK MUNIYIELD PA COMMON 09255G107 2317 167500 SH SOLE 1 0 167500 0 BLACKROCK MUNIYLD QUAL COMMON 09254G108 741 61900 SH SOLE 1 0 61900 0 AMERICAN INCOME FUND MR COMMON 02672T109 19633 2624703 SH SOLE 1 0 2624703 0 MORGAN STANLEY HIGH YIE COMMON 61744M104 648 123392 SH SOLE 1 0 123392 0 MONTGOMERY ST INCOME MT COMMON 614115103 12321 820821 SH SOLE 1 0 820821 0 BLACKROCK MUNIHLDGS INS COMMON 09254C107 2097 161400 SH SOLE 1 0 161400 0 BLACKROCK MUNIHLDGS FD COMMON 09253P109 149 11000 SH SOLE 1 0 11000 0 MINNESOTA MUN INC PT M COMMON 604062109 1725 117900 SH SOLE 1 0 117900 0 FIRST AMERN MN MUN INC COMMON 31849P104 630 44100 SH SOLE 1 0 44100 0 BLACKROCK MUNIYLD FL FD COMMON 09254R104 4943 378200 SH SOLE 1 0 378200 0 BLACKROCK MUNYIELD INSD COMMON 09254E103 2481 194400 SH SOLE 1 0 194400 0 BLACKROCK MUNIYLD MI MY COMMON 09254W103 2178 175900 SH SOLE 1 0 175900 0 BLACKROCK MUNIYIELD NY COMMON 09255E102 73 5900 SH SOLE 1 0 5900 0 MBIA CAP CLAYMORE MGD M COMMON 55266X100 4917 371900 SH SOLE 1 0 371900 0 NUVEEN DIVD ADV MUNI FD COMMON 67066V101 886 63700 SH SOLE 1 0 63700 0 NEUBERGER BERMAN INT N COMMON 64124P101 760 56663 SH SOLE 1 0 56663 0 NEUBERGER BERMN CA INT COMMON 64123C101 68 4921 SH SOLE 1 0 4921 0 NUVEEN CAL MUNI MKT OPP COMMON 67062U107 511 38099 SH SOLE 1 0 38099 0 NUVEEN CALIF PERF PLUS COMMON 67062Q106 1886 144200 SH SOLE 1 0 144200 0 NUVEEN INSD NY DIV NKO COMMON 67071N102 104 7400 SH SOLE 1 0 7400 0 NUVEEN MUN ADVANTAGE FD COMMON 67062H106 1197 83900 SH SOLE 1 0 83900 0 NUVEEN MICH PREM INC MU COMMON 67101Q109 1288 102300 SH SOLE 1 0 102300 0 NUVEEN MASS PREM INC MU COMMON 67061E104 68 4800 SH SOLE 1 0 4800 0 NUVEEN NY PERF PLUS MUN COMMON 67062R104 103 7000 SH SOLE 1 0 7000 0 NUVEEN PREMIER MUNI INC COMMON 670988104 1427 107000 SH SOLE 1 0 107000 0 NUVEEN PREM INCOME MUN COMMON 67063W102 199 14400 SH SOLE 1 0 14400 0 NUVEEN INSD PREM INC NP COMMON 6706D8104 536 43000 SH SOLE 1 0 43000 0 NUVEEN CA INV QUAL MUNI COMMON 67062A101 458 34403 SH SOLE 1 0 34403 0 NUVEEN FLA INVT QUAL NQ COMMON 670970102 6808 523300 SH SOLE 1 0 523300 0 NUVEEN NJ INVT QUAL MUN COMMON 670971100 521 38900 SH SOLE 1 0 38900 0 NUVEEN PA INV QLTY MUNI COMMON 670972108 1358 103500 SH SOLE 1 0 103500 0 NUVEEN CALIF QUALITY IN COMMON 670985100 40 2800 SH SOLE 1 0 2800 0 NUVEEN FLA QUALITY NUF COMMON 670978105 3828 288000 SH SOLE 1 0 288000 0 NUVEEN INSD DIVID ADV N COMMON 67071L106 294 20500 SH SOLE 1 0 20500 0 NUVEEN CA DVD ADV MUNI COMMON 67069X104 105 7700 SH SOLE 1 0 7700 0 NUVEEN PA DVD ADV MUNI COMMON 67071W102 266 19700 SH SOLE 1 0 19700 0 NUVEEN NEW JERSEY DIV A COMMON 67069Y102 170 12600 SH SOLE 1 0 12600 0 NUVEEN DIV ADV MUNI FD COMMON 67070X101 560 40500 SH SOLE 1 0 40500 0 MORGAN STANLEY MUNI INC COMMON 61745P452 127 20000 SH SOLE 1 0 20000 0 PIMCO CALIFORNIA MUNI I COMMON 72200M108 468 47600 SH SOLE 1 0 47600 0 FLAHERTY & CRUMRINE PFD COMMON 338480106 61 6500 SH SOLE 1 0 6500 0 FLAHERTY & CRUMRINE PFD COMMON 33848E106 521 71625 SH SOLE 1 0 71625 0 MORGAN STAN MUNI PREM I COMMON 61745P429 1172 144700 SH SOLE 1 0 144700 0 INSURED MUN INC FD PIF COMMON 45809F104 5734 405528 SH SOLE 1 0 405528 0 PUTNAM MASTER INT INC T COMMON 746909100 18399 3071660 SH SOLE 1 0 3071660 0 PUTNAM MUN OPP PMO COMMON 746922103 4431 385985 SH SOLE 1 0 385985 0 PIMCO MUN INCOME FD III COMMON 72201A103 183 16200 SH SOLE 1 0 16200 0 INVESTMENT GRD MUN INC COMMON 461368102 3534 246469 SH SOLE 1 0 246469 0 PUTNAM PREMIER INC PPT COMMON 746853100 26257 4488450 SH SOLE 1 0 4488450 0 BLACKROCK PFD & CORP IN COMMON 09255J101 1236 149130 SH SOLE 1 0 149130 0 BLACKROCK PFD INCM STRA COMMON 09255H105 3498 388400 SH SOLE 1 0 388400 0 PIMCO CORPORATE OPP FD COMMON 72201B101 1137 81200 SH SOLE 1 0 81200 0 PIMCO NY MUNI INC III P COMMON 72201E105 48 5000 SH SOLE 1 0 5000 0 PIMCO STRAT GBL GOV FD COMMON 72200X104 73 7100 SH SOLE 1 0 7100 0 WESTERN ASSET INTM MUNI COMMON 958435109 206 22700 SH SOLE 1 0 22700 0 AMERICAN SELECT PORT SL COMMON 029570108 43752 3851390 SH SOLE 1 0 3851390 0 TRANSAMERICA INC SHR TA COMMON 893506105 13774 696351 SH SOLE 1 0 696351 0 LMP CORPORATE LN FD INC COMMON 50208B100 31 3171 SH SOLE 1 0 3171 0 VAN KAMPEN BOND FUND VB COMMON 920955101 721 37300 SH SOLE 1 0 37300 0 VAN KAMPEN TR/INV GR MN COMMON 920929106 4569 326357 SH SOLE 1 0 326357 0 VAN KAMPEN TR/INS VIM COMMON 920928108 151 11100 SH SOLE 1 0 11100 0 VAN KAMPEN MUNI INC VKI COMMON 92112K107 5423 450000 SH SOLE 1 0 450000 0 VAN KAMPEN SEL SEC MUNI COMMON 92112M103 893 77800 SH SOLE 1 0 77800 0 DELAWARE INV MN MUN INC COMMON 24610V103 138 10900 SH SOLE 1 0 10900 0 VAN KAMPEN OHIO QLTY MU COMMON 920923109 130 8700 SH SOLE 1 0 8700 0 VAN KAMPEN PA VALUE MUN COMMON 92112T108 4300 337225 SH SOLE 1 0 337225 0 VAN KAMPEN DYNAMIC CR O COMMON 921166104 402 35834 SH SOLE 1 0 35834 0 VAN KAMPEN TR INV GR MU COMMON 920933108 336 21300 SH SOLE 1 0 21300 0 VAN KAMPEN TR INVT VTN COMMON 920931102 2831 195500 SH SOLE 1 0 195500 0 WESTERN ASSET PREMIER W COMMON 957664105 8118 623591 SH SOLE 1 0 623591 0 WA/CLAY US TSY INFL WIA COMMON 95766Q106 997 82794 SH SOLE 1 0 82794 0 WA/CLAY US TREAS INFL W COMMON 95766R104 8266 695176 SH SOLE 1 0 695176 0 AMERICAN MUN INCOME POR COMMON 027649102 1402 101200 SH SOLE 1 0 101200 0 ALLIANCEBERNSTEIN INC F COMMON 01881E101 15063 1817059 SH SOLE 1 0 1817059 0 ALLIANCE NATIONAL MUNI COMMON 01864U106 34 2500 SH SOLE 1 0 2500 0 AMERICAN STRAT INC 1 AS COMMON 030098107 23228 2079497 SH SOLE 1 0 2079497 0 BLACKROCK MUNI BD TR BB COMMON 09249H104 523 35100 SH SOLE 1 0 35100 0 RIVUS BD FD COM BDF COMMON 769667106 15311 952690 SH SOLE 1 0 952690 0 BLACKROCK CORE BD TR BH COMMON 09249E101 14858 1189599 SH SOLE 1 0 1189599 0 BLACKROCK INCOME TR BKT COMMON 09247F100 16025 2417042 SH SOLE 1 0 2417042 0 BLACKROCK MUNI INC TR I COMMON 09249N101 587 42200 SH SOLE 1 0 42200 0 BLACKROCK INCOME OPP BN COMMON 092475102 15126 1543439 SH SOLE 1 0 1543439 0 BLACKROCK PFD OPPORTUNI COMMON 09249V103 2406 235688 SH SOLE 1 0 235688 0 AMERICAN STRAT INC 2 BS COMMON 030099105 73699 7204164 SH SOLE 1 0 7204164 0 BLACKROCK LT MUNI ADVNT COMMON 09250B103 7356 712100 SH SOLE 1 0 712100 0 MFS CALIF INSD MUN FD C COMMON 59318C106 112 9300 SH SOLE 1 0 9300 0 EATON VANCE CA MUNI INC COMMON 27826F101 207 15900 SH SOLE 1 0 15900 0 MFS INTERMEDIATE HIGH I COMMON 59318T109 288 116898 SH SOLE 1 0 116898 0 AMERICAN STRAT INC 3 CS COMMON 03009T101 64924 6884857 SH SOLE 1 0 6884857 0 MFS HIGH INCOME MUN TR COMMON 59318D104 800 159100 SH SOLE 1 0 159100 0
EX-1 3 sumpg93009.txt FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 508 Form 13F Information Table Value Total: $2,867,211 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all Institutional investment managers with respect to which this report is files, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 1. 28-4373 Sit Investment Fixed Income Advisors, Inc. -----END PRIVACY-ENHANCED MESSAGE-----