0001193125-12-355973.txt : 20120814 0001193125-12-355973.hdr.sgml : 20120814 20120814172459 ACCESSION NUMBER: 0001193125-12-355973 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120630 FILED AS OF DATE: 20120814 DATE AS OF CHANGE: 20120814 EFFECTIVENESS DATE: 20120814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: U S GLOBAL INVESTORS INC CENTRAL INDEX KEY: 0000754811 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 741598370 STATE OF INCORPORATION: TX FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02220 FILM NUMBER: 121034456 BUSINESS ADDRESS: STREET 1: 7900 CALLAGHAN RD CITY: SAN ANTONIO STATE: TX ZIP: 78229 BUSINESS PHONE: 2103081234 MAIL ADDRESS: STREET 1: 7900 CALLAGHAN ROAD CITY: SAN ANTONIO STATE: TX ZIP: 78229 FORMER COMPANY: FORMER CONFORMED NAME: UNITED SERVICES ADVISORS INC /TX/ DATE OF NAME CHANGE: 19950321 13F-HR 1 d395978d13fhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2012 Check here if Amendment [_]; Amendment Number: ____________________ This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: U.S. GLOBAL INVESTORS INC. Address: 7900 CALLAGHAN ROAD SAN ANTONIO, TEXAS 78278-1234 Form 13F File Number: 028-02220 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Susan Mcgee Title: President Phone: (210) 308-1234 Signature, Place, and Date of Signing: /s/ Susan Mcgee San Antonio, TX 08/14/2012 ------------------------ ------------------------ ------------------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F Information Table Entry Total (not including options) 417 Form 13F Information Table Total Value (x1000) 883,759 FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------- --------------- --------- -------- ----------------------------- ---------- -------- ------------------- VOTING AUTHORITY VALUE SHARES OR PUT/ INVESTMENT OTHER ------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRINCIPAL AMOUNT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------- --------------- --------- -------- ---------------- ------ ----- ---------- -------- ---- ------- ------ ABBOTT LABS COM 002824100 64 1,000 SH Sole 1,000 ABERDEEN ASIA PACIFIC INCOM COM 003009107 76 10,000 SH Sole 10,000 AES CORP COM COM 00130H105 282 22,000 SH Sole 22,000 AETNA INC NEW COM COM 00817Y108 155 4,000 SH Sole 4,000 AGNICO EAGLE MINES LTD COM COM 008474108 6,069 150,000 SH Sole 150,000 AGNICO EAGLE MINES LTD COM COM 008474108 14,161 350,000 SH Sole 350,000 AGNICO EAGLE MINES LTD COM COM 008474108 9,500 2,348 SH CALL Sole 2,348 AGNICO EAGLE MINES LTD COM COM 008474108 27,683 6,842 SH CALL Sole 6,842 AGNICO EAGLE MINES LTD COM COM 008474108 2,169 536 SH CALL Sole 536 AGNICO EAGLE MINES LTD COM COM 008474108 4,345 1,074 SH CALL Sole 1,074 AIRGAS INC COM COM 009363102 176 2,100 SH Sole 2,100 AKORN INC COM COM 009728106 394 25,000 SH Sole 25,000 ALERIAN MLP ETF ALERIAN MLP 00162Q866 48 3,000 SH Sole 3,000 ALEXCO RESOURCE CORP COM COM 01535P106 882 200,000 SH Sole 200,000 ALEXCO RESOURCE CORP COM COM 01535P106 1,544 350,000 SH Sole 350,000 ALEXION PHARMACEUTICALS INC COM COM 015351109 149 1,500 SH Sole 1,500 ALEXION PHARMACEUTICALS INC COM COM 015351109 993 10,000 SH Sole 10,000 ALLIED NEVADA GOLD CORP COM COM 019344100 1,703 60,000 SH Sole 60,000 ALLIED NEVADA GOLD CORP COM COM 019344100 1,845 650 SH CALL Sole 650 ALMADEN MINERALS LTD COM COM 020283107 1,198 570,000 SH Sole 570,000 ALMADEN MINERALS LTD COM /CAD/ COM 020283107 54 25,000 SH Sole 25,000 ALTRIA GROUP INC COM COM 02209S103 132 3,835 SH Sole 3,835 AMERICAN TOWER CORP NEW COM COM 03027X100 210 3,000 SH Sole 3,000 AMERIPRISE FINL INC COM COM 03076C106 178 3,400 SH Sole 3,400 AMGEN INC COM COM 031162100 183 2,500 SH Sole 2,500 ANADARKO PETE CORP COM COM 032511107 9,728 146,950 SH Sole 146,950 ANGLOGOLD ASHANTI LTD SPONSORED ADR ADR 035128206 2,919 85,000 SH Sole 85,000 ANGLOGOLD ASHANTI LTD SPONSORED ADR ADR 035128206 1,717 50,000 SH Sole 50,000 ANGLOGOLD ASHANTI LTD SPONSORED ADR ADR 035128206 6,968 2,029 SH CALL Sole 2,029 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR ADR 03524A108 143 1,800 SH Sole 1,800 APPLE INC COM COM 037833100 584 1,000 SH Sole 1,000 APPLE INC COM COM 037833100 1,460 2,500 SH Sole 2,500 ASIA ENTN & RESOURCES LTD SHS SHS G0539K108 65 16,000 SH Sole 16,000 ASSURANT INC COM COM 04621X108 174 5,000 SH Sole 5,000 AT&T INC COM COM 00206R102 178 5,000 SH Sole 5,000 AT&T INC COM COM 00206R102 269 7,535 SH Sole 7,535 ATLAS ENERGY LP COM UNITS LP COM UNITS LP 04930A104 142 4,640 SH Sole 4,640 AURICO GOLD INC COM COM 05155C105 4,646 580,000 SH Sole 580,000 AURICO GOLD INC COM COM 05155C105 2,523 315,000 SH Sole 315,000 AURICO GOLD INC COM COM 05155C105 626 781 SH CALL Sole 781 AURICO GOLD INC COM COM 05155C105 1,713 2,139 SH CALL Sole 2,139 BAIDU INC SPON ADR REP A SPON ADR REP A 056752108 970 8,436 SH Sole 8,436 BALL CORP COM COM 058498106 168 4,100 SH Sole 4,100 BALLY TECHNOLOGIES INC COM COM 05874B107 280 6,000 SH Sole 6,000 BALLY TECHNOLOGIES INC COM COM 05874B107 840 18,000 SH Sole 18,000 BANK MONTREAL QUE COM 063671101 83 1,500 SH Sole 1,500 BARRICK GOLD CORP COM COM 067901108 1,879 50,000 SH Sole 50,000 BARRICK GOLD CORP COM COM 067901108 1,879 50,000 SH Sole 50,000 BARRICK GOLD CORP COM COM 067901108 2,303 613 SH CALL Sole 613 BARRICK GOLD CORP COM COM 067901108 14,040 3,737 SH CALL Sole 3,737 BCE INC COM NEW 05534B760 140 3,400 SH Sole 3,400 BECTON DICKINSON & CO COM COM 075887109 172 2,300 SH Sole 2,300 BEMIS INC COM COM 081437105 179 5,700 SH Sole 5,700 BEST BUY INC COM COM 086516101 149 7,100 SH Sole 7,100 BLACKROCK INC COM COM 09247X101 170 1,000 SH Sole 1,000 BLOCK H & R INC COM 093671105 80 5,000 SH Sole 5,000 BRF-BRASIL FOODS S A SPONSORED ADR SPONSORED ADR 10552T107 8,582 565,000 SH Sole 565,000 BRF-BRASIL FOODS S A SPONSORED ADR SPONSORED ADR 10552T107 441 290 SH CALL Sole 290 BROWN FORMAN CORP CL B CL B 115637209 136 1,400 SH Sole 1,400
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------- ---------------- --------- -------- ----------------------------- ---------- -------- -------------------- VOTING AUTHORITY VALUE SHARES OR PUT/ INVESTMENT OTHER -------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRINCIPAL AMOUNT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------- ---------------- --------- -------- ---------------- ------ ----- ---------- -------- ---- --------- ----- BUNGE LIMITED COM COM G16962105 9,787 156,000 SH Sole 156,000 CARDTRONICS INC COM COM 14161H108 906 30,000 SH Sole 30,000 CENOVUS ENERGY INC COM COM 15135U109 10,240 322,000 SH Sole 322,000 CENOVUS ENERGY INC COM COM 15135U109 954 300 SH CALL Sole 300 CENTURYLINK INC COM COM 156700106 215 5,445 SH Sole 5,445 CF INDS HLDGS INC COM COM 125269100 11,450 59,100 SH Sole 59,100 CF INDS HLDGS INC COM COM 125269100 581 3,000 SH Sole 3,000 CHART INDS INC COM PAR $0.01 COM PAR $0.01 16115Q308 860 12,500 SH Sole 12,500 CHEVRON CORP NEW COM COM 166764100 179 1,700 SH Sole 1,700 CHINA DIGITAL TV HLDG CO LTD SPONSORED ADR ADR 16938G107 72 24,500 SH Sole 24,500 CHINA MOBILE LIMITED SPONSORED ADR ADR 16941M109 213 3,900 SH Sole 3,900 CHINA PETE & CHEM CORP SPON ADR H SHS SPON ADR H SHS 16941R108 262 2,933 SH Sole 2,933 CINTAS CORP COM COM 172908105 174 4,500 SH Sole 4,500 CIRRUS LOGIC INC COM COM 172755100 598 20,000 SH Sole 20,000 CLAUDE RES INC COM COM 182873109 638 1,000,000 SH Sole 1,000,000 CLAUDE RES INC COM COM 182873109 958 1,500,000 SH Sole 1,500,000 CLIFFS NATURAL RESOURCES INC COM COM 18683K101 9,612 195,000 SH Sole 195,000 CLIFFS NATURAL RESOURCES INC COM COM 18683K101 986 200 SH CALL Sole 200 CNOOC LTD SPONSORED ADR SPONSORED ADR 126132109 503 2,500 SH Sole 2,500 COCA COLA CO COM COM 191216100 219 2,800 SH Sole 2,800 COCA COLA ENTERPRISES INC NE COM COM 19122T109 168 6,000 SH Sole 6,000 COEUR D ALENE MINES CORP IDA COM NEW COM NEW 192108504 2,283 130,000 SH Sole 130,000 COEUR D ALENE MINES CORP IDA COM NEW COM NEW 192108504 5,005 285,000 SH Sole 285,000 COMCAST CORP NEW CL A 20030N101 115 3,600 SH Sole 3,600 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD SP ADR N-V PFD 204409601 225 12,200 SH Sole 12,200 COMPANIA DE MINAS BUENAVENTU SPONSORED ADR SPONSORED ADR 204448104 3,798 100,000 SH Sole 100,000 COMPASS MINERALS INTL INC COM COM 20451N101 11,595 152,000 SH Sole 152,000 COMPASS MINERALS INTL INC COM COM 20451N101 610 80 SH CALL Sole 80 COMSTOCK MNG INC COM COM 205750102 1,853 750,000 SH Sole 750,000 CONOCOPHILLIPS COM COM 20825C104 140 2,500 SH Sole 2,500 CONOCOPHILLIPS COM COM 20825C104 61 1,100 SH Sole 1,100 CONSTELLATION BRANDS INC CL A CL A 21036P108 230 8,500 SH Sole 8,500 CORE LABORATORIES N V COM COM N22717107 580 5,000 SH Sole 5,000 CROWN CASTLE INTL CORP COM COM 228227104 199 3,400 SH Sole 3,400 CROWN CASTLE INTL CORP COM COM 228227104 214 3,650 SH Sole 3,650 CVS CAREMARK CORPORATION COM 126650100 112 2,400 SH Sole 2,400 CYBERONICS INC COM COM 23251P102 899 20,000 SH Sole 20,000 D R HORTON INC COM COM 23331A109 239 13,000 SH Sole 13,000 D R HORTON INC COM COM 23331A109 515 28,000 SH Sole 28,000 DEAN FOODS CO NEW COM COM 242370104 136 8,000 SH Sole 8,000 DEVON ENERGY CORP NEW COM COM 25179M103 128 2,200 SH Sole 2,200 DIAMOND OFFSHORE DRILLING IN COM COM 25271C102 148 2,500 SH Sole 2,500 DIAMOND OFFSHORE DRILLING IN COM COM 25271C102 89 1,500 SH Sole 1,500 DIRECT MKTS HLDGS CORP COM ADDED COM 25456U109 4 10,000 SH Sole 10,000 DIRECTV COM CL A CL A 25490A101 181 3,700 SH Sole 3,700 DOMINION RES INC VA NEW COM COM 25746U109 189 3,500 SH Sole 3,500 DONNELLEY R R & SONS CO COM COM 257867101 165 14,000 SH Sole 14,000 DRDGOLD LIMITED SPON ADR REPSTG SPON ADR REPSTG 26152H301 1,310 200,000 SH Sole 200,000 DUKE ENERGY CORP NEW COM COM 26441C105 212 9,200 SH Sole 9,200 DUNKIN BRANDS GROUP INC COM COM 265504100 275 8,000 SH Sole 8,000 DUNKIN BRANDS GROUP INC COM COM 265504100 962 28,000 SH Sole 28,000 ELDORADO GOLD CORP NEW COM COM 284902103 10,361 841,000 SH Sole 841,000 ELDORADO GOLD CORP NEW COM COM 284902103 1,848 150,000 SH Sole 150,000 ELDORADO GOLD CORP NEW COM COM 284902103 3,080 250,000 SH Sole 250,000 ELDORADO GOLD CORP NEW COM COM 284902103 2,190 1,778 SH CALL Sole 1,778 ELDORADO GOLD CORP NEW COM COM 284902103 3,834 3,112 SH CALL Sole 3,112 EMERSON ELEC CO COM COM 291011104 163 3,500 SH Sole 3,500 ENSCO PLC SHS CLASS A ADDED SHS CLASS A G3157S106 9,817 209,000 SH Sole 209,000 ENTERGY CORP NEW COM COM 29364G103 183 2,700 SH Sole 2,700
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------- --------------- --------- -------- ----------------------------- ---------- -------- --------------------- VOTING AUTHORITY VALUE SHARES OR PUT/ INVESTMENT OTHER --------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRINCIPAL AMOUNT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------- --------------- --------- -------- ---------------- ------ ----- ---------- -------- ---- --------- ------ ENTERGY CORP NEW COM COM 29364G103 170 2,500 SH Sole 2,500 ENTERPRISE PRODS PARTNERS L COM COM 293792107 11,478 224,000 SH Sole 224,000 ENTERPRISE PRODS PARTNERS L COM COM 293792107 216 4,225 SH Sole 4,225 ENTREE GOLD INC COM COM 29383G100 1,819 2,940,000 SH Sole 2,940,000 ETFS PALLADIUM TR SH BEN INT SH BEN INT 26923A106 115 2,000 SH Sole 2,000 ETFS PALLADIUM TR SH BEN INT SH BEN INT 26923A106 287 5,000 SH Sole 5,000 ETFS PALLADIUM TR SH BEN INT SH BEN INT 26923A106 187 3,270 SH Sole 3,270 ETFS PALLADIUM TR SH BEN INT SH BEN INT 26923A106 99 1,730 SH Sole 1,730 ETFS PLATINUM TR SH BEN INT SH BEN INT 26922V101 1,427 10,000 SH Sole 10,000 ETFS PLATINUM TR SH BEN INT SH BEN INT 26922V101 98 688 SH Sole 688 ETFS PLATINUM TR SH BEN INT SH BEN INT 26922V101 52 362 SH Sole 362 EXELON CORP COM COM 30161N101 143 3,800 SH Sole 3,800 EXELON CORP COM COM 30161N101 271 7,200 SH Sole 7,200 EXELON CORP COM COM 30161N101 113 3,000 SH Sole 3,000 FAMILY DLR STORES INC COM COM 307000109 168 2,525 SH Sole 2,525 FIRST MAJESTIC SILVER CORP COM COM 32076V103 10,433 722,000 SH Sole 722,000 FIRST MAJESTIC SILVER CORP COM COM 32076V103 1,879 130,000 SH Sole 130,000 FIRST MAJESTIC SILVER CORP COM COM 32076V103 2,095 145,000 SH Sole 145,000 FIRST MAJESTIC SILVER CORP COM COM 32076V103 217 15,000 SH Sole 15,000 FIRST MAJESTIC SILVER CORP COM COM 32076V103 434 30,000 SH Sole 30,000 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS SPON ADR UNITS 344419106 134 1,500 SH Sole 1,500 FRANCO NEVADA CORP COM COM 351858105 4,975 110,000 SH Sole 110,000 FRANCO NEVADA CORP COM COM 351858105 4,672 103,300 SH Sole 103,300 FRANCO NEVADA CORP COM /CAD/ COM 351858105 6 29,000 SH WTS Sole 29,000 FRANCO NEVADA CORP COM /CAD/ COM 351858105 27 4,600 SH WTS Sole 4,600 FREEPORT- MCMORAN COPPER & GO COM COM 35671D857 10,047 294,890 SH Sole 294,890 FREEPORT- MCMORAN COPPER & GO COM COM 35671D857 5,111 150,000 SH Sole 150,000 FREEPORT- MCMORAN COPPER & GO COM COM 35671D857 7,666 225,000 SH Sole 225,000 FREEPORT- MCMORAN COPPER & GO COM COM 35671D857 511 150 SH CALL Sole 150 FREEPORT- MCMORAN COPPER & GO COM COM 35671D857 5,111 1,500 SH PUT Sole 1,500 FREEPORT- MCMORAN COPPER & GO COM COM 35671D857 7,666 2,250 SH PUT Sole 2,250 FRESH MKT INC COM COM 35804H106 322 6,000 SH Sole 6,000 FRESH MKT INC COM COM 35804H106 912 17,000 SH Sole 17,000 FRONTIER COMMUNICATIONS CORP COM COM 35906A108 115 30,000 SH Sole 30,000 FX ENERGY INC COM 302695101 118 19,900 SH Sole 19,900 GAP INC DEL COM COM 364760108 164 6,000 SH Sole 6,000 GIANT INTERACTIVE GROUP INC ADR ADR 374511103 83 17,100 SH Sole 17,100 GLOBAL X COPPER MINES ETF COPPER MNR ETF 37950E861 184 16,500 SH Sole 16,500 GLOBAL X COPPER MINES ETF COPPER MNR ETF 37950E861 99 8,850 SH Sole 8,850 GOLD FIELDS LTD NEW SPONSORED ADR ADR 38059T106 100 78 SH CALL Sole 78 GOLD FIELDS LTD NEW SPONSORED ADR ADR 38059T106 3,666 2,862 SH CALL Sole 2,862 GOLD STD VENTURES CORP COM ADDED COM 380738104 495 250,000 SH Sole 250,000 GOLD STD VENTURES CORP COM ADDED COM 380738104 1,011 525,000 SH Sole 525,000 GOLDCORP INC NEW COM COM 380956409 3,758 100,000 SH Sole 100,000 GOLDCORP INC NEW COM COM 380956409 5,637 150,000 SH Sole 150,000 GOLDCORP INC NEW COM COM 380956409 6,415 1,707 SH CALL Sole 1,707 GOLDCORP INC NEW COM COM 380956409 14,874 3,958 SH CALL Sole 3,958 GOLDCORP INC NEW COM COM 380956409 2,443 650 SH CALL Sole 650 GOLDCORP INC NEW COM COM 380956409 5,036 1,340 SH CALL Sole 1,340 GOLDEN MINERALS COMPANY /CAD/ COM 381119106 11 2,500 SH Sole 2,500 GOLDEN STAR RES LTD CDA COM COM 38119T104 319 275,000 SH Sole 275,000 GOLDEN STAR RES LTD CDA COM COM 38119T104 638 550,000 SH Sole 550,000 GOOGLE INC CL A CL A 38259P508 232 400 SH Sole 400 GRAN TIERRA ENERGY INC COM COM 38500T101 7,120 1,450,000 SH Sole 1,450,000 GREAT BASIN GOLD LTD COM COM 390124105 237 350,000 SH Sole 350,000 GREAT BASIN GOLD LTD COM COM 390124105 678 1,000,000 SH Sole 1,000,000 HARBINGER GROUP INC COM 41146A106 39 5,050 SH Sole 5,050 HARMONY GOLD MNG LTD SPONSORED ADR ADR 413216300 8,131 865,000 SH Sole 865,000 HARMONY GOLD MNG LTD SPONSORED ADR ADR 413216300 9,823 1,045,000 SH Sole 1,045,000 HARRIS CORP DEL COM COM 413875105 167 4,000 SH Sole 4,000
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------- ---------------- --------- -------- ----------------------------- ---------- -------- --------------------- VOTING AUTHORITY VALUE SHARES OR PUT/ INVESTMENT OTHER --------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRINCIPAL AMOUNT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------- ---------------- --------- -------- ---------------- ------ ----- ---------- -------- ---- --------- ------ HCP INC COM 40414L109 53 1,200 SH Sole 1,200 HEALTH CARE REIT INC COM 42217K106 58 1,000 SH Sole 1,000 HECLA MNG CO COM COM 422704106 629 1,324 SH CALL Sole 1,324 HECLA MNG CO COM COM 422704106 1,286 2,708 SH CALL Sole 2,708 HERSHEY CO COM COM 427866108 137 1,900 SH Sole 1,900 HEWLETT PACKARD CO COM COM 428236103 141 7,000 SH Sole 7,000 HILLSHIRE BRANDS CO COM ADDED COM 432589109 53 1,840 SH Sole 1,840 HOLLYFRONTIER CORP COM COM 436106108 14,066 397,000 SH Sole 397,000 HOLLYFRONTIER CORP COM COM 436106108 71 2,000 SH Sole 2,000 IAMGOLD CORP COM COM 450913108 1,475 125,000 SH Sole 125,000 IAMGOLD CORP COM COM 450913108 1,770 150,000 SH Sole 150,000 IAMGOLD CORP COM COM 450913108 242 205 SH CALL Sole 205 IAMGOLD CORP COM COM 450913108 242 205 SH CALL Sole 205 IAMGOLD CORP COM COM 450913108 2,804 2,376 SH CALL Sole 2,376 IAMGOLD CORP COM COM 450913108 3,002 2,544 SH CALL Sole 2,544 IMPERIAL OIL LTD COM NEW COM NEW 453038408 10,534 252,500 SH Sole 252,500 IMPERIAL OIL LTD COM NEW COM NEW 453038408 542 130 SH CALL Sole 130 ING ASIA PAC HGH DIVID EQ IN COM 44983J107 78 5,000 SH Sole 5,000 INTEL CORP COM COM 458140100 453 17,000 SH Sole 17,000 INTEL CORP COM COM 458140100 1,039 39,000 SH Sole 39,000 INTEL CORP COM COM 458140100 53 2,000 SH Sole 2,000 INTL PAPER CO COM COM 460146103 9,665 334,300 SH Sole 334,300 INTEROIL CORP COM 460951106 183 2,626 SH Sole 2,626 INTUITIVE SURGICAL INC COM NEW COM NEW 46120E602 831 1,500 SH Sole 1,500 IRON MTN INC COM COM 462846106 198 6,000 SH Sole 6,000 ISHARES INC MSCI MEX INVEST MSCI MEX INVEST 464286822 40 650 SH Sole 650 ISHARES SILVER TRUST ISHARES ISHARES 46428Q109 13 500 SH Sole 500 ISHARES SILVER TRUST ISHARES ISHARES 46428Q109 27 1,000 SH Sole 1,000 ISHARES SILVER TRUST ISHARES ISHARES 46428Q109 40 1,500 SH Sole 1,500 IVANHOE ENERGY INC COM COM 465790103 197 414,100 SH Sole 414,100 IVANHOE ENERGY INC / CAD/ COM 465790103 9 19,550 SH Sole 19,550 JOHNSON & JOHNSON COM 478160104 182 2,700 SH Sole 2,700 JPMORGAN ALERIAN MLP INDEX ALERIAN ML ETN 46625H365 210 5,415 SH Sole 5,415 JPMORGAN ALERIAN MLP INDEX ALERIAN ML ETN 46625H365 112 2,885 SH Sole 2,885 KIMBER RES INC COM COM 49435N101 1,103 1,500,000 SH Sole 1,500,000 KIMBER RES INC COM COM 49435N101 37 50,000 SH Sole 50,000 KIMBERLY CLARK CORP COM COM 494368103 134 1,600 SH Sole 1,600 KINDER MORGAN INC DEL COM COM 49456B101 9,299 288,600 SH Sole 288,600 KINDER MORGAN INC DEL COM COM 49456B101 483 150 SH CALL Sole 150 KINROSS GOLD CORP COM NO PAR COM NO PAR 496902404 11,003 1,350,000 SH Sole 1,350,000 KINROSS GOLD CORP COM NO PAR COM NO PAR 496902404 0 1 SH Sole 1 KINROSS GOLD CORP COM NO PAR COM NO PAR 496902404 3,023 3,709 SH CALL Sole 3,709 KINROSS GOLD CORP COM NO PAR COM NO PAR 496902404 6,227 7,641 SH CALL Sole 7,641 KINROSS GOLD CORP COM NO PAR COM NO PAR 496902404 1,027 1,260 SH CALL Sole 1,260 KINROSS GOLD CORP COM NO PAR COM NO PAR 496902404 1,398 1,715 SH CALL Sole 1,715 L-3 COMMUNICATIONS HLDGS INC COM COM 502424104 170 2,300 SH Sole 2,300 LAKE SHORE GOLD CORP COM COM 510728108 894 1,000,000 SH Sole 1,000,000 LAM RESEARCH CORP COM COM 512807108 170 4,500 SH Sole 4,500 LAS VEGAS SANDS CORP COM COM 517834107 435 10,000 SH Sole 10,000 LAS VEGAS SANDS CORP COM COM 517834107 957 22,000 SH Sole 22,000 LAS VEGAS SANDS CORP COM COM 517834107 435 100 SH PUT Sole 100 LAS VEGAS SANDS CORP COM COM 517834107 957 220 SH PUT Sole 220 LEXMARK INTL NEW CL A CL A 529771107 159 6,000 SH Sole 6,000 LILLY ELI & CO COM 532457108 107 2,500 SH Sole 2,500 LIMITED BRANDS INC COM COM 532716107 153 3,600 SH Sole 3,600 LINKEDIN CORP COM CL A CL A 53578A108 744 7,000 SH Sole 7,000 LORILLARD INC COM COM 544147101 224 1,700 SH Sole 1,700 LYONDELLBASELL INDUSTRIES N SHS-A- N53745100 101 2,500 SH Sole 2,500 MAG SILVER CORP COM COM 55903Q104 6,434 731,000 SH Sole 731,000 MAG SILVER CORPORATION /CAD/ COM 55903Q104 81 9,000 SH Sole 9,000
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------- ----------------- --------- -------- ----------------------------- ---------- -------- ------------------- VOTING AUTHORITY VALUE SHARES OR PUT/ INVESTMENT OTHER ------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRINCIPAL AMOUNT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------- ----------------- --------- -------- ---------------- ------ ----- ---------- -------- ---- ------- ------ MARATHON PETE CORP COM COM 56585A102 12,353 275,000 SH Sole 275,000 MARKET VECTORS ETF TR AGRIBUS ETF AGRIBUS ETF 57060U605 545 110 SH CALL Sole 110 MARKET VECTORS ETF TR GOLD MINER ETF GOLD MINER ETF 57060U100 1 20 SH Sole 20 MARKET VECTORS ETF TR GOLD MINER ETF GOLD MINER ETF 57060U100 1 20 SH Sole 20 MARKET VECTORS ETF TR GOLD MINER ETF GOLD MINER ETF 57060U100 931 208 SH PUT Sole 208 MARKET VECTORS ETF TR GOLD MINER ETF GOLD MINER ETF 57060U100 2,127 475 SH PUT Sole 475 MARKET VECTORS ETF TR GOLD MINER ETF GOLD MINER ETF 57060U100 25 520 SH PUT Sole 520 MARKET VECTORS ETF TR INDONESIA ETF INDONESIA ETF 57060U753 70 2,555 SH Sole 2,555 MARKET VECTORS ETF TR INDONESIA ETF INDONESIA ETF 57060U753 41 1,495 SH Sole 1,495 MARKET VECTORS ETF TR JR GOLD MINERS E JR GOLD MINERS E 57060U589 1 35 SH Sole 35 MARKET VECTORS ETF TR JR GOLD MINERS E JR GOLD MINERS E 57060U589 1 35 SH Sole 35 MARKET VECTORS ETF TR OIL SVCS ETF OIL SVCS ETF 57060U191 3,564 1,000 SH PUT Sole 1,000 MARKET VECTORS ETF TR OIL SVCS ETF OIL SVCS ETF 57060U191 19 1,000 SH PUT Sole 1,000 MASTERCARD INC CL A CL A 57636Q104 645 1,500 SH Sole 1,500 MASTERCARD INC CL A CL A 57636Q104 1,161 2,700 SH Sole 2,700 MCEWEN MNG INC COM COM 58039P107 903 300,000 SH Sole 300,000 MEAD JOHNSON NUTRITION CO COM COM 582839106 223 2,770 SH Sole 2,770 MERCK & CO INC COM COM 58933Y105 125 3,000 SH Sole 3,000 MICROCHIP TECHNOLOGY INC COM COM 595017104 99 3,000 SH Sole 3,000 MIDWAY GOLD CORP COM COM 598153104 369 265,800 SH Sole 265,800 MINES MGMT INC COM COM 603432105 473 350,000 SH Sole 350,000 MONSANTO CO NEW COM COM 61166W101 11,838 143,000 SH Sole 143,000 MONSTER BEVERAGE CORP COM COM 611740101 285 4,000 SH Sole 4,000 MONSTER BEVERAGE CORP COM COM 611740101 570 8,000 SH Sole 8,000 MOSAIC CO NEW COM COM 61945C103 192 3,500 SH Sole 3,500 NABORS INDUSTRIES LTD SHS SHS G6359F103 1,440 100,000 SH Sole 100,000 NATIONAL OILWELL VARCO INC COM COM 637071101 9,022 140,000 SH Sole 140,000 NATIONAL OILWELL VARCO INC COM COM 637071101 1,289 200 SH CALL Sole 200 NEVSUN RES LTD COM COM 64156L101 648 200,000 SH Sole 200,000 NEW GOLD INC CDA COM COM 644535106 1,663 175,000 SH Sole 175,000 NEW GOLD INC CDA COM COM 644535106 238 25,000 SH Sole 25,000 NEWMONT MINING CORP COM COM 651639106 18,686 3,852 SH CALL Sole 3,852 NEWMONT MINING CORP COM COM 651639106 37,440 7,718 SH CALL Sole 7,718 NEWMONT MINING CORP COM COM 651639106 58 1,200 SH Sole 1,200 NEXTERA ENERGY INC COM COM 65339F101 213 3,100 SH Sole 3,100 NGP CAP RES CO COM COM 62912R107 142 20,000 SH Sole 20,000 NGP CAP RES CO COM COM 62912R107 142 20,000 SH Sole 20,000 NORTHROP GRUMMAN CORP COM COM 666807102 191 3,000 SH Sole 3,000 NUSTAR ENERGY LP UNIT COM COM 67058H102 291 5,400 SH Sole 5,400 NUSTAR ENERGY LP UNIT COM COM 67058H102 162 3,000 SH Sole 3,000 OCEANEERING INTL INC COM COM 675232102 11,008 230,000 SH Sole 230,000 OIL STS INTL INC COM COM 678026105 9,566 144,500 SH Sole 144,500 OIL STS INTL INC COM COM 678026105 1,986 300 SH CALL Sole 300 P T TELEKOMUNIKASI INDONESIA SPONSORED ADR SPONSORED ADR 715684106 213 6,120 SH Sole 6,120 PAN AMERICAN SILVER CORP COM COM 697900108 3,378 200,000 SH Sole 200,000 PAN AMERICAN SILVER CORP COM COM 697900108 375 222 SH CALL Sole 222 PAN AMERICAN SILVER CORP COM COM 697900108 4,675 2,768 SH CALL Sole 2,768 PATTERSON COMPANIES INC COM COM 703395103 193 5,600 SH Sole 5,600 PAYCHEX INC COM 704326107 94 3,000 SH Sole 3,000 PEABODY ENERGY CORP COM COM 704549104 9,416 384,000 SH Sole 384,000 PEABODY ENERGY CORP COM COM 704549104 1,226 500 SH CALL Sole 500 PEABODY ENERGY CORP COM COM 704549104 49 2,000 SH Sole 2,000 PEPCO HOLDINGS INC COM COM 713291102 186 9,500 SH Sole 9,500 PERFECT WORLD CO LTD SPON ADR REP B SPON ADR REP B 71372U104 75 7,500 SH Sole 7,500 PERRIGO CO COM COM 714290103 590 5,000 SH Sole 5,000 PETROCHINA CO LTD SPONSORED ADR SPONSORED ADR 71646E100 646 5,000 SH Sole 5,000 PFIZER INC COM COM 717081103 115 5,000 SH Sole 5,000 PHILIPPINE LONG DISTANCE TEL SPONSORED ADR SPONSORED ADR 718252604 208 3,270 SH Sole 3,270 PHILLIPS 66 COM ADDED COM 718546104 42 1,250 SH Sole 1,250 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 110 1,100 SH Sole 1,100 PIONEER NAT RES CO COM COM 723787107 9,403 106,600 SH Sole 106,600
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------- ----------------- --------- -------- ----------------------------- ---------- -------- --------------------- VOTING AUTHORITY VALUE SHARES OR PUT/ INVESTMENT OTHER --------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRINCIPAL AMOUNT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------- ----------------- --------- -------- ---------------- ------ ----- ---------- -------- ---- --------- ------ PIONEER NAT RES CO COM COM 723787107 882 100 SH CALL Sole 100 PITNEY BOWES INC COM COM 724479100 97 6,500 SH Sole 6,500 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN UNIT LTD PARTN 726503105 137 1,700 SH Sole 1,700 PLATINUM GROUP METALS LTD COM NEW COM NEW 72765Q205 1,891 2,265,000 SH Sole 2,265,000 PLATINUM GROUP METALS /CAD/ COM 72765Q205 64 75,000 SH Sole 75,000 PLUM CREEK TIMBER CO INC COM COM 729251108 10,719 270,000 SH Sole 270,000 POLARIS INDS INC COM COM 731068102 1,072 15,000 SH Sole 15,000 POTASH CORP SASK INC COM COM 73755L107 11,102 254,100 SH Sole 254,100 POTASH CORP SASK INC COM COM 73755L107 109 2,500 SH Sole 2,500 POWERSHARES DB GOLD FUND DB GOLD FUND 73936B606 163 2,946 SH Sole 2,946 POWERSHARES DB GOLD FUND DB GOLD FUND 73936B606 88 1,594 SH Sole 1,594 POWERSHARES DB SILVER FUND DB SILVER FUND 73936B309 92 1,935 SH Sole 1,935 POWERSHARES DB SILVER FUND DB SILVER FUND 73936B309 48 1,015 SH Sole 1,015 POWERSHARES DB AGRICULTURE FUND DB AGRICUL FUND 73936B408 102 3,625 SH Sole 3,625 POWERSHARES DB AGRICULTURE FUND DB AGRICUL FUND 73936B408 57 2,025 SH Sole 2,025 PPG INDS INC COM COM 693506107 212 2,000 SH Sole 2,000 PPL CORP COM COM 69351T106 267 9,600 SH Sole 9,600 PROGRESS ENERGY INC COM COM 743263105 212 3,520 SH Sole 3,520 PROGRESSIVE CORP OHIO COM COM 743315103 177 8,500 SH Sole 8,500 PROSHARES TR FTSE CHINA 25 FTSE CHINA 25 74347X658 66 1,495 SH Sole 1,495 PROSHARES TR FTSE CHINA 25 FTSE CHINA 25 74347X658 37 835 SH Sole 835 PROSHARES TR PSHS ULTSHRT QQQ PSHS ULTSHRT QQQ 74347X237 162 5,000 SH Sole 5,000 PROSHARES TR PSHS ULTSHRT QQQ PSHS ULTSHRT QQQ 74347X237 113 3,500 SH Sole 3,500 PROSHARES TR PSHS ULTSHRT QQQ PSHS ULTSHRT QQQ 74347X237 324 10,000 SH Sole 10,000 PROSHARES TR PSHS ULTSHRT QQQ PSHS ULTSHRT QQQ 74347X237 49 1,500 SH Sole 1,500 QUEST DIAGNOSTICS INC COM COM 74834L100 180 3,000 SH Sole 3,000 QUESTCOR PHARMACEUTICALS INC COM COM 74835Y101 426 8,000 SH Sole 8,000 QUESTCOR PHARMACEUTICALS INC COM COM 74835Y101 958 18,000 SH Sole 18,000 RANDGOLD RES LTD ADR ADR 752344309 6,058 673 SH CALL Sole 673 RANDGOLD RES LTD ADR ADR 752344309 12,799 1,422 SH CALL Sole 1,422 REVETT MINERALS INC COM NEW COM NEW 761505205 1,578 481,000 SH Sole 481,000 REYNOLDS AMERICAN INC COM 761713106 67 1,500 SH Sole 1,500 RICHMONT MINES INC COM COM 76547T106 1,111 240,000 SH Sole 240,000 RICHMONT MINES INC COM COM 76547T106 2,477 535,000 SH Sole 535,000 ROSS STORES INC COM COM 778296103 329 5,270 SH Sole 5,270 ROYAL GOLD INC COM COM 780287108 5,880 75,000 SH Sole 75,000 RUBICON MINERALS CORP COM COM 780911103 4,582 1,500,000 SH Sole 1,500,000 SAFEWAY INC COM NEW COM NEW 786514208 156 8,600 SH Sole 8,600 SANDRIDGE MISSISSIPPIAN TR I SH BEN INT ADDED SH BEN INT 80007V106 8,089 428,000 SH Sole 428,000 SEAGATE TECHNOLOGY PLC SHS SHS G7945M107 148 6,000 SH Sole 6,000 SEAGATE TECHNOLOGY PLC SHS SHS G7945M107 309 12,500 SH Sole 12,500 SELECT SECTOR SPDR TR SBI MATERIALS SBI MATERIALS 81369Y900 40 2,000 SH PUT Sole 2,000 SEMPRA ENERGY COM COM 816851109 207 3,000 SH Sole 3,000 SHANDA GAMES LTD SP ADR REPTG A SP ADR REPTG A 81941U105 70 17,500 SH Sole 17,500 SILVER STD RES INC COM COM 82823L106 1,871 1,665 SH CALL Sole 1,665 SILVER STD RES INC COM COM 82823L106 4,148 3,690 SH CALL Sole 3,690 SILVER WHEATON CORP COM COM 828336107 2,416 90,000 SH Sole 90,000 SILVER WHEATON CORP COM COM 828336107 4,831 180,000 SH Sole 180,000 SILVERCORP METALS INC COM COM 82835P103 830 150,000 SH Sole 150,000 SIMON PPTY GROUP INC NEW COM COM 828806109 140 900 SH Sole 900 SINA CORP ORD ORD G81477104 777 15,000 SH Sole 15,000 SM ENERGY CO COM COM 78454L100 295 60 SH CALL Sole 60 SMITHFIELD FOODS INC COM COM 832248108 4,650 215,000 SH Sole 215,000 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B SPON ADR SER B 833635105 10,533 189,200 SH Sole 189,200 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B SPON ADR SER B 833635105 501 90 SH CALL Sole 90 SOLITARIO EXPL & RTY CORP COM COM 8342EP107 1,194 950,000 SH Sole 950,000 SOUTHERN CO COM COM 842587107 310 6,700 SH Sole 6,700 SOUTHERN COPPER CORP COM COM 84265V105 11,155 354,012 SH Sole 354,012 SPDR GOLD TRUST GOLD SHS GOLD SHS 78463V107 1,940 12,500 SH Sole 12,500 SPDR GOLD TRUST GOLD SHS GOLD SHS 78463V107 4,656 30,000 SH Sole 30,000 SPDR GOLD TRUST GOLD SHS GOLD SHS 78463V107 31 200 SH Sole 200
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------- --------------- --------- -------- ----------------------------- ---------- -------- ------------------- VOTING AUTHORITY VALUE SHARES OR PUT/ INVESTMENT OTHER ------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRINCIPAL AMOUNT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------- --------------- --------- -------- ---------------- ------ ----- ---------- -------- ---- ------- ------ SPDR GOLD TRUST GOLD SHS GOLD SHS 78463V107 341 2,200 SH Sole 2,200 SPDR GOLD TRUST GOLD SHS GOLD SHS 78463V107 47 300 SH Sole 300 SPDR GOLD TRUST GOLD SHS GOLD SHS 78463V107 528 34 SH CALL Sole 34 SPDR GOLD TRUST GOLD SHS GOLD SHS 78463V107 388 2,500 SH Sole 2,500 SPDR GOLD TRUST GOLD SHS GOLD SHS 78463V107 248 1,600 SH Sole 1,600 SPDR SERIES TRUST S&P OILGAS EXP S&P OILGAS EXP 78464A730 5,040 1,000 SH PUT Sole 1,000 SPDR SERIES TRUST S&P OILGAS EXP S&P OILGAS EXP 78464A730 37 1,000 SH PUT Sole 1,000 SPREADTRUM COMMUNICATIONS IN ADR ADR 849415203 180 10,185 SH Sole 10,185 SPREADTRUM COMMUNICATIONS IN ADR ADR 849415203 88 4,976 SH Sole 4,976 SPRINT NEXTEL CORP COM SER 1 COM SER 1 852061100 222 68,000 SH Sole 68,000 STARBUCKS CORP COM COM 855244109 320 6,000 SH Sole 6,000 STARBUCKS CORP COM COM 855244109 800 15,000 SH Sole 15,000 SUNOCO INC COM COM 86764P109 200 4,200 SH Sole 4,200 TAHOE RES INC COM ADDED COM 873868103 2,073 150,000 SH Sole 150,000 TANGOE INC COM COM 87582Y108 320 15,000 SH Sole 15,000 TANGOE INC COM COM 87582Y108 959 45,000 SH Sole 45,000 TC PIPELINES LP UT COM LTD PRT UT COM LTD PRT 87233Q108 108 2,500 SH Sole 2,500 TECO ENERGY INC COM COM 872375100 184 10,200 SH Sole 10,200 TELECOM CORP NEW ZEALAND LTD SPONSORED ADR SPONSORED ADR 879278208 267 28,295 SH Sole 28,295 TELECOM CORP NEW ZEALAND LTD SPONSORED ADR SPONSORED ADR 879278208 217 23,000 SH Sole 23,000 TERADATA CORP DEL COM COM 88076W103 216 3,000 SH Sole 3,000 TERADATA CORP DEL COM COM 88076W103 432 6,000 SH Sole 6,000 TJX COS INC NEW COM COM 872540109 339 7,900 SH Sole 7,900 TRANSDIGM GROUP INC COM COM 893641100 940 7,000 SH Sole 7,000 TRAVELERS COMPANIES INC COM COM 89417E109 192 3,000 SH Sole 3,000 TURKCELL ILETISIM HIZMETLERI SPON ADR NEW SPON ADR NEW 900111204 1,004 80,000 SH Sole 80,000 TYSON FOODS INC CL A CL A 902494103 14,691 780,200 SH Sole 780,200 TYSON FOODS INC CL A CL A 902494103 584 310 SH CALL Sole 310 UNION PAC CORP COM 907818108 60 500 SH Sole 500 UNITED RENTALS INC COM COM 911363109 511 15,000 SH Sole 15,000 URANIUM ENERGY CORP COM 916896103 125 54,500 SH Sole 54,500 VALERO ENERGY CORP COM COM 91913Y100 24 1,000 SH Sole 1,000 VANGUARD NATURAL RESOURCES LLC COM UNIT 92205F106 154 5,950 SH Sole 5,950 VENTAS INC COM 92276F100 63 1,000 SH Sole 1,000 VERISIGN INC COM COM 92343E102 205 4,700 SH Sole 4,700 VERIZON COMMUNICATIONS INC COM COM 92343V104 200 4,500 SH Sole 4,500 VERIZON COMMUNICATIONS INC COM COM 92343V104 267 6,000 SH Sole 6,000 VODAFONE GROUP PLC NEW SPONS ADR NEW SPONS ADR NEW 92857W209 218 7,730 SH Sole 7,730 WAL-MART STORES INC COM COM 931142103 132 1,900 SH Sole 1,900 WALTER ENERGY INC COM COM 93317Q105 7,816 177,000 SH Sole 177,000 WALTER ENERGY INC COM COM 93317Q105 1,104 250 SH CALL Sole 250 WEB COM GROUP INC COM COM 94733A104 824 45,000 SH Sole 45,000 WESTERN GAS PARTNERS LP COM UNIT LP IN COM UNIT LP IN 958254104 10,777 247,000 SH Sole 247,000 WESTERN REFNG INC COM COM 959319104 779 35,000 SH Sole 35,000 WEYERHAEUSER CO COM COM 962166104 11,775 526,600 SH Sole 526,600 WEYERHAEUSER CO COM COM 962166104 112 5,000 SH Sole 5,000 WHITING USA TR II TR UNIT 966388100 92 4,800 SH Sole 4,800 WHOLE FOODS MKT INC COM COM 966837106 133 1,400 SH Sole 1,400 WINDSTREAM CORP COM COM 97381W104 135 14,000 SH Sole 14,000 WISCONSIN ENERGY CORP COM COM 976657106 214 5,400 SH Sole 5,400 WYNDHAM WORLDWIDE CORP COM COM 98310W108 190 3,600 SH Sole 3,600 XINYUAN REAL ESTATE CO LTD SPONS ADR SPONS ADR 98417P105 79 26,000 SH Sole 26,000 YAMANA GOLD INC COM COM 98462Y100 11,596 753,000 SH Sole 753,000 YAMANA GOLD INC COM COM 98462Y100 5,082 330,000 SH Sole 330,000 YAMANA GOLD INC COM COM 98462Y100 10,164 660,000 SH Sole 660,000 YANDEX N V SHS CLASS A SHS CLASS A N97284108 3,359 176,300 SH Sole 176,300 ZIMMER HLDGS INC COM COM 98956P102 193 3,000 SH Sole 3,000 GRAND TOTAL 883,759 45,170,817