President

0001085146-18-001240.txt : 20180507 0001085146-18-001240.hdr.sgml : 20180507 20180507091758 ACCESSION NUMBER: 0001085146-18-001240 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180507 DATE AS OF CHANGE: 20180507 EFFECTIVENESS DATE: 20180507 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BAILARD, INC. CENTRAL INDEX KEY: 0000750641 IRS NUMBER: 942149863 STATE OF INCORPORATION: CA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01707 FILM NUMBER: 18809848 BUSINESS ADDRESS: STREET 1: 950 TOWER LANE SUITE 1900 CITY: FOSTER CITY STATE: CA ZIP: 94404 BUSINESS PHONE: 6505715800 MAIL ADDRESS: STREET 1: 950 TOWER LANE SUITE 1900 CITY: FOSTER CITY STATE: CA ZIP: 94404 FORMER COMPANY: FORMER CONFORMED NAME: BAILARD BIEHL & KAISER INC DATE OF NAME CHANGE: 19990402 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000750641 XXXXXXXX 03-31-2018 03-31-2018 false BAILARD, INC.

950 TOWER LANE SUITE 1900 FOSTER CITY CA 94404

13F HOLDINGS REPORT 028-01707 N Burnie E. Sparks, Jr. President 650-571-5800 /s/ Burnie E. Sparks, Jr. Foster City CA 04-30-2018 0 475 1566568 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 5135 23394 SH SOLE 23394 0 0 ABBOTT LABS COM 002824100 741 12361 SH SOLE 12361 0 0 ABBVIE INC COM 00287Y109 1063 11230 SH SOLE 11230 0 0 ABRAXAS PETE CORP COM 003830106 383 172500 SH SOLE 172500 0 0 ACCELERON PHARMA INC COM 00434H108 411 10500 SH SOLE 10500 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 10611 69128 SH SOLE 69128 0 0 ACCO BRANDS CORP COM 00081T108 851 67800 SH SOLE 67800 0 0 ACTIVISION BLIZZARD INC COM 00507V109 5269 78103 SH SOLE 78103 0 0 ADECOAGRO S A COM L00849106 1278 170000 SH SOLE 170000 0 0 ADOBE SYS INC COM 00724F101 11105 51391 SH SOLE 51391 0 0 ADVANSIX INC COM 00773T101 229 6589 SH SOLE 6589 0 0 AERIE PHARMACEUTICALS INC COM 00771V108 1229 22650 SH SOLE 22650 0 0 AGREE REALTY CORP COM 008492100 245 5090 SH SOLE 5090 0 0 AIR PRODS & CHEMS INC COM 009158106 234 1470 SH SOLE 1470 0 0 ALEXANDRIA REAL ESTATE EQ IN COM 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3848 SH SOLE 3848 0 0 NORTHROP GRUMMAN CORP COM 666807102 2807 8040 SH SOLE 8040 0 0 NORTHWESTERN CORP COM NEW 668074305 904 16800 SH SOLE 16800 0 0 NUVEEN CA QUALTY MUN INCOME COM 67066Y105 250 18669 SH SOLE 18669 0 0 NVIDIA CORP COM 67066G104 3382 14603 SH SOLE 14603 0 0 OAKTREE SPECIALTY LENDING CO COM 67401P108 575 136600 SH SOLE 136600 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 1629 25071 SH SOLE 25071 0 0 ONE LIBERTY PPTYS INC COM 682406103 206 9300 SH SOLE 9300 0 0 ORACLE CORP COM 68389X105 866 18928 SH SOLE 18928 0 0 ORBOTECH LTD ORD M75253100 3445 55400 SH SOLE 55400 0 0 OSHKOSH CORP COM 688239201 2793 36141 SH SOLE 36141 0 0 PACKAGING CORP AMER COM 695156109 3159 28034 SH SOLE 28034 0 0 PBF ENERGY INC CL A 69318G106 692 20400 SH SOLE 20400 0 0 PEAPACK-GLADSTONE FINL CORP COM 704699107 574 17200 SH SOLE 17200 0 0 PEOPLES BANCORP INC COM 709789101 493 13900 SH SOLE 13900 0 0 PEPSICO INC COM 713448108 3977 36432 SH SOLE 36432 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 3312 234200 SH SOLE 234200 0 0 PFIZER INC COM 717081103 833 23474 SH SOLE 23474 0 0 PHILIP MORRIS INTL INC COM 718172109 454 4566 SH SOLE 4566 0 0 PHILLIPS 66 COM 718546104 219 2280 SH SOLE 2280 0 0 PNC FINL SVCS GROUP INC COM 693475105 9944 65747 SH SOLE 65747 0 0 PNM RES INC COM 69349H107 1346 35200 SH SOLE 35200 0 0 POPULAR INC COM NEW 733174700 412 9900 SH SOLE 9900 0 0 PORTLAND GEN ELEC CO COM NEW 736508847 763 18830 SH SOLE 18830 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 11055 69040 SH SOLE 69040 0 0 PPG INDS INC COM 693506107 1257 11267 SH SOLE 11267 0 0 PRAXAIR INC COM 74005P104 2449 16975 SH SOLE 16975 0 0 PRICE T ROWE GROUP INC COM 74144T108 200 1854 SH SOLE 1854 0 0 PRIMORIS SVCS CORP COM 74164F103 620 24800 SH SOLE 24800 0 0 PROCTER AND GAMBLE CO COM 742718109 983 12398 SH SOLE 12398 0 0 PROGRESS SOFTWARE CORP COM 743312100 1284 33400 SH SOLE 33400 0 0 PROLOGIS INC COM 74340W103 333 5283 SH SOLE 5283 0 0 PROTEOSTASIS THERAPEUTICS IN COM 74373B109 2470 520100 SH SOLE 520100 0 0 PROVIDENT FINL SVCS INC COM 74386T105 402 15700 SH SOLE 15700 0 0 PRUDENTIAL FINL INC COM 744320102 4934 47653 SH SOLE 47653 0 0 QUAD / GRAPHICS INC COM CL A 747301109 1138 44900 SH SOLE 44900 0 0 QUALCOMM INC COM 747525103 959 17307 SH SOLE 17307 0 0 QUALYS INC COM 74758T303 2444 33600 SH SOLE 33600 0 0 QUANTA SVCS INC COM 74762E102 1296 37718 SH SOLE 37718 0 0 QUINSTREET INC COM 74874Q100 796 62321 SH SOLE 62321 0 0 RADIAN GROUP INC COM 750236101 508 26700 SH SOLE 26700 0 0 RAMBUS INC DEL COM 750917106 365 27200 SH SOLE 27200 0 0 RAYTHEON CO COM NEW 755111507 1613 7476 SH SOLE 7476 0 0 RECRO PHARMA INC COM 75629F109 487 44200 SH SOLE 44200 0 0 REGIONAL MGMT CORP COM 75902K106 694 21800 SH SOLE 21800 0 0 REGIONS FINL CORP NEW COM 7591EP100 1090 58679 SH SOLE 58679 0 0 REPUBLIC BANCORP KY CL A 760281204 463 12100 SH SOLE 12100 0 0 RINGCENTRAL INC CL A 76680R206 3029 47700 SH SOLE 47700 0 0 RIO TINTO PLC SPONSORED ADR 767204100 212 4120 SH SOLE 4120 0 0 ROCKY BRANDS INC COM 774515100 744 34700 SH SOLE 34700 0 0 ROSS STORES INC COM 778296103 266 3410 SH SOLE 3410 0 0 RUDOLPH TECHNOLOGIES INC COM 781270103 873 31500 SH SOLE 31500 0 0 RYDEX ETF TRUST GUG S&P SC600 PV 78355W700 1201 17100 SH SOLE 17100 0 0 SAGE THERAPEUTICS INC COM 78667J108 274 1700 SH SOLE 1700 0 0 SANDY SPRING BANCORP INC COM 800363103 543 14000 SH SOLE 14000 0 0 SANGAMO THERAPEUTICS INC COM 800677106 380 20000 SH SOLE 20000 0 0 SANMINA CORPORATION COM 801056102 411 15700 SH SOLE 15700 0 0 SCANSOURCE INC COM 806037107 2107 59270 SH SOLE 59270 0 0 SCHLUMBERGER LTD COM 806857108 2005 30953 SH SOLE 30953 0 0 SCHNITZER STL INDS CL A 806882106 1608 49700 SH SOLE 49700 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 3226 112416 SH SOLE 112416 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 1717 50920 SH SOLE 50920 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 366 5100 SH SOLE 5100 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 2299 36453 SH SOLE 36453 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 611 15974 SH SOLE 15974 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 712 10298 SH SOLE 10298 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 628 9309 SH SOLE 9309 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 1598 51426 SH SOLE 51426 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 425 4199 SH SOLE 4199 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 376 7152 SH SOLE 7152 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 564 6927 SH SOLE 6927 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 10112 366763 SH SOLE 366763 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 205 2757 SH SOLE 2757 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 5945 90862 SH SOLE 90862 0 0 SEMPRA ENERGY COM 816851109 447 4023 SH SOLE 4023 0 0 SHORE BANCSHARES INC COM 825107105 494 26200 SH SOLE 26200 0 0 SIERRA BANCORP COM 82620P102 418 15700 SH SOLE 15700 0 0 SILVERBOW RES INC COM 82836G102 308 10600 SH SOLE 10600 0 0 SILVERCREST ASSET MGMT GROUP CL A 828359109 305 20081 SH SOLE 20081 0 0 SIMON PPTY GROUP INC NEW COM 828806109 275 1783 SH SOLE 1783 0 0 SLM CORP COM 78442P106 430 38400 SH SOLE 38400 0 0 SOUTHERN COPPER CORP COM 84265V105 3923 72400 SH SOLE 72400 0 0 SPARK THERAPEUTICS INC COM 84652J103 5042 75711 SH SOLE 75711 0 0 SPARK THERAPEUTICS INC COM 84652J103 189 61000 SH Put SOLE 61000 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 59251 471032 SH SOLE 471032 0 0 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 3935 98329 SH SOLE 98329 0 0 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 511 13150 SH SOLE 13150 0 0 SPDR INDEX SHS FDS S&P GBLINF ETF 78463X855 276 5600 SH SOLE 5600 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 72267 274624 SH SOLE 274624 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 2283 6681 SH SOLE 6681 0 0 SPDR SER TR BLOMBERG BRC INV 78468R200 4545 147905 SH SOLE 147905 0 0 SPDR SER TR NUVEEN BLMBRG SR 78468R739 78945 1650884 SH SOLE 1650884 0 0 SPDR SER TR NUVEEN BRC MUNIC 78468R721 23562 490558 SH SOLE 490558 0 0 SPDR SER TR SPDR S&P 500 ETF 78468R796 884 13730 SH SOLE 13730 0 0 SPDR SERIES TRUST PORTFOLIO LN TSR 78464A664 1648 46941 SH SOLE 46941 0 0 SPDR SERIES TRUST PORTFOLIO SHORT 78464A474 607 20100 SH SOLE 20100 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 426 4676 SH SOLE 4676 0 0 SPEEDWAY MOTORSPORTS INC COM 847788106 201 11300 SH SOLE 11300 0 0 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 3878 360775 SH SOLE 360775 0 0 SPX FLOW INC COM 78469X107 448 9100 SH SOLE 9100 0 0 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 981 20680 SH SOLE 20680 0 0 STARBUCKS CORP COM 855244109 208 3600 SH SOLE 3600 0 0 STATE STR CORP COM 857477103 4417 44294 SH SOLE 44294 0 0 STEALTHGAS INC SHS Y81669106 197 49100 SH SOLE 49100 0 0 STEEL DYNAMICS INC COM 858119100 1299 29380 SH SOLE 29380 0 0 STEWART INFORMATION SVCS COR COM 860372101 365 8300 SH SOLE 8300 0 0 STRYKER CORP COM 863667101 1654 10277 SH SOLE 10277 0 0 SVB FINL GROUP COM 78486Q101 239 995 SH SOLE 995 0 0 SYKES ENTERPRISES INC COM 871237103 417 14400 SH SOLE 14400 0 0 SYSCO CORP COM 871829107 4711 78565 SH SOLE 78565 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 9716 222036 SH SOLE 222036 0 0 TARGET CORP COM 87612E106 4784 68897 SH SOLE 68897 0 0 TAYLOR MORRISON HOME CORP CL A 87724P106 624 26800 SH SOLE 26800 0 0 TE CONNECTIVITY LTD REG SHS H84989104 1700 17018 SH SOLE 17018 0 0 TECH DATA CORP COM 878237106 3447 40486 SH SOLE 40486 0 0 TEGNA INC COM 87901J105 539 47300 SH SOLE 47300 0 0 TENNECO INC COM 880349105 3106 56602 SH SOLE 56602 0 0 TERRITORIAL BANCORP INC COM 88145X108 1216 41000 SH SOLE 41000 0 0 TESARO INC COM 881569107 429 7500 SH SOLE 7500 0 0 TETRA TECHNOLOGIES INC DEL COM 88162F105 777 207200 SH SOLE 207200 0 0 TEXAS INSTRS INC COM 882508104 4176 40193 SH SOLE 40193 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 239 1158 SH SOLE 1158 0 0 TIME WARNER INC COM NEW 887317303 5228 55278 SH SOLE 55278 0 0 TITAN MACHY INC COM 88830R101 669 28400 SH SOLE 28400 0 0 TJX COS INC NEW COM 872540109 5659 69385 SH SOLE 69385 0 0 TOWER INTL INC COM 891826109 1215 43800 SH SOLE 43800 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 219 1679 SH SOLE 1679 0 0 TRAVELERS COMPANIES INC COM 89417E109 1261 9080 SH SOLE 9080 0 0 TREDEGAR CORP COM 894650100 603 33600 SH SOLE 33600 0 0 TRINSEO S A SHS L9340P101 3273 44198 SH SOLE 44198 0 0 UNION PAC CORP COM 907818108 4954 36851 SH SOLE 36851 0 0 UNIT CORP COM 909218109 227 11500 SH SOLE 11500 0 0 UNITED FINL BANCORP INC NEW COM 910304104 480 29600 SH SOLE 29600 0 0 UNITED PARCEL SERVICE INC CL B 911312106 429 4103 SH SOLE 4103 0 0 UNITED TECHNOLOGIES CORP COM 913017109 945 7507 SH SOLE 7507 0 0 UNITEDHEALTH GROUP INC COM 91324P102 7499 35043 SH SOLE 35043 0 0 US BANCORP DEL COM NEW 902973304 4542 89945 SH SOLE 89945 0 0 USA TRUCK INC COM 902925106 268 10500 SH SOLE 10500 0 0 UTAH MED PRODS INC COM 917488108 662 6693 SH SOLE 6693 0 0 VALE S A ADR 91912E105 2433 191300 SH SOLE 191300 0 0 VALERO ENERGY CORP NEW COM 91913Y100 252 2718 SH SOLE 2718 0 0 VANECK VECTORS ETF TR AMT FREE SHORT M 92189F528 1495 86825 SH SOLE 86825 0 0 VANECK VECTORS ETF TR BIOTECH ETF 92189F726 236 1960 SH SOLE 1960 0 0 VANECK VECTORS ETF TR VIETNAM ETF 92189F817 9329 476957 SH SOLE 476957 0 0 VANGUARD ADMIRAL FDS INC SMLCP 600 VAL 921932778 206 1581 SH SOLE 1581 0 0 VANGUARD GROUP DIV APP ETF 921908844 291 2880 SH SOLE 2880 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 558 4600 SH SOLE 4600 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 9352 123913 SH SOLE 123913 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 10756 83107 SH SOLE 83107 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 64788 477365 SH SOLE 477365 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 15961 293571 SH SOLE 293571 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 10754 228908 SH SOLE 228908 0 0 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 367 6026 SH SOLE 6026 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 9630 113508 SH SOLE 113508 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 3485 44430 SH SOLE 44430 0 0 VANGUARD SCOTTSDALE FDS VNG RUS2000VAL 92206C649 416 3909 SH SOLE 3909 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 9265 209376 SH SOLE 209376 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 581 7046 SH SOLE 7046 0 0 VANGUARD WORLD FD MEGA GRWTH IND 921910816 224 2000 SH SOLE 2000 0 0 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 8784 55378 SH SOLE 55378 0 0 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 7223 53060 SH SOLE 53060 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 2655 28740 SH SOLE 28740 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 216 3108 SH SOLE 3108 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 8547 55669 SH SOLE 55669 0 0 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 7408 53254 SH SOLE 53254 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 18542 108433 SH SOLE 108433 0 0 VANGUARD WORLD FDS MATERIALS ETF 92204A801 2247 17432 SH SOLE 17432 0 0 VANGUARD WORLD FDS TELCOMM ETF 92204A884 1258 15034 SH SOLE 15034 0 0 VANGUARD WORLD FDS UTILITIES ETF 92204A876 2708 24219 SH SOLE 24219 0 0 VARONIS SYS INC COM 922280102 2735 45200 SH SOLE 45200 0 0 VECTRUS INC COM 92242T101 540 14507 SH SOLE 14507 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 4704 98379 SH SOLE 98379 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 359 2200 SH SOLE 2200 0 0 VISA INC COM CL A 92826C839 9445 78960 SH SOLE 78960 0 0 VISHAY PRECISION GROUP INC COM 92835K103 548 17600 SH SOLE 17600 0 0 VOYAGER THERAPEUTICS INC COM 92915B106 376 20000 SH SOLE 20000 0 0 WALKER & DUNLOP INC COM 93148P102 666 11200 SH SOLE 11200 0 0 WALMART INC COM 931142103 302 3390 SH SOLE 3390 0 0 WASHINGTON REAL ESTATE INVT SH BEN INT 939653101 440 16100 SH SOLE 16100 0 0 WASTE MGMT INC DEL COM 94106L109 4743 56389 SH SOLE 56389 0 0 WATERS CORP COM 941848103 1062 5348 SH SOLE 5348 0 0 WAVE LIFE SCIENCES LTD SHS Y95308105 2113 52700 SH SOLE 52700 0 0 WELLS FARGO CO NEW COM 949746101 1765 33677 SH SOLE 33677 0 0 WELLTOWER INC COM 95040Q104 234 4295 SH SOLE 4295 0 0 WESCO INTL INC COM 95082P105 577 9300 SH SOLE 9300 0 0 WORKDAY INC CL A 98138H101 206 1617 SH SOLE 1617 0 0 WYNDHAM WORLDWIDE CORP COM 98310W108 5146 44970 SH SOLE 44970 0 0 XENCOR INC COM 98401F105 591 19700 SH SOLE 19700 0 0 ZOGENIX INC COM NEW 98978L204 569 103000 SH Put SOLE 103000 0 0 ZOGENIX INC COM NEW 98978L204 4129 103100 SH SOLE 103100 0 0