| FORM 5 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | |||||||||||||||||
| Form 3 Holdings Reported. | |||||||||||||||||
| Form 4 Transactions Reported. | |||||||||||||||||
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
APPLIED DNA SCIENCES INC [ APDN ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Statement for Issuer's Fiscal Year Ended
(Month/Day/Year) 12/22/2003 | ||||||||||||||||||||||||||
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4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||
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| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||||||
| Amount | (A) or (D) | Price | |||||||||||||
| Common Stock | 03/06/2003 | S | 8,000 | D | $2.674 | 624,350 | D | ||||||||
| Common Stock | 03/07/2003 | S | 3,000 | D | $2.75 | 621,350 | D | ||||||||
| Common Stock | 03/07/2003 | S | 2,000 | D | $2.77 | 619,350 | D | ||||||||
| Common Stock | 04/09/2003 | S | 18,000 | D | $2.525 | 601,350 | D | ||||||||
| Common Stock | 04/10/2003 | S | 5,000 | D | $2.475 | 596,350 | D | ||||||||
| Common Stock | 05/27/2003 | S | 12,000 | D | $2.5 | 584,350 | D | ||||||||
| Common Stock | 06/17/2003 | S | 20,000 | D | $2.25 | 564,350 | D | ||||||||
| Common Stock | 07/02/2003 | S | 4,700 | D | $2.48 | 559,650 | D | ||||||||
| Common Stock | 07/23/2003 | S | 20,000 | D | $2.75 | 539,650 | D | ||||||||
| Common Stock | 08/22/2003 | S | 4,800 | D | $2.53 | 534,850 | D | ||||||||
| Common Stock | 08/25/2003 | S | 20,000 | D | $2.6 | 514,850 | D | ||||||||
| Common Stock | 08/26/2003 | S | 1,250 | D | $2.508 | 513,600 | D | ||||||||
| Common Stock | 08/28/2003 | S | 3,100 | D | $2.6 | 510,500 | D | ||||||||
| Common Stock | 09/08/2003 | S | 9,500 | D | $2.528 | 501,000 | D | ||||||||
| Common Stock | 09/09/2003 | S | 9,500 | D | $2.53 | 491,500 | D | ||||||||
| Common Stock | 09/12/2003 | S | 7,500 | D | $2.55 | 484,000 | D | ||||||||
| Common Stock | 09/17/2003 | S | 25,000 | D | $2.6 | 459,000 | D | ||||||||
| Common Stock | 09/19/2003 | S | 25,000 | D | $2.6 | 434,000 | D | ||||||||
| Common Stock | 09/17/2003 | S | 25,000 | D | $2.6 | 459,000 | D | ||||||||
| Common Stock | 10/29/2003 | S | 32,000 | D | $3.1 | 402,000 | D | ||||||||
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | ||||||||||||||
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| 1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | |||||||||
| Warrant(1)(2) | $1 | 12/22/2003 | A | 110,000 | 12/22/2003 | 01/31/2008 | Common Stock | (1)(2) | $1 | 110,000 | D | |||
| Explanation of Responses: |
| 1. These warrants were registered with the SEC on a Form S-8 as part of a Professional/Employee/Consultant Compensation Plan. |
| 2. Rick Langley was indirectly a 10%+ holder from October 28, 2002 through March 31, 2003. His indirect ownership was through RHL Management, Inc., a corporation of which Rick Langley is President and sole shareholder. On March 31, 2003, RHL Management, Inc. sold the majority of its position, 4,920,000 shares, to O'Dwyer Management, Inc., leaving RHL Management with 400,000 shares. Rick Langley and RHL Management ceased to be affiliates on June 30, 2003. On August 29, 2003, the O'Dwyer transaction was rescinded, and RHL Management sold the 4,920,000 shares to Lawrence Lee. On November 29, 2003, Rick Langley and RHL Management, Inc. will cease to be affiliates of Applied DNA Sciences, Inc. |
| Rick Langley | 12/22/2003 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||