SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Filgueiras Carlos

(Last) (First) (Middle)
3005 HIGHLAND PARKWAY

(Street)
DOWNERS GROVE IL 60515

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
11/06/2013
3. Issuer Name and Ticker or Trading Symbol
DEVRY EDUCATION GROUP INC. [ DV ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
President, DeVry Brasil
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock(1) 10,970 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Incentive Stock Option (Right to Buy) 08/27/2011(2) 08/27/2020 Common Stock 3,575 $38.71 D
Incentive Stock Option (Right to Buy) 08/24/2012(2) 08/24/2021 Common Stock 4,325 $41.87 D
Incentive Stock Option (Right to Buy) 08/29/2013(3) 08/29/2022 Common Stock 7,027 $18.6 D
Non-qualified Stock Option (Right to Buy) 08/29/2013(3) 08/29/2022 Common Stock 2,698 $18.6 D
Incentive Stock Option (Right to Buy) 08/21/2014(2) 08/21/2023 Common Stock 7,775 $28.32 D
Explanation of Responses:
1. A portion of the common stock are restricted stock units which represents a right to receive one share of common stock for each restricted stock unit. Stock units vest in four equal installments beginning on the anniversary of the grant date.
2. This option vests at 25% per year. This option will be fully vested at the end of the 4th year.
3. This option vests at 25% per year. This option will be fully vested at the end of the 4th year. This option was issued in two parts - one as an ISO and the other as a non-qualified option due to the ISO limitations.
/s/ Gregory S. Davis, for Carlos Alberto Guerra Filgueiras 11/15/2013
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.