SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Shrewsberry John R.

(Last) (First) (Middle)
45 FREMONT STREET

(Street)
SAN FRANCISCO CA 94105

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
05/15/2014
3. Issuer Name and Ticker or Trading Symbol
WELLS FARGO & COMPANY/MN [ WFC ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Senior Executive VP & CFO
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, $1 2/3 Par Value 14 D
Common Stock, $1 2/3 Par Value 6,352.6166 I Through 401(k) Plan
Common Stock, $1 2/3 Par Value 109,538 I Through Family Trust
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Purchase Option (1) 02/28/2016 Common Stock, $1 2/3 Par Value 33,560 $32.245 D
Employee Stock Purchase Option (2) 02/27/2017 Common Stock, $1 2/3 Par Value 56,060 $34.39 D
Employee Stock Purchase Option (3) 02/26/2018 Common Stock, $1 2/3 Par Value 92,230 $31.4 D
Phantom Stock Units (4) (4) Common Stock, $1 2/3 Par Value 21,135.9756 (5) D
Restricted Share Right (6) (6) Common Stock, $1 2/3 Par Value 20,055.4473 (7) D
Restricted Share Right (8) (8) Common Stock, $1 2/3 Par Value 10,849.4116 (7) D
Restricted Share Right (9) (9) Common Stock, $1 2/3 Par Value 47,885.0403 (7) D
Restricted Share Right (10) (10) Common Stock, $1 2/3 Par Value 22,064 (7) D
Explanation of Responses:
1. The employee stock options granted on 2/28/2006, representing a right to purchase a total of 33,560 shares, became exercisable in three equal annual installments beginning on the first anniversary of the date of grant.
2. The employee stock options granted on 2/27/2007, representing a right to purchase a total of 56,060 shares, became exercisable in three equal annual installments beginning on the first anniversary of the date of grant.
3. The employee stock options granted on 2/26/2008, representing a right to purchase a total of 92,230 shares, became exercisable in three equal annual installments beginning on the first anniversary of the date of grant.
4. Deferred compensation shares payable in installments based upon executive's election. Supplemental 401(k) plan shares payable upon retirement.
5. Conversion price is 1-for-1. Includes shares held through supplemental 401(k) plan and deferred compensation plan.
6. These Restricted Share Rights ("RSRs") vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award.
7. Each RSR represents a contingent right to receive one share of Wells Fargo & Company common stock.
8. These RSRs vest in three installments: one-third on 3/15/2013, 3/15/2014, and 3/15/2015. These RSRs were granted to the reporting person as part of the reporting person's 2011 annual incentive compensation award.
9. These RSRs vest in three installments: 30% on 3/15/2013, 30% on 3/15/2014, and 40% on 3/15/2015.
10. These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award.
Remarks:
Exhibit 24 - Power of Attorney
John R. Shrewsberry, by Anthony R. Augliera, as Attorney-in-Fact 05/23/2014
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.