SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Engmann Michael W.

(Last) (First) (Middle)
220 BUSH STREET
SUITE 950

(Street)
SAN FRANCISCO CA 94104

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
COMMUNICATION INTELLIGENCE CORP [ CICI.OB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/24/2012
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/24/2012 C 426,899 A (5) 6,977,978(1) D
Common Stock 01/24/2012 C 124,547 A (6) 7,102,525(1) D
Common Stock 01/24/2012 C 124,547 A (6) 7,227,072(1) D
Common Stock 01/24/2012 C 124,547 A (6) 7,351,619(1) D
Common Stock 01/24/2012 C 100,897 A (7) 7,425,516(1) D
Common Stock 01/24/2012 C 97,858 A (8) 7,550,374(1) D
Common Stock 01/24/2012 C 98,056 A (9) 7,648,430(1) D
Common Stock 01/24/2012 C 96,118 A (10) 7,744,548(1) D
Common Stock 01/24/2012 C 426,899 A (5) 3,073,846(2) D
Common Stock 01/24/2012 C 125,547 A (6) 3,199,393(2) D
Common Stock 01/24/2012 C 124,547 A (6) 3,323,940(2) D
Common Stock 01/24/2012 C 124,547 A (6) 3,448,487(2) D
Common Stock 01/24/2012 C 8,497 A (11) 3,456,984(2) D
Common Stock 01/24/2012 C 8,241 A (12) 3,465,225(2) D
Common Stock 01/24/2012 C 8,258 A (13) 3,473,488(2) D
Common Stock 01/24/2012 C 8,095 A (14) 3,481,578(2) D
Common Stock 01/24/2012 C 2,882 A (15) 3,484,460(2) D
Common Stock 01/24/2012 C 16,516 A (16) 1,188,133(3) D
Common Stock 01/24/2012 C 16,189 A (17) 1,204,322(3) D
Common Stock 01/24/2012 C 16,995 A (18) 1,221,317(3) D
Common Stock 01/24/2012 C 16,482 A (19) 1,237,799(3) D
Common Stock 01/24/2012 C 5,765 A (20) 1,243,564(3) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Common Stock Warrants (right to buy)(1)(4) $0.06 01/24/2012 C 892,608 06/30/2010 06/30/2013 Common Stock 892,608 (5) 0 D
Common Stock Warrants (right to buy)(1)(4) $0.06 01/24/2012 C 260,417 06/03/2010 06/03/2013 Common Stock 260,417 (6) 0 D
Common Stock Warrants (right to buy)(1)(4) $0.06 01/24/2012 C 260,417 05/19/2010 05/19/2013 Common Stock 260,417 (6) 0 D
Common Stock Warrants (right to buy)(1)(4) $0.06 01/24/2012 C 260,417 05/04/2010 05/04/2013 Common Stock 260,417 (6) 0 D
Common Stock Warrants (right to buy)(1)(4) $0.06 01/24/2012 C 210,967 06/30/2010 06/30/2013 Common Stock 210,967 (7) 0 D
Common Stock Warrants (right to buy)(1)(4) $0.06 01/24/2012 C 204,613 03/31/2010 03/31/2013 Common Stock 204,613 (8) 0 D
Common stock Warrants (right to buy)(1)(4) $0.06 01/24/2012 C 205,026 12/31/2010 12/31/2013 Common Stock 205,026 (9) 0 D
Common Stock Warrants (right to buy)(1)(4) $0.06 01/24/2012 C 200,973 09/03/2009 09/03/2012 Common Stock 200,973 (10) 0 D
Common Stock Warrants (right to buy)(2)(4) $0.06 01/24/2012 C 892,608 06/30/2010 06/30/2013 Common Stock 892,608 (5) 0 D
Common Stock Warrants (right to buy)(2)(4) $0.06 01/24/2012 C 260,417 06/03/2010 06/03/2013 Common Stock 260,417 (6) 0 D
Common Stock Warrants (right to buy)(2)(4) $0.06 01/24/2012 C 260,417 05/19/2010 05/19/2013 Common Stock 260,417 (6) 0 D
Common Stock Warrants (right to buy)(2)(4) $0.06 01/24/2012 C 260,417 05/04/2010 05/04/2013 Common Stock 260,417 (6) 0 D
Common Stock Warrants (right to buy)(2)(4) $0.06 01/24/2012 C 17,767 06/30/2010 06/30/2013 Common Stock 17,767 (11) 0 D
Common Stock Warrants (right to buy)(2)(4) $0.06 01/24/2012 C 17,232 03/31/2010 03/31/2013 Common Stock 17,232 (12) 0 D
Common Stock Warrants (right to buy)(2)(4) $0.06 01/24/2012 C 17,266 12/31/2009 12/31/2012 Common Stock 17,266 (13) 0 D
Common Stock Warrants (right to buy)(2)(4) $0.06 01/24/2012 C 16,925 09/30/2009 09/30/2012 Common Stock 16,925 (14) 0 D
Common Stock Warrants (right to buy)(2)(4) $0.06 01/24/2012 C 6,027 06/30/2009 06/30/2012 Common Stock 6,027 (15) 0 D
Common Stock Warrants (right to buy)(3)(4) $0.06 01/24/2012 C 34,533 12/31/2009 12/31/2012 Common Stock 34,533 (16) 0 D
Common Stock Warrants (right to buy)(3)(4) $0.06 01/24/2012 C 33,850 09/30/2009 09/30/2012 Common Stock 33,850 (17) 0 D
Common Stock Warrants (right to buy)(3)(4) $0.06 01/24/2012 C 35,354 06/30/2010 06/30/2013 Common Stock 35,354 (18) 0 D
Common Stock Warrants (right to buy)(3)(4) $0.06 01/24/2012 C 34,463 03/31/2010 03/31/2013 Common Stock 34,463 (19) 0 D
Common Stock Warrants (right to buy)(3)(4) $0.06 01/24/2012 C 12,055 06/30/2009 06/30/2012 Common Stock 12,055 (20) 0 D
Explanation of Responses:
1. These securities are owned soleley by Michael W. Engmann, who is a member of a "group" with Kendu Partners and MDNH Partners, a California limited partnership, for purposes of Section 13(d) of the Exchange Act.
2. These securities are owned soleley by MDNH Partners, a California limited partnership, which is a member of a "group" with Michael W. Engmann and Kendu Partners for purposes of Section 13(d) of the Exchange Act.
3. These securities are owned soleley by Kendu Partners, which is a member of a "group" with Michael W. Engmann and MDNH Partners, a California limited partnership, for purposes of Section 13(d) of the Exchange Act.
4. Underlying common stock may be acquired by cash-less exercise at a price based in part on the common stock's five-day average closing price.
5. 465,709 shares paid in cash-less exercise.
6. 135,870 shares paid in cash-less exercise.
7. 110,070 shares paid in cash-less exercise.
8. 106,755 shares paid in cash-less exercise.
9. 106,970 shares paid in cash-less exercise.
10. 104,855 shares paid in cash-less exercise.
11. 9,270 shares paid in cash-less exercise.
12. 8,991 shares paid in cash-less exercise.
13. 9,008 shares paid in cash-less exercise.
14. 8,830 shares paid in cash-less exercise.
15. 3,145 shares paid in cash-less exercise.
16. 18,017 shares paid in cash-less exercise.
17. 17,661 shares paid in cash-less exercise.
18. 18,539 shares paid in cash-less exercise.
19. 17,981 shares paid in cash-less exercise.
20. 3,145 shares paid in cash-less exercise.
Dave L. Neville, power of attorney, Michael W. Engmann 01/27/2012
Dave L. Neville, power of attorney, MDNH Partners 01/27/2012
Dave L. Neville, power of attorney, Kendu Partners 01/27/2012
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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