-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LS36TsmR1GUWM6jv0F8GPNhCY3fy47Jpsk6BJZ4UJRCoDyOAf3p3jEcPBDllrFXa dtixMd2LT7jM1zGpV8W3aQ== 0000914121-04-000612.txt : 20040401 0000914121-04-000612.hdr.sgml : 20040401 20040401182453 ACCESSION NUMBER: 0000914121-04-000612 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040323 FILED AS OF DATE: 20040401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CADIZ INC CENTRAL INDEX KEY: 0000727273 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE SERVICES [0700] IRS NUMBER: 770313235 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 WILSHIRE BLVD. STREET 2: SUITE 1600 CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 3108994700 MAIL ADDRESS: STREET 1: 100 WILSHIRE BLVD. STREET 2: SUITE 1600 CITY: SANTA MONICA STATE: CA ZIP: 90401-1111 FORMER COMPANY: FORMER CONFORMED NAME: CADIZ LAND CO INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: PACIFIC AGRICULTURAL HOLDINGS INC DATE OF NAME CHANGE: 19920602 FORMER COMPANY: FORMER CONFORMED NAME: ARIDTECH INC DATE OF NAME CHANGE: 19880523 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RITCHIE GREGORY CENTRAL INDEX KEY: 0001285626 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12114 FILM NUMBER: 04710833 MAIL ADDRESS: STREET 1: C/O ING BARIG STREET 2: 60 LONDON WALL CITY: LODON ENGALND STATE: X0 ZIP: EC2MT1 3 1 p-ritchie_03ex.xml X0201 3 2004-03-23 0 0000727273 CADIZ INC CDZI.PK 0001285626 RITCHIE GREGORY C/O ING BARINGS, 60 LONDON WALL LONDON X0 EC2M 5TQ UNITED KINGDOM 1 0 0 0 Common Stock 1000 D Reporting Person disclaims beneficial ownership of all shares of common stock beneficially owned by ING Capital LLC and ING Groep N.V. ING Groep N.V. and ING Capital LLC have filed a separate Form 3 and a Schedule 13D (including an amendment thereto) in connection with their beneficial ownership of Cadiz Inc. common stock. Holders of a majority-in-interest of Cadiz Inc.'s Series F Preferred Stock (the "Series F Majority Holders") have the right to nominate and have seated two directors (the "Series F Directors") to the Board of Directors of Cadiz Inc. (the "Cadiz Board") and to nominate and have seated any successor to the Cadiz Board upon the resignation of any Series F Director. Pursuant to this right, the Series F Majority Holders caused Phillip R. Burnaman II to be appointed to the Cadiz Board on January 30, 2004. Mr. Burnaman resigned from the Cadiz Board on March 22, 2004. Reporting Person was nominated as a Series F Director by the Series F Majority Holders upon Mr. Burnaman's resignation and was appointed to the Cadiz Board on March 23, 2004. /s/ Gregory Ritchie 2004-03-23 -----END PRIVACY-ENHANCED MESSAGE-----