FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
HUDSON VALLEY HOLDING CORP [ HUVL ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 09/19/2007 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 03/14/2007 | J(1) | V | 274 | A | $0.00(1) | 93,824(2) | D | ||
Common Stock | 03/14/2007 | J(3) | V | 274 | A | $0.00(3) | 43,691 | I | by Trust for Daughter I | |
Common Stock | 03/14/2007 | J(3) | V | 274 | A | $0.00(3) | 43,688 | I | by Trust for Daughter II | |
Common Stock | 09/19/2007 | A(4) | 702(4) | A | $0.00(4) | 16,645(5) | D | |||
Common Stock | 1,694 | I | by Trust for Daughter I | |||||||
Common Stock | 1,694 | I | by Trust for Daughter II | |||||||
Common Stock | 1,032 | I | by Irr Insurance Trust | |||||||
Common Stock | 922,784 | I | by Trust f/b/o Marie Holcombe | |||||||
Common Stock | 2,362(6) | I | by G.F. Holcombe a/c/f daughters | |||||||
Common Stock | 1,078 | I | by Family Trust | |||||||
Common Stock | 16,496 | I | by Family Foundation | |||||||
Common Stock | 522,050 | I | by BMW Machinery (of which Reporting Person is the principal shareholder) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right-to-Buy) | $36.5 | 01/01/2005 | 01/01/2015 | Common Stock | 9,559 | 9,559 | D | ||||||||
Employee Stock Options (Right-to-Buy) | $42 | 01/01/2006 | 01/01/2016 | Common Stock | 9,460 | 9,460 | D |
1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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Explanation of Responses: |
1. Gift of stock from mother of Reporting Person (Marie Holcombe) |
2. These shares are owned by Marie Holcombe |
3. Gift from grandmother |
4. Such shares represent shares of common stock of the Issuer granted to the Reporting Person in lieu of cash for a portion of his annual director's fees |
5. These shares are owned by Gregory F. Holcombe |
6. These shares are held by Gregory F. Holcombe as custodian equally for each of his 2 daughters |
Remarks: |
//s/Stephen R. Brown(Stephen R. Brown as Attorney-in-Fact for Gregory F. & Marie A. Holcombe) | 09/21/2007 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |