-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JQnNdJvh/t2jop2IHSga9k7b8fnmJrQhTiQUabMURjLEOSFWTb4kPRze7bqDzVEk HSZl06H6fYrSi60riZfPiw== 0001105838-09-000019.txt : 20090914 0001105838-09-000019.hdr.sgml : 20090914 20090914182722 ACCESSION NUMBER: 0001105838-09-000019 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090910 FILED AS OF DATE: 20090914 DATE AS OF CHANGE: 20090914 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WASIAK KENNETH R CENTRAL INDEX KEY: 0001105627 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08518 FILM NUMBER: 091068495 MAIL ADDRESS: STREET 1: C/O PUSTORINO PUGLISI & CO LLP STREET 2: 515 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LL&E ROYALTY TRUST CENTRAL INDEX KEY: 0000721765 STANDARD INDUSTRIAL CLASSIFICATION: OIL ROYALTY TRADERS [6792] IRS NUMBER: 766007940 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: BANK OF NEW YORK MELLON TRUST COMPANY STREET 2: 919 CONGRESS AVENUE, 5TH FLOOR CITY: AUSTIN STATE: TX ZIP: 78701 BUSINESS PHONE: 800-852-1422 MAIL ADDRESS: STREET 1: BANK OF NEW YORK MELLON TRUST COMPANY STREET 2: 919 CONGRESS AVENUE, 5TH FLOOR CITY: AUSTIN STATE: TX ZIP: 78701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROBOTTI ROBERT CENTRAL INDEX KEY: 0001105838 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08518 FILM NUMBER: 091068496 MAIL ADDRESS: STREET 1: 52 VANDERBILT AVENUE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2009-09-10 0 0000721765 LL&E ROYALTY TRUST LRT 0001105838 ROBOTTI ROBERT 110 EAST 42ND STREET SUITE 1100 NEW YORK NY 10017 0 0 1 0 0001105627 WASIAK KENNETH R C/O PUSTORINO PUGLISI & CO LLP 515 MADISON AVENUE NEW YORK NY 10022 0 0 1 0 Units of Beneficial Interest 2009-09-10 4 P 0 24200 0.535 A 1799219 I See Footnote This number includes 16,940 Units of Beneficial Interest (the "Units") acquired by Ravenswood Investment Company, L.P. ("RIC") and 7,260 Units acquired by Ravenswood Investments III, L.P. ("RI"). All such transactions were made by RIC and RI in the open market. This number includes 65,800 Units owned directly and beneficially by the advisory clients of Robotti & Company Advisors, LLC ("Robotti & Company Advisors") and owned directly and beneficially by the discretionary brokerage customers of Robotti & Company, LLC ("Robotti & Company"). Each of Robert Robotti and Robotti & Company, Incorporated ("ROBT"), and each other party hereto, disclaims beneficial ownership of these Units except to the extent of his or its respective pecuniary interest therein, if any. This number includes 1,224,096 Units directly owned by RIC and beneficially owned by its partners and 509,323 Units directly owned by RI and beneficially owned by its partners. Each of Messrs. Robotti and Kenneth R. Wasiak and Ravenswood Management Company, L.L.C. ("RMC"), and each other party hereto, disclaims beneficial ownership of these Units except to the extent of his or its respective pecuniary interest therein, if any. Each of Robotti & Company, a broker-dealer registered under Section 15 of the Securities Exchange Act of 1934, as amended ("Exchange Act"), Robotti & Company Advisors, an investment adviser registered under the Investment Advisers Act of 1940, as amended, ROBT, the parent holding company of Robotti & Company and Robotti & Company Advisors, RIC, RI, RMC (together with ROBT, Robotti & Company, Robotti & Company Advisors, RIC, RI, Robert Robotti and Kenneth R. Wasiak, the "Reporting Parties"), the general partner of RIC and RI, Mr. Robotti, President and an owner of ROBT, President of Robotti & Company and Robotti & Company Advisors and a Managing Member of RMC, and Mr. Wasiak, a Managing Member of RMC, may be deemed a group (for the purpose of Rule 16a-1(a)(1) under the Exchange Act) Due to a 1000 character limit, Footnote 5 is a continuation of Footnote 4: with Spruce House Partners LP ("SHP"), Spruce House Capital LLC ("SHC," and together with SHP, Benjamin Stein, Zachary Sternberg, the "Spruce House Parties"), general partner of SHP, Mr. Stein and Mr. Sternberg, each Managing Members of SHC, due to a Joint Filing Agreement dated as of September 2, 2009 among such persons. Each of the Robotti Parties disclaims beneficial ownership of any Units owned by any of the Spruce House Parties. /s/ Robert Robotti 2009-09-14 /s/ Kenneth R. Wasiak 2009-09-14 Ravenswood Management Company, L.L.C. 2009-09-14 Ravenswood Investment Company, L.P. 2009-09-14 Ravenswood Investments III, L.P. 2009-09-14 Robotti & Company, Incorporated 2009-09-14 Robotti & Company, LLC 2009-09-14 Robotti & Company Advisors, LLC 2009-09-14 -----END PRIVACY-ENHANCED MESSAGE-----