FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
PNC FINANCIAL SERVICES GROUP INC [ PNC ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 07/30/2008 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
$5 Par Common Stock | 07/30/2008 | M | 9,271 | A | $69.66 | 118,200 | D | |||
$5 Par Common Stock | 07/30/2008 | S | 9,271 | D | $71.2214(1) | 108,929 | D | |||
$5 Par Common Stock | 6 | I | UTMA by spouse for daughter(2) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Phantom Stock Unit | (3) | 01/24/2008 | J(4) | V | 47 | (5) | (5) | $5 Par Common Stock | 47 | $58.605 | 4,399 | I | Deferred Compensation Plan | ||
Phantom Stock Unit | (3) | 04/24/2008 | J(4) | V | 44 | (5) | (5) | $5 Par Common Stock | 44 | $65.955 | 4,443 | I | Deferred Compensation Plan | ||
Phantom Stock Unit | (3) | 07/24/2008 | J(4) | V | 42 | (5) | (5) | $5 Par Common Stock | 42 | $69.92 | 4,485 | I | Deferred Compensation Plan | ||
Phantom Stock Unit | (3) | 07/30/2008 | I(6) | 4,485 | (5) | (5) | $5 Par Common Stock | 4,485 | $71.96 | 0 | I | Deferred Compensation Plan | |||
Employee Stock Option (Right-to-Buy) Reload Option | $69.66 | 07/30/2008 | M | 9,271 | 02/16/2007 | 02/17/2009 | $5 Par Common Stock | 9,271 | $0.00 | 0 | D |
Explanation of Responses: |
1. Represents the weighted average price of shares sold with actual prices ranging from $71.19 to $71.23. Upon a request from the staff of the SEC, the issuer, or a security holder of the issuer, the reporting person undertakes to provide full information regarding the number of shares sold at each separate price. |
2. These shares are maintained in a brokerage account registered in the name of the reporting person's spouse as Custodian under the Pennsylvania Uniform Transfers to Minors Act. The reporting person disclaims ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
3. One phantom stock unit is the economic equivalent of one share of PNC Common Stock. |
4. Phantom Stock Units received as dividend equivalents under the PNC Deferred Compensation Plan. |
5. Phantom Stock Units will be settled in cash upon distribution from the reporting person's plan account and generally do not expire. |
6. Phantom Stock Units liquidated in the PNC Deferred Compensation Plan, pursuant to a reallocation request. |
Remarks: |
Lori A. Hasselman, Attorney-in-Fact for Helen P. Pudlin | 08/01/2008 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |