FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 10/28/2013 |
3. Issuer Name and Ticker or Trading Symbol
ACCO BRANDS Corp [ ACCO ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 21,746 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Performance Stock Units (2011-2013) | (1) | (1) | Common Stock | 5,534 | $0.00 | D | |
Performance Stock Units (2012-2014) | (2) | (2) | Common Stock | 1,804 | $0.00 | D | |
Restricted Stock Units | (3) | (3) | Common Stock | 6,400 | $0.00 | D | |
Restricted Stock Units | (4) | (4) | Common Stock | 4,108 | $0.00 | D | |
Restricted Stock Units | (5) | (5) | Common Stock | 3,933 | $0.00 | D | |
Stock Option (right to buy) | 02/21/2014 | 02/21/2020 | Common Stock | 10,872 | $7.64 | D | |
Stock Option (right to buy) | 02/23/2013 | 02/23/2019 | Common Stock | 8,742 | $12.17 | D | |
Stock Option (right to buy) | 05/18/2012 | 05/18/2018 | Common Stock | 14,000 | $8.93 | D | |
Stock Option (right to buy) | 03/19/2009 | 03/19/2015 | Common Stock | 15,900 | $14.02 | D | |
Stock Option (right to buy) | 03/16/2008 | 03/16/2015 | Common Stock | 7,000 | $21.49 | D | |
Stock Option (right to buy) | 10/28/2005 | 10/28/2014 | Common Stock | 34,398 | $18.25 | D | |
Stock Option (right to buy) | 10/28/2005 | 10/28/2014 | Common Stock | 5,479 | $18.25 | D | |
Stock Settled Stock Appreciation Rights | 02/26/2010 | 02/26/2016 | Common Stock | 75,000 | $0.81 | D |
Explanation of Responses: |
1. Reflects PSUs granted under the Issuer's Amended and Restated 2011 Incentive Plan that were earned by the reporting person during completed one-year performance period(s). Subject to the reporting person's continued employment, earned PSUs become eligible for settlement into shares of common stock on December 31, 2013, upon the completion of the three-year performance cycle. |
2. Reflects PSUs granted under the Issuer's Amended and Restated 2011 Incentive Plan that were earned by the reporting person during completed one-year performance period(s). Subject to the reporting person's continued employment, earned PSUs become eligible for settlement into shares of common stock on December 31, 2014, upon the completion of the three-year performance cycle. |
3. Restricted Stock Units (RSUs) granted under the Issuer's Amended and Restated 2011 Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on May 18, 2014 (the "Vesting Date") provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan. |
4. Restricted Stock Units (RSUs) granted under the Issuer's Amended and Restated 2011 Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on February 23, 2015 (the "Vesting Date") provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan. |
5. Restricted Stock Units (RSUs) granted under the Issuer's Amended and Restated 2011 Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on February 21, 2016 (the "Vesting Date") provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan. |
Remarks: |
Pamela R. Schneider, Attorney-in-fact for Gregory J. McCormack | 11/07/2013 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |