-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O3KdToMiXSasJDkohDitXf2jo44rpQ4Y7rbAzDudHNHNBFpZzCseAtmoWhu964wE KegXErUZHKHTCnYOahLLTg== 0001181431-09-048070.txt : 20091020 0001181431-09-048070.hdr.sgml : 20091020 20091020140944 ACCESSION NUMBER: 0001181431-09-048070 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090513 FILED AS OF DATE: 20091020 DATE AS OF CHANGE: 20091020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUN MICROSYSTEMS, INC. CENTRAL INDEX KEY: 0000709519 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 942805249 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 6509601300 MAIL ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SUN MICROSYSTEMS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARKS MICHAEL E CENTRAL INDEX KEY: 0001163715 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15086 FILM NUMBER: 091127721 4 1 rrd255224.xml MARKS' FORM 4 RE: 11/5/08 GRANT X0303 4 2009-05-13 0 0000709519 SUN MICROSYSTEMS, INC. JAVA 0001163715 MARKS MICHAEL E 4150 NETWORK CIRCLE SANTA CLARA CA 95054 1 0 0 0 Common Stock 2009-05-13 4 S 0 50000 8.96 D 0 I By WB Investors, LLC Common Stock 2009-05-13 4 S 0 35000 8.96 D 0 I By Epping Investment Holdings, LLC Common Stock 46307 D Director Stock Option (Right to Buy) 21.08 2012-04-25 Common Stock 2500 2500 D This includes 44,622 shares of unvested restricted stock units. The reporting person disclaims beneficial ownership of these securities except to the extent that the reporting person is deemed to have a pecuniary interest in the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. This option vests and becomes exercisable in five equal annual installments beginning on the first anniversary of the date of grant. /s/ Michael E. Marks 2009-10-16 -----END PRIVACY-ENHANCED MESSAGE-----