-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Cka7girQLtwaYamxCUaTfA61cR2z3i5+kCCaozIs9PJ+s5XfnrO7eZaBmhMYUyA+ nCt4jIz5hGogLww57gS1nQ== 0001193125-09-205383.txt : 20091008 0001193125-09-205383.hdr.sgml : 20091008 20091008112742 ACCESSION NUMBER: 0001193125-09-205383 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091008 DATE AS OF CHANGE: 20091008 EFFECTIVENESS DATE: 20091008 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST CITIZENS BANCORPORATION INC CENTRAL INDEX KEY: 0000708848 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 570738665 STATE OF INCORPORATION: SC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-12553 FILM NUMBER: 091111430 BUSINESS ADDRESS: STREET 1: P O BOX 29 STREET 2: 1225 LADY STREET CITY: COLUMBIA STATE: SC ZIP: 29202 BUSINESS PHONE: 803-253-6028 MAIL ADDRESS: STREET 1: ACCOUNTING DEPT STREET 2: 1314 PARK ST PO BOX 29 CITY: COLUMBIA STATE: SC ZIP: 29201 FORMER COMPANY: FORMER CONFORMED NAME: FIRST CITIZENS BANCORPORATION OF SOUTH CAROLINA INC DATE OF NAME CHANGE: 19920703 13F-HR/A 1 d13fhra.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009. Check here if Amendment [X]; Amendment Number: 1 This Amendment (Check only one.): [X] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: First Citizens Bank and Trust Company, Inc. Address: 1230 Main Street Columbia, SC 29201 Form 13F File Number: 28- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that al required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: George Durban Title: Director of Trust Services Phone: 803-931-8589 Signature, Place, and Date of Signing: /s/ George Durban Columbia, South Carolina September 30, 2009 - ----------------- ------------------------ ------------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None Form 13F Information Table Entry Total: 111 Form 13F Information Table Value Total: (thousands) 96,478 List of Other Included Managers: None Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None FORM 13F INFORMATION TABLE
VOTING AUTHORITY VALUE SHARES/ SH/ PUT/ INVSTMT OTHER -------------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- WEATHERFORD INTERNATIONAL LTREG H27013103 479 23100 SH SOLE 21900 0 1200 WEATHERFORD INTERNATIONAL LTREG H27013103 20 950 SH DEFINED 950 0 0 NOBLE CORPORATION SHS H5833N103 580 15275 SH SOLE 15025 0 250 TRANSOCEAN LTD ZUG NAMEN AKT H8817H100 1605 18767 SH SOLE 18317 0 450 TRANSOCEAN LTD ZUG NAMEN AKT H8817H100 17 200 SH DEFINED 200 0 0 AFLAC INC COM 001055102 1945 45529 SH SOLE 44079 0 1450 AES CORPORATION 00130H105 808 54505 SH SOLE 53405 0 1100 AT&T INC COM 00206R102 1585 58698 SH SOLE 57698 0 1000 AT&T INC COM 00206R102 45 1650 SH DEFINED 1650 0 0 ABBOTT LABS COM 002824100 1666 33671 SH SOLE 33208 0 463 ALLIANCE DATA SYSTEM CORP 018581108 835 13665 SH SOLE 13465 0 200 ALTRIA GROUP INC COM 02209S103 491 27562 SH SOLE 27262 300 0 APPLE INC COM 037833100 2135 11519 SH SOLE 11419 0 100 ARROW ELECTRONICS INC 042735100 757 26915 SH SOLE 26415 0 500 BB&T CORP COM 054937107 726 26678 SH SOLE 26678 0 0 BP PLC SPONSORED ADR 055622104 713 13394 SH SOLE 12944 300 150 BAKER HUGHES INC COM 057224107 326 7639 SH SOLE 7639 0 0 BANK OF AMERICA CORP COM 060505104 1410 83393 SH SOLE 80693 0 2700 BAXTER INTL INC COM 071813109 547 9595 SH SOLE 9395 0 200 BOEING CO COM 097023105 271 5000 SH SOLE 5000 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 825 36623 SH SOLE 36223 0 400 CNOOC LTD SPONSORED ADR 126132109 766 5660 SH SOLE 5560 0 100 CATERPILLAR INC DEL COM 149123101 477 9300 SH SOLE 9300 0 0 CHARMING SHOPPES INC 161133103 59 12000 SH SOLE 12000 0 0 CHATTEM INC COM 162456107 737 11105 SH SOLE 10905 0 200 CHESAPEAKE ENERGY CORP 165167107 1717 60465 SH SOLE 59265 0 1200 CHEVRON CORP COM 166764100 1440 20440 SH SOLE 20010 300 130 CHUBB CORP COM 171232101 744 14755 SH SOLE 14555 0 200 CISCO SYS INC COM 17275R102 2163 91915 SH SOLE 89986 0 1929
FORM 13F INFORMATION TABLE
VOTING AUTHORITY VALUE SHARES/ SH/ PUT/ INVSTMT OTHER -------------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- COACH INC COM 189754104 912 27700 SH SOLE 27200 0 500 COCA COLA CO COM 191216100 2138 39812 SH SOLE 39362 300 150 COLGATE PALMOLIVE CO COM 194162103 1571 20600 SH SOLE 20600 0 0 CREDIT SUISSE GROUP ADR 225401108 732 13155 SH SOLE 12955 0 200 DEERE & CO COM 244199105 524 12200 SH SOLE 12200 0 0 DIAMOND OFFSHORE DRILLING INC 25271C102 454 4755 SH SOLE 4655 0 100 DIRECTTV GROUP INC COM 25459L106 982 35625 SH SOLE 34425 0 1200 DIRECTTV GROUP INC COM 25459L106 28 1000 SH DEFINED 1000 0 0 WALT DISNEY CO 254687106 838 30546 SH SOLE 30046 0 500 DUPONT EI DE NEMOURS & CO 263534109 222 6897 SH SOLE 6897 0 0 DUKE ENERGY HLDG CORP 26441C105 2361 150003 SH SOLE 148003 600 1400 ECOLAB INC COM 278865100 508 11000 SH SOLE 11000 0 0 EMERSON ELEC CO COM 291011104 620 15485 SH SOLE 15485 0 0 EXPRESS SCRIPTS INC COM 302182100 2685 34616 SH SOLE 33916 0 700 EXXON MOBIL CORP COM 30231G102 2999 43707 SH SOLE 43407 300 0 FPL GROUP INC COM 302571104 771 13960 SH SOLE 13460 0 500 FEDEX CORP COM 31428X106 767 10201 SH SOLE 10051 0 150 FLUOR CORP NEW COM 343412102 838 16490 SH SOLE 16140 0 350 FLUOR CORP NEW COM 343412102 41 800 SH DEFINED 800 0 0 FREEPORT-MCMORAN COPPER & GO 35671D857 521 7590 SH SOLE 7490 0 100 GENERAL DYNAMICS CORP COM 369550108 602 9316 SH SOLE 9166 0 150 GENERAL ELEC CO COM 369604103 2253 137289 SH SOLE 134189 600 2500 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 490 12417 SH SOLE 12117 300 0 HALLIBURTON CO COM 406216101 575 21209 SH SOLE 20939 0 270 HEALTH CARE REIT INC 42217K106 524 12585 SH SOLE 12335 0 250 HUDSON CITY BANCORP INC 443683107 543 41300 SH SOLE 40400 0 900 HUMANA INC COM 444859102 364 9775 SH SOLE 9575 0 200 ITT EDL SVCS INC COM 45068B109 734 6650 SH SOLE 6575 0 75 INTEL CORP COM 458140100 1848 94485 SH SOLE 93085 0 1400 INTERNATIONAL BUSINESS MACHS COM 459200101 2938 24561 SH SOLE 24221 0 340 ETF ISHARES TRUST BETTER I SHARES EFAE TRST 464287465 1881 34404 SH SOLE 34404 0 0 ISHARES TR S&P BETTER I SHARES TR S&P MID CAP 464287507 684 9927 SH SOLE 9927 0 0 ISHARES RUSSELL 2000 INDEX FFD 464287655 209 3465 SH SOLE 3465 0 0
FORM 13F INFORMATION TABLE
VOTING AUTHORITY VALUE SHARES/ SH/ PUT/ INVSTMT OTHER -------------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- JP MORGAN CHASE & CO INC 46625H100 579 13206 SH SOLE 13206 0 0 JOHNSON & JOHNSON COM 478160104 1188 19513 SH SOLE 18913 600 0 KIMBERLY CLARK CORP COM 494368103 518 8780 SH SOLE 8780 0 0 L-3 COMMUNICATIONS HLDGS INC COM 502424104 544 6772 SH SOLE 6647 0 125 LABORATORY CORP AMER COM NEW 50540R409 747 11365 SH SOLE 10965 0 400 LABORATORY CORP AMER COM NEW 50540R409 33 500 SH DEFINED 500 0 0 LOWES COS INC COM 548661107 1537 73417 SH SOLE 72117 0 1300 MARATHON OIL CORP COM 565849106 549 17227 SH SOLE 16957 0 270 MICROSOFT CORP COM 594918104 1655 64358 SH SOLE 63758 0 600 MONSANTO COMPANY 61166W101 502 6485 SH SOLE 6410 0 75 MOSAIC CO COM 61945A107 367 7640 SH SOLE 7440 0 200 MOSAIC CO COM 61945A107 25 525 SH DEFINED 525 0 0 NATIONAL OILWELL VARCO INC COM 637071101 539 12494 SH SOLE 12319 0 175 NUCOR CORP COM 670346105 1419 30198 SH SOLE 29848 0 350 NUCOR CORP COM 670346105 39 825 SH DEFINED 825 0 0 ORACLE CORP COM 68389X105 1322 63440 SH SOLE 61940 0 1500 ORACLE CORP COM 68389X105 38 1800 SH DEFINED 1800 0 0 PEABODY ENERGY CORP 704549104 1220 32770 SH SOLE 31870 0 900 PEABODY ENERGY CORP 704549104 19 500 SH DEFINED 500 0 0 PEPSICO INC COM 713448108 1472 25090 SH SOLE 24340 300 450 PFIZER INC COM 717081103 402 24300 SH SOLE 24300 0 0 PHILIP MORRIS INTL 718172109 837 17175 SH SOLE 16875 300 0 PRAXAIR INC COM 74005P104 546 6683 SH SOLE 6583 0 100 PRECISION CASTPARTS CORP 740189105 1056 10370 SH SOLE 10070 0 300 PRECISION CASTPARTS CORP 740189105 53 525 SH DEFINED 525 0 0 PROCTER & GAMBLE CO COM 742718109 2951 50953 SH SOLE 50440 300 213 PROGRESS ENERGY INC 743263105 910 23295 SH SOLE 23295 0 0 PRUDENTIAL FINANCIAL INC 744320102 554 11100 SH SOLE 10900 0 200 PUB SVC ENTERPRISE GRP 744573106 602 19150 SH SOLE 18850 0 300 RAYTHEON CO COM NEW 755111507 444 9265 SH SOLE 9265 0 0 SANOFI-AVENTIS SPONSORED ADR 80105N105 637 17235 SH SOLE 16935 0 300 SCANA CORP NEW COM 80589M102 2146 61505 SH SOLE 61505 0 0 SCHWAB CHARLES CORP NEW COM 808513105 806 42085 SH SOLE 40885 0 1200 SCHWAB CHARLES CORP NEW COM 808513105 59 3100 SH DEFINED 3100 0 0
FORM 13F INFORMATION TABLE
VOTING AUTHORITY VALUE SHARES/ SH/ PUT/ INVSTMT OTHER -------------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- SPECTRA ENERGY CORP 847560109 1025 54146 SH SOLE 54146 0 0 SYMANTEC CORP COM 871503108 566 34390 SH SOLE 33890 0 500 SYNOVUS FINL CORP COM 87161C105 161 43000 SH SOLE 43000 0 0 TARGET CORP COM 87612E106 1675 35875 SH SOLE 35175 0 700 TARGET CORP COM 87612E106 28 600 SH DEFINED 600 0 0 TEVA PHARMACEUTICAL INDS ADR 881624209 681 13460 SH SOLE 13260 0 200 THERMO FISHER SCIENTIFIC CORP COM 883556102 534 12225 SH SOLE 12225 0 0 3M CO COM 88579Y101 847 11483 SH SOLE 11358 0 125 TOTAL SYSTEM SERVICES INC 891906109 298 18500 SH SOLE 18500 0 0 UNION PACIFIC CORP 907818108 653 11190 SH SOLE 10890 0 300 UNITED PARCEL SERVICE 911312106 367 6500 SH SOLE 6500 0 0 VERIZON COMMUNICATIONS INC 92343V104 720 23788 SH SOLE 23488 0 300 WALGREEN CO COM 931422109 813 21710 SH SOLE 21310 0 400 WELLS FARGO & CO NEW COM 949746101 869 30825 SH SOLE 29746 600 479 WESTERN DIGITAL CORP 958102105 880 24108 SH SOLE 23808 0 300 GRAND TOTALS 96478 2688939 2645720 5100 38119
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