FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
RUBY TUESDAY INC [ RI ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 02/08/2007 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
$.01 Par Common | 02/08/2007 | A | 7.9303(1) | A | $0 | 962.1196 | I | By Spouse-401(k) | ||
$.01 Par Common | 1,894 | D | ||||||||
$.01 Par Common | 7,285 | I | By Spouse |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Share Equivalent Units | (2) | 02/08/2007 | A | 27.6454(3) | (4) | (5) | $.01 Par Common | 27.6454 | $0 | 3,256.6703 | I | By Spouse-Deferred Comp | |||
Share Equivalent Units | (2) | 02/08/2007 | A | 1.1322(3) | (4) | (5) | $.01 Par Common | 1.1322 | $0 | 133.3767 | I | Deferred Comp Plan |
Explanation of Responses: |
1. On February 8, 2007, the reporting person acquired shares of Ruby Tuesday common stock under the Ruby Tuesday 401(k) plan. |
2. conversion price is $0.00 |
3. Pursuant to the Ruby Tuesday, Inc. Deferred Compensation Plan, as restated on November 26, 2002 and amended on December 29, 2004, which is formulaic with respect to the reinvestment of dividends in shares of Ruby Tuesday common stock, the participant acquired shares of Ruby Tuesday common stock within his/her deferred compensation account due to the receipt of a cash dividend on shares of common stock held in the participant's deferred compensation account. |
4. Immediate |
5. Represents units credited to Reporting Person's account under the Company's Deferred Compensation Plan in respect of salary and/or bonus deferral. |
Remarks: |
By: Scarlett May, Attorney in Fact | 02/16/2007 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |