FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 07/01/2013 |
3. Issuer Name and Ticker or Trading Symbol
MOLEX INC [ MOLX/MOLXA ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Class A Common Stock | 6,500(1) | D | |
Class A Common Stock | 9,755 | I | Trust |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (Right to Acquire) Class A | 04/24/2010(2) | 04/24/2019 | Class A Common Stock | 9,600 | $14.51 | D | |
Stock Option (Right to Acquire) Class A | 10/01/2011(2) | 10/01/2020 | Class A Common Stock | 8,000 | $17.45 | D | |
Stock Option (Right to Acquire) Class A | 10/01/2013(2) | 10/01/2022 | Class A Common Stock | 6,700 | $21.4 | D |
Explanation of Responses: |
1. Restricted stock awards issued under the 2008 Molex Stock Incentive Plan that vests in 25% annual increments on the anniversary of the award commencing one year after the award are represented in this total as follows: 2,000 shares awarded on October 1, 2010 and 4,500 shares awarded on October 1, 2012. |
2. Option granted under the 2008 Molex Stock Incentive Plan that vests ratably over four years commencing on the first anniversary of the grant date and expires on the tenth anniversary of the grant date. |
/s/ Mark Pacioni, attorney-in-fact for Junichi Kaji | 07/10/2013 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |