-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MHJZJTRmOQc6ltW6FeOQfSlsov4NoTxWHhLFtaACVtCF2d/LbeUwUxZFZfHS//UV qR64+iNs7yFhTO1gR2ltOQ== 0001140361-05-010178.txt : 20051128 0001140361-05-010178.hdr.sgml : 20051128 20051128084306 ACCESSION NUMBER: 0001140361-05-010178 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051121 FILED AS OF DATE: 20051128 DATE AS OF CHANGE: 20051128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Castor Anthony T III CENTRAL INDEX KEY: 0001305078 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05558 FILM NUMBER: 051227153 BUSINESS ADDRESS: BUSINESS PHONE: 412-967-3838 MAIL ADDRESS: STREET 1: 103 GAMMA DRIVE EXT. CITY: PITTSBURGH STATE: PA ZIP: 15238 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KATY INDUSTRIES INC CENTRAL INDEX KEY: 0000054681 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 751277589 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 765 STRAITS TURNPIKE STREET 2: SUITE 2000 CITY: MIDDLEBURY STATE: CT ZIP: 06762 BUSINESS PHONE: 2035980397 MAIL ADDRESS: STREET 1: 765 STRAITS TURNPIKE STREET 2: SUITE 2000 CITY: MIDDLEBURY STATE: CT ZIP: 06762 4 1 doc1.xml FORM 4 X0202 4 2005-11-21 0 0000054681 KATY INDUSTRIES INC KT 0001305078 Castor Anthony T III 765 STRAITS TURNPIKE SUITE 2000 MIDDLEBURY CT 06762 1 1 0 0 President and CEO Common Stock 2005-11-21 2005-11-21 4 P 0 5000 2.08 A 10000 D Option to purchase Common Stock 2.75 2006-07-15 2015-07-15 Common Stock 750000 750000 D The stock options will vest ratably as follows: one-third on 6/1/06, one-third on 6/1/07 and one-third on 6/1/08. /s/ Michael C. Paul as attorney-in-fact for Anthony T. Castor III 2005-11-28 -----END PRIVACY-ENHANCED MESSAGE-----