-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HNqbcJaaApLvx2L9tZsqri+r1P6oMp+XFsZFg15Z+THXi4jRXVF9QAGoaqTrGqJQ A7IlCAqhXRTeSrtKaEYyAw== 0001140361-05-007813.txt : 20050930 0001140361-05-007813.hdr.sgml : 20050930 20050930162135 ACCESSION NUMBER: 0001140361-05-007813 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050919 FILED AS OF DATE: 20050930 DATE AS OF CHANGE: 20050930 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KATY INDUSTRIES INC CENTRAL INDEX KEY: 0000054681 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 751277589 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 765 STRAITS TURNPIKE STREET 2: SUITE 2000 CITY: MIDDLEBURY STATE: CT ZIP: 06762 BUSINESS PHONE: 2035980397 MAIL ADDRESS: STREET 1: 765 STRAITS TURNPIKE STREET 2: SUITE 2000 CITY: MIDDLEBURY STATE: CT ZIP: 06762 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brady Douglas A CENTRAL INDEX KEY: 0001339510 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05558 FILM NUMBER: 051114457 BUSINESS ADDRESS: BUSINESS PHONE: 203 598 0397 MAIL ADDRESS: STREET 1: C/O KATY INDUSTRIES, INC. STREET 2: 765 STRAITS TURNPIKE, SUITE 2000 CITY: MIDDLEBURY STATE: CT ZIP: 06762 3 1 doc1.xml FORM 3 X0202 3 2005-09-19 0 0000054681 KATY INDUSTRIES INC KT 0001339510 Brady Douglas A 765 STRAITS TURNPIKE MIDDLEBURY CT 06762 0 1 0 0 VP - Operations Option to purchase Common Stock 2.36 2006-09-16 2015-09-16 Option to purchase Common Stock 150000 D The Reporting Person's stock options vest ratably as follows: one-third on 9/16/06, one-third on 9/16/07, and one-third on 9/16/08. Michael C. Paul as attorney-in-fact for Douglas A. Brady 2005-09-30 -----END PRIVACY-ENHANCED MESSAGE-----