-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FlHtodoybpX7gmLcgxv/l/+DDMm6ai6Oy3/f4dcFZvgBXmDxMH2HQSvo4D+McGSL iXRcmhUZckf9owYiJ0FIPQ== 0001140361-05-007640.txt : 20050922 0001140361-05-007640.hdr.sgml : 20050922 20050922201158 ACCESSION NUMBER: 0001140361-05-007640 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050908 FILED AS OF DATE: 20050922 DATE AS OF CHANGE: 20050922 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KATY INDUSTRIES INC CENTRAL INDEX KEY: 0000054681 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 751277589 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 765 STRAITS TURNPIKE STREET 2: SUITE 2000 CITY: MIDDLEBURY STATE: CT ZIP: 06762 BUSINESS PHONE: 2035980397 MAIL ADDRESS: STREET 1: 765 STRAITS TURNPIKE STREET 2: SUITE 2000 CITY: MIDDLEBURY STATE: CT ZIP: 06762 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mata Joseph E CENTRAL INDEX KEY: 0001339513 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05558 FILM NUMBER: 051099028 BUSINESS ADDRESS: BUSINESS PHONE: 203 598 0397 MAIL ADDRESS: STREET 1: C/O KATY INDUSTRIES, INC. STREET 2: 765 STRAITS TURNPIKE, SUITE 2000 CITY: MIDDLEBURY STATE: CT ZIP: 06762 3 1 primary_doc.xml PRIMARY DOCUMENT X0202 3 2005-09-08 0 0000054681 KATY INDUSTRIES INC KT 0001339513 Mata Joseph E C/O KATY INDUSTRIES, INC. 765 STRAITS TURNPIKE, SUITE 2000 MIDDLEBURY CT 06762 0 1 0 0 VP - Human Resources Common Stock 400 D Option to Purchase Common Stock 3.4 2001-10-12 2011-10-12 Option to Purchase Common Stock 20000 D /s/ Michael C. Paul 2005-09-22 -----END PRIVACY-ENHANCED MESSAGE-----