-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KUVLXp6czRs+Z2jA5UZ0D3zEsFLXki80ZvL9L5HYxKzggAK8/PCOR+E7ttuBHTBf Y1O2m7N7xbtE9lvUyIT4aw== 0001140361-05-007639.txt : 20050922 0001140361-05-007639.hdr.sgml : 20050922 20050922200725 ACCESSION NUMBER: 0001140361-05-007639 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050908 FILED AS OF DATE: 20050922 DATE AS OF CHANGE: 20050922 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KATY INDUSTRIES INC CENTRAL INDEX KEY: 0000054681 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 751277589 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 765 STRAITS TURNPIKE STREET 2: SUITE 2000 CITY: MIDDLEBURY STATE: CT ZIP: 06762 BUSINESS PHONE: 2035980397 MAIL ADDRESS: STREET 1: 765 STRAITS TURNPIKE STREET 2: SUITE 2000 CITY: MIDDLEBURY STATE: CT ZIP: 06762 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mills Keith CENTRAL INDEX KEY: 0001339508 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05558 FILM NUMBER: 051099026 BUSINESS ADDRESS: BUSINESS PHONE: 203 598 0397 MAIL ADDRESS: STREET 1: C/O KATY INDUSTRIES, INC. STREET 2: 765 STRAITS TURNPIKE, SUITE 2000 CITY: MIDDLEBURY STATE: CT ZIP: 06762 3 1 primary_doc.xml PRIMARY DOCUMENT X0202 3 2005-09-08 0 0000054681 KATY INDUSTRIES INC KT 0001339508 Mills Keith C/O KATY INDUSTRIES, INC. 765 STRAITS TURNPIKE, SUITE 2000 MIDDLEBURY CT 06762 0 1 0 0 VP - International Operations Option to Purchase Common Stock 9.875 1999-12-10 2009-12-10 Option to Purchase Common Stock 11600 D Stock Appreciation Rights 3.15 2002-11-22 2012-11-22 Stock Appreciation Rights 18450 D The exercisable date, conversion price, and expiration date on the stock options reflect information from the most recent grant date. The Reporting Person has received stock options from 1995 to 1999 with conversion prices ranging from $9.875 to $19.56. /s/ Michael C. Paul 2005-09-22 -----END PRIVACY-ENHANCED MESSAGE-----