0000892712-12-000248.txt : 20120427
0000892712-12-000248.hdr.sgml : 20120427
20120427130210
ACCESSION NUMBER: 0000892712-12-000248
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120331
FILED AS OF DATE: 20120427
DATE AS OF CHANGE: 20120427
EFFECTIVENESS DATE: 20120427
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: INSTITUTIONAL CAPITAL LLC
CENTRAL INDEX KEY: 0000050672
IRS NUMBER: 030598064
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-00016
FILM NUMBER: 12787230
BUSINESS ADDRESS:
STREET 1: 225 WEST WACKER DRIVE
STREET 2: SUTIE 2400
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 312-424-9100
MAIL ADDRESS:
STREET 1: 225 WEST WACKER DRIVE
STREET 2: SUTIE 2400
CITY: CHICAGO
STATE: IL
ZIP: 60606
FORMER COMPANY:
FORMER CONFORMED NAME: INSTITUTIONAL CAPITAL CORP
DATE OF NAME CHANGE: 19920929
13F-HR
1
form13f.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Quarter Ended: March 31, 2012
Check here if Amendment [ ]; Amendment Number:_____
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holding
entries.
Institutional Investment Manager Filing this Report:
Name: Institutional Capital LLC
Address: 225 West Wacker Drive, Suite 2400
Chicago, Illinois 60606
Form 13F File No: 28-16
-----
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of the Reporting Manager:
Name: Brian E. Franc
Title: Executive Vice President and Chief Compliance Officer
Phone: (312) 424-9100
Signature, Place, and Date of Signing:
/s/ Brian E. Franc Chicago, Illinois 4/26/12
-------------------- ----------------- -------
(Signature) (City/State) (Date)
Report Type (Check only one.):
[ ] 13F Holdings Report (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F Notice (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[X] 13F Combination Report (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
13F File Number Name
--------------- ---------------------
028-01190 Frank Russell Company
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 82
Form 13F Information Table Value Total: $17,865,676
(in thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
13F File Number Name
1. Nuveen Investment Advisors, Inc.
INSTITUTIONAL CAPITAL LLC
FORM 13F
31-Mar-12
Voting Authority
-------------------------
Value Shares/ Sh/ Put/ Invstmt Othr
Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Mgrs Sole Shd None
------------------------------ ------------ --------- -------- ---------- --- ---- --------- ---- --------- --- ---------
ACE Ltd. SHS H0023R105 120,646 1,648,175 SH Sole 0 1,546,330 101,845
ACE Ltd. SHS H0023R105 595 8,135 SH Shared-Defined 1 0 8,135
Applied Materials Inc. COM 038222105 392,455 31,547,793 SH Sole 0 30,049,853 1,497,940
Applied Materials Inc. COM 038222105 570 45,851 SH Shared-Defined 1 0 45,851
Archer-Daniels-Midland Company COM 039483102 346,223 10,935,664 SH Sole 0 10,416,096 519,568
Archer-Daniels-Midland Company COM 039483102 547 17,293 SH Shared-Defined 1 0 17,293
BB&T Corp. COM 054937107 413,041 13,158,377 SH Sole 0 12,528,861 629,516
BB&T Corp. COM 054937107 617 19,667 SH Shared-Defined 1 0 19,667
BCE Inc. COM NEW 05534B760 155,573 3,883,488 SH Sole 0 3,723,637 159,851
BCE Inc. COM NEW 05534B760 555 13,857 SH Shared-Defined 1 0 13,857
BlackRock Inc. COM 09247X101 55,757 272,120 SH Sole 0 255,257 16,863
BlackRock Inc. COM 09247X101 299 1,460 SH Shared-Defined 1 0 1,460
CME Group Inc. COM 12572Q105 63,710 220,200 SH Sole 0 206,700 13,500
CME Group Inc. COM 12572Q105 324 1,122 SH Shared-Defined 1 0 1,122
Capital One Financial Corp. COM 14040H105 604,507 10,845,123 SH Sole 0 10,322,823 522,300
Capital One Financial Corp. COM 14040H105 948 17,015 SH Shared-Defined 1 0 17,015
Cisco Systems Inc. COM 17275R102 807,539 38,181,536 SH Sole 0 36,382,636 1,798,900
Cisco Systems Inc. COM 17275R102 1,156 54,693 SH Shared-Defined 1 0 54,693
Citigroup Inc. COM NEW 172967424 452,774 12,387,828 SH Sole 0 11,788,628 599,200
Citigroup Inc. COM NEW 172967424 729 19,958 SH Shared-Defined 1 0 19,958
Coca Cola Co. COM 191216100 228,023 3,080,983 SH Sole 0 2,938,000 142,983
Coca Cola Co. COM 191216100 513 6,931 SH Shared-Defined 1 0 6,931
ConocoPhillips COM 20825C104 729,627 9,599,095 SH Sole 0 9,192,645 406,450
ConocoPhillips COM 20825C104 949 12,493 SH Shared-Defined 1 0 12,493
Covidien PLC SHS G2554F113 365,814 6,690,093 SH Sole 0 6,382,041 308,052
Covidien PLC SHS G2554F113 533 9,751 SH Shared-Defined 1 0 9,751
Cummins Inc. COM 231021106 144,073 1,200,208 SH Sole 0 1,142,258 57,950
Cummins Inc. COM 231021106 246 2,050 SH Shared-Defined 1 0 2,050
Exxon Mobil Corp. COM 30231G102 785,546 9,057,372 SH Sole 0 8,642,822 414,550
Exxon Mobil Corp. COM 30231G102 1,184 13,653 SH Shared-Defined 1 0 13,653
General Electric Co. COM 369604103 542,821 27,046,432 SH Sole 0 25,893,982 1,152,450
General Electric Co. COM 369604103 764 38,076 SH Shared-Defined 1 0 38,076
Honeywell International Inc. COM 438516106 740,491 12,129,267 SH Sole 0 11,640,285 488,982
Honeywell International Inc. COM 438516106 1,072 17,572 SH Shared-Defined 1 0 17,572
JPMorgan Chase & Co. COM 46625H100 807,884 17,570,339 SH Sole 0 16,718,347 851,992
JPMorgan Chase & Co. COM 46625H100 1,315 28,606 SH Shared-Defined 1 0 28,606
Johnson Controls Inc. COM 478366107 551,729 16,986,723 SH Sole 0 16,156,219 830,504
Johnson Controls Inc. COM 478366107 707 21,783 SH Shared-Defined 1 0 21,783
Las Vegas Sands Corp. COM 517834107 1 10 SH Shared-Defined 1 0 10
Marathon Petroleum Corporation COM 56585A102 217,656 5,019,732 SH Sole 0 4,799,955 219,777
Marathon Petroleum Corporation COM 56585A102 251 5,800 SH Shared-Defined 1 0 5,800
McKesson Corp. COM 58155Q103 103,130 1,175,010 SH Sole 0 1,105,510 69,500
McKesson Corp. COM 58155Q103 359 4,087 SH Shared-Defined 1 0 4,087
Merck & Co. Inc. COM 58933Y105 315,043 8,204,256 SH Sole 0 7,826,210 378,046
Merck & Co. Inc. COM 58933Y105 420 10,951 SH Shared-Defined 1 0 10,951
MetLife Inc. COM 59156R108 427,291 11,440,201 SH Sole 0 10,888,910 551,291
MetLife Inc. COM 59156R108 651 17,438 SH Shared-Defined 1 0 17,438
Microsoft Corp. COM 594918104 1,015,644 31,492,826 SH Sole 0 30,024,287 1,468,539
Microsoft Corp. COM 594918104 1,232 38,196 SH Shared-Defined 1 0 38,196
Monsanto Co. COM 61166W101 398,388 4,994,836 SH Sole 0 4,755,810 239,026
Monsanto Co. COM 61166W101 622 7,804 SH Shared-Defined 1 0 7,804
Novartis AG SPONSORED ADR 66987V109 30,705 554,150 SH Sole 0 520,050 34,100
Novartis AG SPONSORED ADR 66987V109 164 2,956 SH Shared-Defined 1 0 2,956
Occidental Petroleum Corp. COM 674599105 429,600 4,511,182 SH Sole 0 4,306,268 204,914
Occidental Petroleum Corp. COM 674599105 599 6,295 SH Shared-Defined 1 0 6,295
Owens-Illinois Inc. COM NEW 690768403 60,322 2,584,480 SH Sole 0 2,425,129 159,351
Owens-Illinois Inc. COM NEW 690768403 326 13,974 SH Shared-Defined 1 0 13,974
Petroleo Brasileiro SA - ADR SPONSORED ADR 71654V408 33,625 1,266,000 SH Sole 0 1,039,750 226,250
Pfizer Inc. COM 717081103 1,165,181 51,420,467 SH Sole 0 49,120,899 2,299,568
Pfizer Inc. COM 717081103 1,420 62,719 SH Shared-Defined 1 0 62,719
Procter & Gamble Co. COM 742718109 1,100,611 16,375,712 SH Sole 0 15,643,112 732,600
Procter & Gamble Co. COM 742718109 1,368 20,368 SH Shared-Defined 1 0 20,368
Sanofi ADR SPONSORED ADR 80105N105 346,477 8,941,358 SH Sole 0 8,494,858 446,500
Sanofi ADR SPONSORED ADR 80105N105 581 15,005 SH Shared-Defined 1 0 15,005
Southwestern Energy Co. COM 845467109 237,166 7,750,547 SH Sole 0 7,389,397 361,150
Southwestern Energy Co. COM 845467109 346 11,328 SH Shared-Defined 1 0 11,328
Stanley Black & Decker Inc. COM 854502101 40,131 521,450 SH Sole 0 489,300 32,150
Stanley Black & Decker Inc. COM 854502101 208 2,712 SH Shared-Defined 1 0 2,712
Texas Instruments Inc. COM 882508104 659,652 19,626,677 SH Sole 0 18,667,960 958,717
Texas Instruments Inc. COM 882508104 962 28,617 SH Shared-Defined 1 0 28,617
Time Warner Inc. COM NEW 887317303 942,768 24,973,983 SH Sole 0 23,855,399 1,118,584
Time Warner Inc. COM NEW 887317303 1,257 33,315 SH Shared-Defined 1 0 33,315
UnitedHealth Group Inc. COM 91324P102 153,898 2,611,101 SH Sole 0 2,446,551 164,550
UnitedHealth Group Inc. COM 91324P102 623 10,573 SH Shared-Defined 1 0 10,573
Viacom Inc. CL B 92553P201 529,114 11,148,648 SH Sole 0 10,615,445 533,203
Viacom Inc. CL B 92553P201 818 17,243 SH Shared-Defined 1 0 17,243
Vodafone Group PLC SPONS ADR NEW 92857W209 779,234 28,161,683 SH Sole 0 26,232,573 1,929,110
Vodafone Group PLC SPONS ADR NEW 92857W209 1,055 38,132 SH Shared-Defined 1 0 38,132
Wells Fargo & Co. COM 949746101 459,729 13,465,984 SH Sole 0 12,819,547 646,437
Wells Fargo & Co. COM 949746101 661 19,374 SH Shared-Defined 1 0 19,374
Western Union Co. COM 959802109 84,209 4,784,605 SH Sole 0 4,482,955 301,650
Western Union Co. COM 959802109 322 18,305 SH Shared-Defined 1 0 18,305
REPORT SUMMARY 82 17,865,676