SEC Form 5
FORM 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
  
Form 3 Holdings Reported.
  
Form 4 Transactions Reported.
1. Name and Address of Reporting Person*
MENDELSON VICTOR H

(Last) (First) (Middle)
825 BRICKELL BAY DRIVE, SUITE 1644

(Street)
MIAMI FL 33131

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
HEICO CORP [ HEI, HEI.A ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Co-President
3. Statement for Issuer's Fiscal Year Ended (Month/Day/Year)
10/31/2018
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Amount (A) or (D) Price
Common Stock 801,266 D
Class A Common Stock 284,515 D
Class A Common Stock 10/24/2018 G 3,000 D $0 240,285 I Owned by Corporation(1)
Common Stock 172,515 I Owned by Partnership(2)
Common Stock 4,762 I As custodian for children
Class A Common Stock 19,137 I As custodian for children
Common Stock 91,921 I By 401(k)(3)
Class A Common Stock 87,024 I By 401(k)(3)
Common Stock 921 I By Keogh Account
Class A Common Stock 16,135 I By Keogh Account
Common Stock 465,318 I By Trusts(4)
Class A Common Stock 137,201 I By Trusts(4)
Common Stock 28,806 I By Trusts(5)
Class A Common Stock 8,465 I By Trusts(5)
Common Stock 1,311 I By 409A Plan(6)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
(A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Option (Right to purchase Common Stock) $10.9786 (7) 09/13/2020 Common Stock 381,470 381,470(8) D
Option (Right to purchase Common Stock) $15.9351 (7) 09/12/2021 Common Stock 305,176 305,176(8) D
Option (Right to purchase Common Stock) $21.4098 (7) 06/10/2023 Common Stock 122,070 122,070(8) D
Option (Right to purchase Common Stock) $29.6704 (7) 06/08/2025 Common Stock 97,656 97,656(8) D
Option (Right to purchase Common Stock) $24.9498 (7) 12/14/2025 Common Stock 97,656 97,656(8) D
Option (Right to purchase Common Stock) $44.9638 (7) 03/17/2027 Common Stock 195,313 195,313(8) D
Option (Right to purchase Common Stock) $70.656 (7) 03/16/2028 Common Stock 125,000 125,000(8) D
Option (Right to purchase Class A Common Stock) $15.4501 (7) 06/10/2023 Class A Common Stock 122,070 122,070(8) D
Explanation of Responses:
1. Represents shares owned by Mendelson International Corporation whose stock is owned solely by the Reporting Person and Eric Mendelson, the brother of the Reporting Person.
2. Represents shares owned by VHM Management Limited Partners, a partnership whose sole general partner is a corporation controlled by the Reporting Person.
3. Represents shares held for the benefit of the Reporting Person by the HEICO Corporation 401(k), based on a plan statement dated October 31, 2018.
4. Represents shares gifted by the Reporting Person to trusts for the benefit of the Reporting Person's immediate family members and whose Trustee is the Reporting Person.
5. Represents shares owned by the Victor H. Mendelson Revocable Investment Trust which is owned solely by the Reporting Person.
6. Represents shares held for the reporting person by the HEICO Corporation Leadership Compensation Plan (409A Plan).
7. These options are exercisable at 20% per year over five years from the date of grant.
8. All shares reflect the impact of a 5-for-4 stock split that was effected on June 28, 2018.
Remarks:
/s/ Victor H. Mendelson 12/12/2018
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.