SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Harkness Eric D.

(Last) (First) (Middle)
222 W. ADAMS ST.

(Street)
CHICAGO IL 60606

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/30/2015
3. Issuer Name and Ticker or Trading Symbol
GATX CORP [ GMT ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP, Treas. & Chief Risk Off.
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 2,104.05 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock-Settled Stock Appreciation Right 03/04/2010(1) 03/04/2016 Common Stock 1,800 $16.685 D
Stock-Settled Stock Appreciation Right 01/28/2011(1) 01/28/2017 Common Stock 2,100 $26.155 D
Stock-Settled Stock Appreciation Right 01/27/2012(1) 01/27/2018 Common Stock 2,900 $33.935 D
Stock-Settled Stock Appreciation Right 01/26/2013(1) 01/26/2019 Common Stock 2,400 $44.015 D
Stock-Settled Stock Appreciation Right 01/24/2014(1) 01/24/2020 Common Stock 2,900 $45.891 D
Stock-Settled Stock Appreciation Right 01/30/2015(1) 01/30/2021 Common Stock 2,600 $58.345 D
Stock-Settled Stock Appreciation Right 01/29/2016(1) 01/29/2022 Common Stock 3,200 $56.91 D
Explanation of Responses:
1. 33.33% of Stock-Settled Stock Appreciation Right granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant.
Remarks:
Exhibit List: Exhibit 1 - Confirming Statement
Lisa M. Ibarra, by Power of Attorney on behalf of Eric D. Harkness 02/06/2015
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.