SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Bauersachs Michael Dale

(Last) (First) (Middle)
12180 MORESTEAD COURT

(Street)
GLEN ALLEN VA 23059

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
02/19/2007
3. Issuer Name and Ticker or Trading Symbol
MASSEY ENERGY CO [ MEE ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Vice President - Planning
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock(1) 5,529 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Units (phantom stock units)(2) 09/10/2007 09/10/2008 Common Stock 186 (3) D
Employee Stock Option (right to buy)(4) (5) 07/09/2011 Common Stock 4,611 $19.42 D
Employee Stock Option (right to buy)(6) (5) 10/29/2011 Common Stock 4,618 $20.105 D
Employee Stock Option (right to buy)(7) (5) 10/21/2012 Common Stock 4,618 $5.21 D
Employee Stock Option (right to buy)(8) (9) 11/17/2013 Common Stock 4,618 $13.595 D
Restricted Units (phantom stock units)(10) 11/17/2007 11/17/2007 Common Stock 237 (3) D
Employee Stock Option (right to buy)(11) (12) 11/15/2014 Common Stock 6,927 $29.945 D
Restricted Units (phantom stock units)(13) 11/15/2008 11/15/2008 Common Stock 645 (3) D
Employee Stock Option (right to buy)(14) (15) 11/14/2015 Common Stock 6,927 $38.995 D
Restricted Units (phantom stock units)(16) 11/17/2007 11/17/2009 Common Stock 371 (3) D
Employee Stock Option (right to buy)(17) (18) 11/12/2016 Common Stock 5,000 $24.73 D
Restricted Units (phantom stock units)(19) 11/12/2007 11/12/2009 Common Stock 1,563 (3) D
Explanation of Responses:
1. Restrictions remain on 4,780 shares, all of which shall lapse at various times over during the next four years.
2. These restricted units are part of a grant made on 12/8/98, and vest and become payable in cash in two remaining installments of 93 units each on 9/10/07 and 9/10//08.
3. The settlement price of each restricted unit is the cash value of one share of Massey common stock on the date such units vest.
4. These stock options were granted on 7/9/01.
5. These stock options are presently fully exercisable.
6. These stock options were granted on 10/29/01.
7. These stock options were granted on 10/21/02.
8. These stock options were granted on 11/17/03.
9. Of the 4,618 options granted, restrictions on 3,464 options have lapsed and the restrictions on the remaining 1,154 options vest on 11/17/07.
10. These restricted units are part of a grant made on 11/17/03, and vest and become payable in cash in one remaining installment of 237 units on 11/17/07.
11. These stock options were granted on 11/15/04.
12. These stock options vest and become exercisable on 11/15/08; however, they may vest before such date if certain performance targets are met.
13. These restricted units were granted on 11/15/04, and vest and become payable in cash on 11/15/08; however, they may vest before such date if certain performance targets are met.
14. These stock options were granted on 11/14/05.
15. Of the 6,927 options granted, restrictions on 1,732 options have lapsed and the restrictions on the remaining 5,195 options vest in three equal installments on 11/17/07, 11/17/08, and 11/17/09.
16. These restricted units are part of a grant made on 11/14/05, and vest and become payable in cash in three equal installment of 237 units on 11/17/07, 11/17/08, and 11/17/09.
17. These stock options were granted on 11/12/06.
18. Restrictions on the 5,000 options granted, lapse in three equal installments on 11/12/07, 11/12/08, and 11/12/09.
19. These restricted units were granted on 11/12/06, and vest and become payable in cash in three equal installment of 521 units on 11/12/07, 11/12/08, and 11/12/09.
/s/ Richard R. Grinnan, attorney-in-fact 02/26/2007
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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