SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Williams Roger Thomas

(Last) (First) (Middle)
5207 DEVONSHIRE ROAD

(Street)
RICHMOND VA 23225

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
11/13/2006
3. Issuer Name and Ticker or Trading Symbol
MASSEY ENERGY CO [ MEE ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Vice President - Sales
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock(1) 3,902 D
Common Stock 1,500 I In an IRA plan of the Reporting Person
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (right to buy)(2) 11/15/2008 08/15/2015 Common Stock 6,927 $48.405 D
Restricted Units (phantom stock units)(3) 11/15/2008 11/15/2008 Common Stock 399 (4) D
Employee Stock Option (right to buy)(5) 11/17/2006 11/14/2015 Common Stock 6,927 $38.995 D
Restricted Units (phantom stock units)(6) 11/17/2006 11/17/2009 Common Stock 495 (4) D
Employee Stock Option (right to buy)(7) 11/12/2007 11/12/2016 Common Stock 5,000 $24.73 D
Restricted Units (phantom stock units)(8) 11/12/2007 11/12/2009 Common Stock 1,563 (4) D
Explanation of Responses:
1. These directly held shares represent a grant of 634 restricted shares granted on 8/15/05, 787 restricted shares granted on 11/14/05, and 2,481 restricted shares granted on 11/12/2006. The shares granted on 8/15/05 vest and become freely tradeable beginning on 11/15/08; however, they may vest before such date if certain performance targets are met. The shares granted on 11/14/05 vest and become freely tradeable in four equal annual installments beginning on 11/17/06. The shares granted on 11/12/06 vest and become freely tradeable in three equal annual installments beginning on 11/12/07.
2. These stock options were granted on 8/15/05 and vest and become exercisable on 11/15/08; however, they may vest before such date if certain performance targets are met.
3. These restricted units were granted on 8/15/05 and vest and become payable in cash on 11/15/08; however, they may vest before such date if certain performance targets are met.
4. The settlement price of each restricted unit is the cash value of one share of Massey common stock on the date such units vest.
5. These stock options were granted on 11/14/05 and vest and become exercisable in four equal annual installments beginning on 11/17/06.
6. These restricted units were granted on 11/14/05 and vest and become payable in cash in four equal annual installments beginning on 11/17/06.
7. These stock options were granted on 11/12/06 and vest and become exercisable in three equal annual installments beginning on 11/12/07.
8. These restricted units were granted on 11/12/06 and vest and become payable in cash in three equal annual installments beginning on 11/12/07.
/s/ Richard R. Grinnan, attorney-in-fact 11/17/2006
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.