-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Nh12Tx4sWTMb/FSUrnFuJOe6mkkpLAf66OeF/okQH1FpHiQYBNrpfE9yM0aEJaCJ 8A08Hjc65ljinMwA0vNMKQ== 0001015325-07-000388.txt : 20071120 0001015325-07-000388.hdr.sgml : 20071120 20071120134905 ACCESSION NUMBER: 0001015325-07-000388 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071116 FILED AS OF DATE: 20071120 DATE AS OF CHANGE: 20071120 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLORIDA ROCK INDUSTRIES INC CENTRAL INDEX KEY: 0000037651 STANDARD INDUSTRIAL CLASSIFICATION: CONCRETE GYPSUM PLASTER PRODUCTS [3270] IRS NUMBER: 590573002 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 155 EAST 21ST STREET CITY: JACKSONVILLE STATE: FL ZIP: 32206 BUSINESS PHONE: 9043551781 MAIL ADDRESS: STREET 1: 155 EAST 21ST ST CITY: JACKSONVILLE STATE: FL ZIP: 32206 FORMER COMPANY: FORMER CONFORMED NAME: SHANDS & BAKER INC DATE OF NAME CHANGE: 19730405 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARPENTER ALVIN R CENTRAL INDEX KEY: 0001101904 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07159 FILM NUMBER: 071259264 BUSINESS ADDRESS: STREET 1: 500 WATER STREET, 15TH FLOOR CITY: JACKSONVILLE STATE: FL ZIP: 32202 BUSINESS PHONE: 9043597699 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-11-16 0 0000037651 FLORIDA ROCK INDUSTRIES INC FRK 0001101904 CARPENTER ALVIN R 1 0 0 0 Common Stock 2007-11-16 4 D 0 1837 D 0 D Common Stock 2007-11-16 4 D 0 42444 D 0 D Common Stock 2007-11-16 4 D 0 4 D 0 I Shares held in SEP IRA Option to Buy 38.867 2007-11-16 4 D 0 1500 67 D 2005-01-26 2015-01-25 Common Stock 1500 0 D Option to Buy 39.787 2007-11-16 4 D 0 1500 67 D 2005-05-04 2015-05-03 Common Stock 1500 0 D Option to Buy 55 2007-11-16 4 D 0 1000 67 D 2005-08-03 2015-08-02 Common Stock 1000 0 D Option to Buy 61.36 2007-11-16 4 D 0 1000 67 D 2005-10-05 2015-10-04 Common Stock 1000 0 D Option to Buy 51.67 2007-11-16 4 D 0 1000 67 D 2005-12-07 2015-12-06 Common Stock 1000 0 D Option to Buy 54.75 2007-11-16 4 D 0 1000 67 D 2006-02-01 2016-01-31 Common Stock 1000 0 D Option to Buy 63.66 2007-11-16 4 D 0 1000 67 D 2006-05-03 2016-05-02 Common Stock 1000 0 D Option to Buy 37.68 2007-11-16 4 D 0 1000 67 D 2006-08-02 2016-08-01 Common Stock 1000 0 D Option to Buy 43.21 2007-11-16 4 D 0 2828 67 D 2006-12-06 2016-12-05 Common Stock 2828 0 D Shares held in director stock purchase plan account disposed of pursuant to merger agreement between issuer, Vulcan Materials Company, Virginia Holdco, Inc. and certain related parties in exchange for either (1) 0.63 shares of Virginia Holdco, Inc. common stock having a market value of $82.77 per share on the effective date of the merger and cash in lieu of fractional shares, determined by multiplying the fractional share amount by the closing price on the NYSE for Vulcan Materials Company common stock on the last trading day immediately preceding the effective date of the merger, (2) $67.00 in cash, or (3) a combination thereof, subject to proration based on the terms of the merger agreement. Shares held directly by the reporting person outside of the director stock purchase plan account disposed of pursuant to merger agreement between issuer, Vulcan Materials Company, Virginia Holdco, Inc. and certain related parties in exchange for either (1) 0.63 shares of Virginia Holdco, Inc. common stock having a market value of $82.77 per share on the effective date of the merger and cash in lieu of fractional shares, determined by multiplying the fractional share amount by the closing price on the NYSE for Vulcan Materials Company common stock on the last trading day immediately preceding the effective date of the merger, (2) $67.00 in cash, or (3) a combination thereof, subject to proration based on the terms of the merger agreement. Shares held in a separate IRA disposed of pursuant to merger agreement between issuer, Vulcan Materials Company, Virginia Holdco, Inc. and certain related parties in exchange for either (1) 0.63 shares of Virginia Holdco, Inc. common stock having a market value of $82.77 per share on the effective date of the merger and cash in lieu of fractional shares, determined by multiplying the fractional share amount by the closing price on the NYSE for Vulcan Materials Company common stock on the last trading day immediately preceding the effective date of the merger, (2) $67.00 in cash, or (3) a combination thereof, subject to proration based on the terms of the merger agreement. This option was cancelled in the merger in exchange for a cash payment of $42,199.95 representing the difference between the exercise price of the option and $67.00 per share. This option was cancelled in the merger in exchange for a cash payment of $40,819.95 representing the difference between the exercise price of the option and $67.00 per share. This option was cancelled in the merger in exchange for a cash payment of $12,000.00 representing the difference between the exercise price of the option and $67.00 per share. This option was cancelled in the merger in exchange for a cash payment of $5,640.00 representing the difference between the exercise price of the option and $67.00 per share. This option was cancelled in the merger in exchange for a cash payment of $15,330.00 representing the difference between the exercise price of the option and $67.00 per share. This option was cancelled in the merger in exchange for a cash payment of $12,250.00 representing the difference between the exercise price of the option and $67.00 per share. This option was cancelled in the merger in exchange for a cash payment of $3,340.00 representing the difference between the exercise price of the option and $67.00 per share. This option was cancelled in the merger in exchange for a cash payment of $29,320.00 representing the difference between the exercise price of the option and $67.00 per share. This option was cancelled in the merger in exchange for a cash payment of $67,278.12 representing the difference between the exercise price of the option and $67.00 per share. /s/ Daniel B. Nunn, Jr., Attorney in fact for Alvin R. Carpenter 2007-11-20 -----END PRIVACY-ENHANCED MESSAGE-----