-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Emufa5pQ7JpV2i9AVdDFppnRkUw7GAcgFXRzVev2ZtYOqqsJcWslCC83znVA7QKe FVccr0QR23Xu5atayZM9+g== 0001225208-09-016979.txt : 20090807 0001225208-09-016979.hdr.sgml : 20090807 20090807174346 ACCESSION NUMBER: 0001225208-09-016979 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090728 FILED AS OF DATE: 20090807 DATE AS OF CHANGE: 20090807 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zepke Carol M CENTRAL INDEX KEY: 0001274825 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11113 FILM NUMBER: 09996966 MAIL ADDRESS: STREET 1: 1021 ANACAPA ST CITY: SANTA BARBARA STATE: CA ZIP: 93160 FORMER NAME: FORMER CONFORMED NAME: KELLEHER CAROL DATE OF NAME CHANGE: 20031230 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PACIFIC CAPITAL BANCORP /CA/ CENTRAL INDEX KEY: 0000357264 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 953673456 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1021 ANACAPA STREET STREET 2: PO BOX 60839 CITY: SANTA BARBARA STATE: CA ZIP: 931600839 BUSINESS PHONE: 8055646312 MAIL ADDRESS: STREET 1: 1021 ANACAPA STREET STREET 2: PO BOX 60839 CITY: SANTA BARBARA STATE: CA ZIP: 93160-0839 FORMER COMPANY: FORMER CONFORMED NAME: SANTA BARBARA BANCORP DATE OF NAME CHANGE: 19920703 3 1 doc3.xml X0203 3 2009-07-28 0 0000357264 PACIFIC CAPITAL BANCORP /CA/ PCBC 0001274825 Zepke Carol M 1021 ANACAPA STREET SANTA BARBARA CA 93101 1 EVP and Corporate Secretary Common stock 7201 D Common stock 1039.155 I By 401(k) Common stock 439.309 I By ESOP stock option (employee) 21.02 2018-02-22 Common stock 4540 D stock option (right to buy) 28.185 2009-07-28 2014-04-28 Common stock 4133 D stock option (right to buy) 29.63 2016-07-24 Common stock 2500 D As of July 28, 2009, there were 908 options that were fully vested and exercisable. The remaining 3,632 options will vest in 4 equal annual installments of 908 options each on the anniversary date of the grant, beginning on February 22, 2010. As of July 28, 2009, there were 2,000 options that were fully vested and exercisable. The remaining 500 options will vest on July 24, 2010. By Janet O'Rourke/POA 2009-08-07 -----END PRIVACY-ENHANCED MESSAGE-----