EX-99.(A)(20) 2 d783293dex99a20.htm ARTICLES SUPPLEMENTARY AND ARTICLES OF AMENDMENT Articles Supplementary and Articles of Amendment

GREAT-WEST FUNDS, INC.

ARTICLES OF AMENDMENT

Great-West Funds, Inc., a Maryland corporation (the “Corporation”), in accordance with Section 2-607 of the Maryland General Corporation Law, hereby certifies as follows:

FIRST: The charter of the Corporation is hereby amended by changing the name of the following series of capital stock of the Corporation as follows:    

 

CURRENT SERIES/PORTFOLIO NAME    NEW SERIES/PORTFOLIO NAME

Great-West Putnam High Yield Bond Fund

  

Great-West High Yield Bond Fund

SECOND: The amendment was approved by a majority of the entire Board of Directors and is limited to a change expressly authorized by Section 2-605 of the Maryland General Corporation Law to be made without action by the stockholders.

THIRD: These Articles of Amendment shall become effective at 12:00 A.M. on the 1st day of July 2019.

IN WITNESS WHEREOF, the Corporation has caused these Articles of Amendment to be signed, and witnessed, in its name and on its behalf by its undersigned officers who acknowledge that these Articles of Amendment are the act of the Corporation, and certify that, to the best of their knowledge, information and belief, all matters and facts set forth herein are true in all material respects, and that this statement is made under the penalties of perjury.

 

GREAT-WEST FUNDS, INC.

/s/ Scott C. Sipple

Name:  Scott C. Sipple

Title:     President and Chief Executive Officer

 

ATTEST:

/s/ Cara B. Owen

Name:  Cara B. Owen

Title:     Senior Counsel and Assistant Secretary


GREAT-WEST FUNDS, INC.

ARTICLES SUPPLEMENTARY

Great-West Funds, Inc., a Maryland corporation registered as an open-end investment company under the Investment Company Act of 1940, as amended (the “Corporation”), hereby certifies to the State Department of Assessments and Taxation of Maryland that:

FIRST: On June 13, 2019 the Board of Directors of the Corporation, pursuant to the authority contained in the Corporation’s charter, and in accordance with Section 2-105(c) of the Maryland General Corporation Law, unanimously adopted resolutions approving:

 

1.

An increase in the total number of shares of capital stock which the Corporation shall have authority to issue from fifteen billion (15,000,000,000) shares of the par value of ten cents ($0.10) per share and of the aggregate par value of $1,500,000,000 to nineteen billion (19,000,000,000) shares of the par value of ten cents ($0.10) per share and of the aggregate par value of $1,900,000,000.

 

2.

The re-classification of the following shares of previously classified but unissued shares of Common Stock of the Corporation as follows:

 

Previously Classified Shares (expressed in millions)   Re-Classified Shares (expressed in millions)

Great-West Moderate Profile Fund Class L - 90

 

Great-West Moderate Profile Fund Class L - 180

Great-West Lifetime 2025 Fund Institutional Class - 30

 

Great-West Lifetime 2025 Fund Institutional Class - 60

Great-West Lifetime 2040 Fund Institutional Class - 5

 

Great-West Lifetime 2040 Fund Institutional Class - 10

SECOND: The total number of shares of capital stock that the Corporation has authority to issue has been increased or decreased by the Board of Directors in accordance with Section 2-105(c) of the Maryland General Corporation Law to the extent hereafter set forth.

THIRD: The shares of the Corporation reclassified pursuant to Articles Second of these Articles Supplementary have been so classified by the Board of Directors under the authority contained in the Articles of Amendment and Restatement of the Corporation.

FOURTH: Immediately prior to the effectiveness of these Articles Supplementary of the Corporation, the Corporation had the authority to issue fifteen billion (15,000,000,000) shares of common stock of the par value of $0.10 per share and of the aggregate par value of one billion five hundred million dollars ($1,500,000,000), of which the Board of Directors had designated 14,500,000,000 shares into portfolios and classes and classified the shares of each portfolio and class as follows:

 

Previous Classification of Shares
Series/Portfolio   Class   

Authorized
Shares

(expressed in
millions)

Great-West Government Money Market

 

Investor Class

  

3100

Great-West Government Money Market

 

Institutional Class

  

470


Previous Classification of Shares
Series/Portfolio   Class   

Authorized
Shares

(expressed in
millions)

Great-West Bond Index

 

Investor Class

  

85

Great-West Bond Index

 

Class L

  

75

Great-West Bond Index

 

Institutional Class

  

230

Great-West U.S. Government Securities

 

Investor Class

  

75

Great-West U.S. Government Securities

 

Class L

  

5

Great-West U.S. Government Securities

 

Institutional Class

  

75

Great-West S&P Small Cap 600® Index

 

Investor Class

  

100

Great-West S&P Small Cap 600® Index

 

Class L

  

10

Great-West S&P Small Cap 600® Index

 

Institutional Class

  

150

Great-West Putnam High Yield Bond

 

Investor Class

  

10

Great-West Putnam High Yield Bond

 

Class L

  

5

Great-West Putnam High Yield Bond

 

Institutional Class

  

150

Great-West Large Cap Growth

 

Investor Class

  

50

Great-West Large Cap Growth

 

Class L

  

5

Great-West Large Cap Growth

 

Institutional Class

  

200

Great-West International Growth

 

Investor Class

  

20

Great-West International Growth

 

Class L

  

5

Great-West International Growth

 

Institutional Class

  

150

Great-West Core Bond

 

Investor Class

  

20

Great-West Core Bond

 

Class L

  

5

Great-West Core Bond

 

Institutional Class

  

150

Great-West International Value

 

Investor Class

  

65

Great-West International Value

 

Class L

  

15

Great-West International Value

 

Institutional Class

  

200

Great-West S&P 500® Index

 

Investor Class

  

200

Great-West S&P 500® Index

 

Class L

  

70

Great-West S&P 500® Index

 

Institutional Class

  

300

Great-West Mid Cap Value

 

Investor Class

  

20

Great-West Mid Cap Value

 

Class L

  

34

Great-West Mid Cap Value

 

Institutional Class

  

150

Great-West Invesco Small Cap Value

 

Investor Class

  

10

Great-West Invesco Small Cap Value

 

Class L

  

5

Great-West Invesco Small Cap Value

 

Institutional Class

  

50


Previous Classification of Shares
Series/Portfolio   Class   

Authorized

Shares

(expressed in
millions)

Great-West Ariel Mid Cap Value

 

Investor Class

  

200

Great-West Ariel Mid Cap Value

 

Class L

  

5

Great-West Ariel Mid Cap Value

 

Institutional Class

  

50

Great-West Loomis Sayles Small Cap Value

 

Investor Class

  

15

Great-West Loomis Sayles Small Cap Value

 

Class L

  

5

Great-West Loomis Sayles Small Cap Value

 

Institutional Class

  

150

Great-West Multi-Sector Bond

 

Investor Class

  

80

Great-West Multi-Sector Bond

 

Class L

  

15

Great-West Multi-Sector Bond

 

Institutional Class

  

150

Great-West T. Rowe Price Equity Income

 

Investor Class

  

100

Great-West T. Rowe Price Equity Income

 

Class L

  

5

Great-West T. Rowe Price Equity Income

 

Institutional Class

  

200

Great-West Short Duration Bond

 

Investor Class

  

50

Great-West Short Duration Bond

 

Class L

  

5

Great-West Short Duration Bond

 

Institutional Class

  

150

Great-West T. Rowe Price Mid Cap Growth

 

Investor Class

  

100

Great-West T. Rowe Price Mid Cap Growth

 

Class L

  

15

Great-West T. Rowe Price Mid Cap Growth

 

Institutional Class

  

240

Great-West Global Bond

 

Investor Class

  

70

Great-West Global Bond

 

Class L

  

5

Great-West Global Bond

 

Institutional Class

  

150

Great-West S&P Mid Cap 400® Index

 

Investor Class

  

50

Great-West S&P Mid Cap 400® Index

 

Class L

  

5

Great-West S&P Mid Cap 400® Index

 

Institutional Class

  

150

Great-West International Index

 

Investor Class

  

40

Great-West International Index

 

Class L

  

22

Great-West International Index

 

Institutional Class

  

180

Great-West Putnam Equity Income

 

Investor Class

  

15

Great-West Putnam Equity Income

 

Class L

  

5

Great-West Putnam Equity Income

 

Institutional Class

  

150

Great-West Real Estate Index

 

Investor Class

  

17

Great-West Real Estate Index

 

Class L

  

22

Great-West Real Estate Index

 

Institutional Class

  

150


Previous Classification of Shares
Series/Portfolio   Class   

Authorized
Shares

(expressed in
millions)

Great-West Small Cap Growth

 

Investor Class

  

15

Great-West Small Cap Growth

 

Class L

  

5

Great-West Small Cap Growth

 

Institutional Class

  

50

Great-West Emerging Markets Equity

 

Investor Class

  

50

Great-West Emerging Markets Equity

 

Class L

  

15

Great-West Emerging Markets Equity

 

Institutional Class

  

150

Great-West Inflation-Protected Securities

 

Investor Class

  

50

Great-West Inflation-Protected Securities

 

Class L

  

15

Great-West Inflation-Protected Securities

 

Institutional Class

  

100

Great-West Conservative Profile

 

Investor Class

  

100

Great-West Conservative Profile

 

Class L

  

110

Great-West Conservative Profile

 

Institutional Class

  

10

Great-West Moderately Conservative Profile

 

Investor Class

  

100

Great-West Moderately Conservative Profile

 

Class L

  

50

Great-West Moderately Conservative Profile

 

Institutional Class

  

10

Great-West Moderate Profile

 

Investor Class

  

350

Great-West Moderate Profile

 

Class L

  

90

Great-West Moderate Profile

 

Institutional Class

  

30

Great-West Moderately Aggressive Profile

 

Investor Class

  

150

Great-West Moderately Aggressive Profile

 

Class L

  

45

Great-West Moderately Aggressive Profile

 

Institutional Class

  

15

Great-West Aggressive Profile

 

Investor Class

  

225

Great-West Aggressive Profile

 

Class L

  

40

Great-West Aggressive Profile

 

Institutional Class

  

50

Great-West Core Strategies: U.S. Equity

 

Investor Class

  

5

Great-West Core Strategies: U.S. Equity

 

Class L

  

60

Great-West Core Strategies: U.S. Equity

 

Institutional Class

  

80

Great-West Core Strategies: International Equity

 

Investor Class

  

5

Great-West Core Strategies: International Equity

 

Class L

  

86

Great-West Core Strategies: International Equity

 

Institutional Class

  

50

Great-West Core Strategies: Flexible Bond

 

Investor Class

  

5

Great-West Core Strategies: Flexible Bond

 

Class L

  

60

Great-West Core Strategies: Flexible Bond

 

Institutional Class

  

25


Previous Classification of Shares
Series/Portfolio   Class   

Authorized
Shares

(expressed in
millions)

Great-West Core Strategies: Inflation-Protected Securities

 

Investor Class

  

5

Great-West Core Strategies: Inflation-Protected Securities

 

Class L

  

68

Great-West Core Strategies: Inflation-Protected Securities

 

Institutional Class

  

60

Great-West Core Strategies: Short Duration Bond

 

Investor Class

  

5

Great-West Core Strategies: Short Duration Bond

 

Class L

  

62

Great-West Core Strategies: Short Duration Bond

 

Institutional Class

  

25

Great-West Lifetime Conservative 2015

 

Investor Class

  

35

Great-West Lifetime Conservative 2015

 

Service Class

  

35

Great-West Lifetime Conservative 2015

 

Class L

  

5

Great-West Lifetime Conservative 2015

 

Institutional Class

  

5

Great-West Lifetime 2015

 

Investor Class

  

70

Great-West Lifetime 2015

 

Service Class

  

135

Great-West Lifetime 2015

 

Class L

  

60

Great-West Lifetime 2015

 

Institutional Class

  

20

Great-West Lifetime Conservative 2020

 

Investor Class

  

35

Great-West Lifetime Conservative 2020

 

Service Class

  

35

Great-West Lifetime Conservative 2020

 

Class L

  

5

Great-West Lifetime Conservative 2020

 

Institutional Class

  

5

Great-West Lifetime 2020

 

Investor Class

  

5

Great-West Lifetime 2020

 

Service Class

  

35

Great-West Lifetime 2020

 

Class L

  

15

Great-West Lifetime 2020

 

Institutional Class

  

10

Great-West Lifetime Conservative 2025

 

Investor Class

  

35

Great-West Lifetime Conservative 2025

 

Service Class

  

35

Great-West Lifetime Conservative 2025

 

Class L

  

5

Great-West Lifetime Conservative 2025

 

Institutional Class

  

5

Great-West Lifetime 2025

 

Investor Class

  

70

Great-West Lifetime 2025

 

Service Class

  

230

Great-West Lifetime 2025

 

Class L

  

45

Great-West Lifetime 2025

 

Institutional Class

  

30

Great-West Lifetime Conservative 2030

 

Investor Class

  

35

Great-West Lifetime Conservative 2030

 

Service Class

  

35

Great-West Lifetime Conservative 2030

 

Class L

  

5


Previous Classification of Shares
Series/Portfolio   Class   

Authorized
Shares

(expressed in
millions)

Great-West Lifetime Conservative 2030

 

Institutional Class

  

5

Great-West Lifetime 2030

 

Investor Class

  

35

Great-West Lifetime 2030

 

Service Class

  

35

Great-West Lifetime 2030

 

Class L

  

16

Great-West Lifetime 2030

 

Institutional Class

  

10

Great-West Lifetime Conservative 2035

 

Investor Class

  

35

Great-West Lifetime Conservative 2035

 

Service Class

  

35

Great-West Lifetime Conservative 2035

 

Class L

  

5

Great-West Lifetime Conservative 2035

 

Institutional Class

  

5

Great-West Lifetime 2035

 

Investor Class

  

70

Great-West Lifetime 2035

 

Service Class

  

225

Great-West Lifetime 2035

 

Class L

  

40

Great-West Lifetime 2035

 

Institutional Class

  

50

Great-West Lifetime Conservative 2040

 

Investor Class

  

35

Great-West Lifetime Conservative 2040

 

Service Class

  

35

Great-West Lifetime Conservative 2040

 

Class L

  

5

Great-West Lifetime Conservative 2040

 

Institutional Class

  

5

Great-West Lifetime 2040

 

Investor Class

  

35

Great-West Lifetime 2040

 

Service Class

  

35

Great-West Lifetime 2040

 

Class L

  

14

Great-West Lifetime 2040

 

Institutional Class

  

5

Great-West Lifetime Conservative 2045

 

Investor Class

  

35

Great-West Lifetime Conservative 2045

 

Service Class

  

35

Great-West Lifetime Conservative 2045

 

Class L

  

5

Great-West Lifetime Conservative 2045

 

Institutional Class

  

5

Great-West Lifetime 2045

 

Investor Class

  

70

Great-West Lifetime 2045

 

Service Class

  

120

Great-West Lifetime 2045

 

Class L

  

28

Great-West Lifetime 2045

 

Institutional Class

  

30

Great-West Lifetime Conservative 2050

 

Investor Class

  

35

Great-West Lifetime Conservative 2050

 

Service Class

  

35

Great-West Lifetime Conservative 2050

 

Class L

  

5

Great-West Lifetime Conservative 2050

 

Institutional Class

  

5

Great-West Lifetime 2050

 

Investor Class

  

5

Great-West Lifetime 2050

 

Service Class

  

35


Previous Classification of Shares
Series/Portfolio   Class   

Authorized
Shares

(expressed in
millions)

Great-West Lifetime 2050

 

Class L

  

5

Great-West Lifetime 2050

 

Institutional Class

  

5

Great-West Lifetime Conservative 2055

 

Investor Class

  

35

Great-West Lifetime Conservative 2055

 

Service Class

  

35

Great-West Lifetime Conservative 2055

 

Class L

  

5

Great-West Lifetime Conservative 2055

 

Institutional Class

  

5

Great-West Lifetime 2055

 

Investor Class

  

70

Great-West Lifetime 2055

 

Service Class

  

70

Great-West Lifetime 2055

 

Class L

  

28

Great-West Lifetime 2055

 

Institutional Class

  

10

Great-West Lifetime Conservative 2060

 

Investor Class

  

35

Great-West Lifetime Conservative 2060

 

Service Class

  

35

Great-West Lifetime Conservative 2060

 

Class L

  

5

Great-West Lifetime Conservative 2060

 

Institutional Class

  

5

Great-West Lifetime 2060

 

Investor Class

  

70

Great-West Lifetime 2060

 

Service Class

  

70

Great-West Lifetime 2060

 

Class L

  

28

Great-West Lifetime 2060

 

Institutional Class

  

10

Great-West SecureFoundation® Balanced

 

Investor Class

  

50

Great-West SecureFoundation® Balanced

 

Service Class

  

30

Great-West SecureFoundation® Balanced

 

Class L

  

50

Great-West SecureFoundation® Balanced

 

Institutional Class

  

20

Great-West SecureFoundation® Balanced ETF

 

Class A

  

20

Great-West SecureFoundation® Lifetime 2020

 

Investor Class

  

15

Great-West SecureFoundation® Lifetime 2020

 

Service Class

  

5

Great-West SecureFoundation® Lifetime 2020

 

Class L

  

5

Great-West SecureFoundation® Lifetime 2020

 

Institutional Class

  

5

Great-West SecureFoundation® Lifetime 2025

 

Investor Class

  

30

Great-West SecureFoundation® Lifetime 2025

 

Service Class

  

30

Great-West SecureFoundation® Lifetime 2025

 

Class L

  

5

Great-West SecureFoundation® Lifetime 2025

 

Institutional Class

  

5

Great-West SecureFoundation® Lifetime 2030

 

Investor Class

  

20

Great-West SecureFoundation® Lifetime 2030

 

Service Class

  

5

Great-West SecureFoundation® Lifetime 2030

 

Class L

  

5

Great-West SecureFoundation® Lifetime 2030

 

Institutional Class

  

5


Previous Classification of Shares
Series/Portfolio   Class   

Authorized
Shares

(expressed in
millions)

Great-West SecureFoundation® Lifetime 2035

 

Investor Class

  

30

Great-West SecureFoundation® Lifetime 2035

 

Service Class

  

10

Great-West SecureFoundation® Lifetime 2035

 

Class L

  

5

Great-West SecureFoundation® Lifetime 2035

 

Institutional Class

  

5

Great-West SecureFoundation® Lifetime 2040

 

Investor Class

  

15

Great-West SecureFoundation® Lifetime 2040

 

Service Class

  

5

Great-West SecureFoundation® Lifetime 2040

 

Class L

  

5

Great-West SecureFoundation® Lifetime 2040

 

Institutional Class

  

5

Great-West SecureFoundation® Lifetime 2045

 

Investor Class

  

10

Great-West SecureFoundation® Lifetime 2045

 

Service Class

  

10

Great-West SecureFoundation® Lifetime 2045

 

Class L

  

5

Great-West SecureFoundation® Lifetime 2045

 

Institutional Class

  

5

Great-West SecureFoundation® Lifetime 2050

 

Investor Class

  

5

Great-West SecureFoundation® Lifetime 2050

 

Service Class

  

5

Great-West SecureFoundation® Lifetime 2050

 

Class L

  

5

Great-West SecureFoundation® Lifetime 2050

 

Institutional Class

  

5

Great-West SecureFoundation® Lifetime 2055

 

Investor Class

  

10

Great-West SecureFoundation® Lifetime 2055

 

Service Class

  

10

Great-West SecureFoundation® Lifetime 2055

 

Class L

  

5

Great-West SecureFoundation® Lifetime 2055

 

Institutional Class

  

5

Great-West SecureFoundation® Lifetime 2060

 

Investor Class

  

10

Great-West SecureFoundation® Lifetime 2060

 

Service Class

  

10

Great-West SecureFoundation® Lifetime 2060

 

Class L

  

5

Great-West SecureFoundation® Lifetime 2060

 

Institutional Class

  

5

          

Unclassified Capital Stock:

      

500

          

Total:

      

15,000

As supplemented hereby, the Corporation’s Articles of Amendment and Restatement authorize the issuance of nineteen billion (19,000,000,000) shares of common stock of the par value of $0.10 per share and of the aggregate par value of one billion nine hundred million dollars ($1,900,000,000), classified as follows:


Current Classification of Shares
Series/Portfolio   Class   

Authorized
Shares

(expressed in
millions)

Great-West Government Money Market

 

Investor Class

  

3100

Great-West Government Money Market

 

Institutional Class

  

470

Great-West Bond Index

 

Investor Class

  

85

Great-West Bond Index

 

Class L

  

75

Great-West Bond Index

 

Institutional Class

  

230

Great-West U.S. Government Securities

 

Investor Class

  

75

Great-West U.S. Government Securities

 

Class L

  

5

Great-West U.S. Government Securities

 

Institutional Class

  

75

Great-West S&P Small Cap 600® Index

 

Investor Class

  

100

Great-West S&P Small Cap 600® Index

 

Class L

  

10

Great-West S&P Small Cap 600® Index

 

Institutional Class

  

150

Great-West Putnam High Yield Bond

 

Investor Class

  

10

Great-West Putnam High Yield Bond

 

Class L

  

5

Great-West Putnam High Yield Bond

 

Institutional Class

  

150

Great-West Large Cap Growth

 

Investor Class

  

50

Great-West Large Cap Growth

 

Class L

  

5

Great-West Large Cap Growth

 

Institutional Class

  

200

Great-West International Growth

 

Investor Class

  

20

Great-West International Growth

 

Class L

  

5

Great-West International Growth

 

Institutional Class

  

150

Great-West Core Bond

 

Investor Class

  

20

Great-West Core Bond

 

Class L

  

5

Great-West Core Bond

 

Institutional Class

  

150

Great-West International Value

 

Investor Class

  

65

Great-West International Value

 

Class L

  

15

Great-West International Value

 

Institutional Class

  

200

Great-West S&P 500® Index

 

Investor Class

  

200

Great-West S&P 500® Index

 

Class L

  

70

Great-West S&P 500® Index

 

Institutional Class

  

300

Great-West Mid Cap Value

 

Investor Class

  

20

Great-West Mid Cap Value

 

Class L

  

34

Great-West Mid Cap Value

 

Institutional Class

  

150

Great-West Invesco Small Cap Value

 

Investor Class

  

10


Current Classification of Shares
Series/Portfolio   Class   

Authorized
Shares

(expressed in
millions)

Great-West Invesco Small Cap Value

 

Class L

  

5

Great-West Invesco Small Cap Value

 

Institutional Class

  

50

Great-West Ariel Mid Cap Value

 

Investor Class

  

200

Great-West Ariel Mid Cap Value

 

Class L

  

5

Great-West Ariel Mid Cap Value

 

Institutional Class

  

50

Great-West Loomis Sayles Small Cap Value

 

Investor Class

  

15

Great-West Loomis Sayles Small Cap Value

 

Class L

  

5

Great-West Loomis Sayles Small Cap Value

 

Institutional Class

  

150

Great-West Multi-Sector Bond

 

Investor Class

  

80

Great-West Multi-Sector Bond

 

Class L

  

15

Great-West Multi-Sector Bond

 

Institutional Class

  

150

Great-West T. Rowe Price Equity Income

 

Investor Class

  

100

Great-West T. Rowe Price Equity Income

 

Class L

  

5

Great-West T. Rowe Price Equity Income

 

Institutional Class

  

200

Great-West Short Duration Bond

 

Investor Class

  

50

Great-West Short Duration Bond

 

Class L

  

5

Great-West Short Duration Bond

 

Institutional Class

  

150

Great-West T. Rowe Price Mid Cap Growth

 

Investor Class

  

100

Great-West T. Rowe Price Mid Cap Growth

 

Class L

  

15

Great-West T. Rowe Price Mid Cap Growth

 

Institutional Class

  

240

Great-West Global Bond

 

Investor Class

  

70

Great-West Global Bond

 

Class L

  

5

Great-West Global Bond

 

Institutional Class

  

150

Great-West S&P Mid Cap 400® Index

 

Investor Class

  

50

Great-West S&P Mid Cap 400® Index

 

Class L

  

5

Great-West S&P Mid Cap 400® Index

 

Institutional Class

  

150

Great-West International Index

 

Investor Class

  

40

Great-West International Index

 

Class L

  

22

Great-West International Index

 

Institutional Class

  

180

Great-West Putnam Equity Income

 

Investor Class

  

15

Great-West Putnam Equity Income

 

Class L

  

5

Great-West Putnam Equity Income

 

Institutional Class

  

150

Great-West Real Estate Index

 

Investor Class

  

17


Current Classification of Shares
Series/Portfolio   Class   

Authorized

Shares

(expressed in
millions)

Great-West Real Estate Index

 

Class L

  

22

Great-West Real Estate Index

 

Institutional Class

  

150

Great-West Small Cap Growth

 

Investor Class

  

15

Great-West Small Cap Growth

 

Class L

  

5

Great-West Small Cap Growth

 

Institutional Class

  

50

Great-West Emerging Markets Equity

 

Investor Class

  

50

Great-West Emerging Markets Equity

 

Class L

  

15

Great-West Emerging Markets Equity

 

Institutional Class

  

150

Great-West Inflation-Protected Securities

 

Investor Class

  

50

Great-West Inflation-Protected Securities

 

Class L

  

15

Great-West Inflation-Protected Securities

 

Institutional Class

  

100

Great-West Conservative Profile

 

Investor Class

  

100

Great-West Conservative Profile

 

Class L

  

110

Great-West Conservative Profile

 

Institutional Class

  

10

Great-West Moderately Conservative Profile

 

Investor Class

  

100

Great-West Moderately Conservative Profile

 

Class L

  

50

Great-West Moderately Conservative Profile

 

Institutional Class

  

10

Great-West Moderate Profile

 

Investor Class

  

350

Great-West Moderate Profile

 

Class L

  

180

Great-West Moderate Profile

 

Institutional Class

  

30

Great-West Moderately Aggressive Profile

 

Investor Class

  

150

Great-West Moderately Aggressive Profile

 

Class L

  

45

Great-West Moderately Aggressive Profile

 

Institutional Class

  

15

Great-West Aggressive Profile

 

Investor Class

  

225

Great-West Aggressive Profile

 

Class L

  

40

Great-West Aggressive Profile

 

Institutional Class

  

50

Great-West Core Strategies: U.S. Equity

 

Investor Class

  

5

Great-West Core Strategies: U.S. Equity

 

Class L

  

60

Great-West Core Strategies: U.S. Equity

 

Institutional Class

  

80

Great-West Core Strategies: International Equity

 

Investor Class

  

5

Great-West Core Strategies: International Equity

 

Class L

  

86

Great-West Core Strategies: International Equity

 

Institutional Class

  

50

Great-West Core Strategies: Flexible Bond

 

Investor Class

  

5


Current Classification of Shares
Series/Portfolio   Class   

Authorized
Shares

(expressed in
millions)

Great-West Core Strategies: Flexible Bond

 

Class L

  

60

Great-West Core Strategies: Flexible Bond

 

Institutional Class

  

25

Great-West Core Strategies: Inflation-Protected Securities

 

Investor Class

  

5

Great-West Core Strategies: Inflation-Protected Securities

 

Class L

  

68

Great-West Core Strategies: Inflation-Protected Securities

 

Institutional Class

  

60

Great-West Core Strategies: Short Duration Bond

 

Investor Class

  

5

Great-West Core Strategies: Short Duration Bond

 

Class L

  

62

Great-West Core Strategies: Short Duration Bond

 

Institutional Class

  

25

Great-West Lifetime Conservative 2015

 

Investor Class

  

35

Great-West Lifetime Conservative 2015

 

Service Class

  

35

Great-West Lifetime Conservative 2015

 

Class L

  

5

Great-West Lifetime Conservative 2015

 

Institutional Class

  

5

Great-West Lifetime 2015

 

Investor Class

  

70

Great-West Lifetime 2015

 

Service Class

  

135

Great-West Lifetime 2015

 

Class L

  

60

Great-West Lifetime 2015

 

Institutional Class

  

20

Great-West Lifetime Conservative 2020

 

Investor Class

  

35

Great-West Lifetime Conservative 2020

 

Service Class

  

35

Great-West Lifetime Conservative 2020

 

Class L

  

5

Great-West Lifetime Conservative 2020

 

Institutional Class

  

5

Great-West Lifetime 2020

 

Investor Class

  

5

Great-West Lifetime 2020

 

Service Class

  

35

Great-West Lifetime 2020

 

Class L

  

15

Great-West Lifetime 2020

 

Institutional Class

  

10

Great-West Lifetime Conservative 2025

 

Investor Class

  

35

Great-West Lifetime Conservative 2025

 

Service Class

  

35

Great-West Lifetime Conservative 2025

 

Class L

  

5

Great-West Lifetime Conservative 2025

 

Institutional Class

  

5

Great-West Lifetime 2025

 

Investor Class

  

70

Great-West Lifetime 2025

 

Service Class

  

230

Great-West Lifetime 2025

 

Class L

  

45

Great-West Lifetime 2025

 

Institutional Class

  

60

Great-West Lifetime Conservative 2030

 

Investor Class

  

35


Current Classification of Shares
Series/Portfolio   Class   

Authorized
Shares

(expressed in
millions)

Great-West Lifetime Conservative 2030

 

Service Class

  

35

Great-West Lifetime Conservative 2030

 

Class L

  

5

Great-West Lifetime Conservative 2030

 

Institutional Class

  

5

Great-West Lifetime 2030

 

Investor Class

  

35

Great-West Lifetime 2030

 

Service Class

  

35

Great-West Lifetime 2030

 

Class L

  

16

Great-West Lifetime 2030

 

Institutional Class

  

10

Great-West Lifetime Conservative 2035

 

Investor Class

  

35

Great-West Lifetime Conservative 2035

 

Service Class

  

35

Great-West Lifetime Conservative 2035

 

Class L

  

5

Great-West Lifetime Conservative 2035

 

Institutional Class

  

5

Great-West Lifetime 2035

 

Investor Class

  

70

Great-West Lifetime 2035

 

Service Class

  

225

Great-West Lifetime 2035

 

Class L

  

40

Great-West Lifetime 2035

 

Institutional Class

  

50

Great-West Lifetime Conservative 2040

 

Investor Class

  

35

Great-West Lifetime Conservative 2040

 

Service Class

  

35

Great-West Lifetime Conservative 2040

 

Class L

  

5

Great-West Lifetime Conservative 2040

 

Institutional Class

  

5

Great-West Lifetime 2040

 

Investor Class

  

35

Great-West Lifetime 2040

 

Service Class

  

35

Great-West Lifetime 2040

 

Class L

  

14

Great-West Lifetime 2040

 

Institutional Class

  

10

Great-West Lifetime Conservative 2045

 

Investor Class

  

35

Great-West Lifetime Conservative 2045

 

Service Class

  

35

Great-West Lifetime Conservative 2045

 

Class L

  

5

Great-West Lifetime Conservative 2045

 

Institutional Class

  

5

Great-West Lifetime 2045

 

Investor Class

  

70

Great-West Lifetime 2045

 

Service Class

  

120

Great-West Lifetime 2045

 

Class L

  

28

Great-West Lifetime 2045

 

Institutional Class

  

30

Great-West Lifetime Conservative 2050

 

Investor Class

  

35

Great-West Lifetime Conservative 2050

 

Service Class

  

35

Great-West Lifetime Conservative 2050

 

Class L

  

5

Great-West Lifetime Conservative 2050

 

Institutional Class

  

5


Current Classification of Shares
Series/Portfolio   Class   

Authorized
Shares

(expressed in
millions)

Great-West Lifetime 2050

 

Investor Class

  

5

Great-West Lifetime 2050

 

Service Class

  

35

Great-West Lifetime 2050

 

Class L

  

5

Great-West Lifetime 2050

 

Institutional Class

  

5

Great-West Lifetime Conservative 2055

 

Investor Class

  

35

Great-West Lifetime Conservative 2055

 

Service Class

  

35

Great-West Lifetime Conservative 2055

 

Class L

  

5

Great-West Lifetime Conservative 2055

 

Institutional Class

  

5

Great-West Lifetime 2055

 

Investor Class

  

70

Great-West Lifetime 2055

 

Service Class

  

70

Great-West Lifetime 2055

 

Class L

  

28

Great-West Lifetime 2055

 

Institutional Class

  

10

Great-West Lifetime Conservative 2060

 

Investor Class

  

35

Great-West Lifetime Conservative 2060

 

Service Class

  

35

Great-West Lifetime Conservative 2060

 

Class L

  

5

Great-West Lifetime Conservative 2060

 

Institutional Class

  

5

Great-West Lifetime 2060

 

Investor Class

  

70

Great-West Lifetime 2060

 

Service Class

  

70

Great-West Lifetime 2060

 

Class L

  

28

Great-West Lifetime 2060

 

Institutional Class

  

10

Great-West SecureFoundation® Balanced

 

Investor Class

  

50

Great-West SecureFoundation® Balanced

 

Service Class

  

30

Great-West SecureFoundation® Balanced

 

Class L

  

50

Great-West SecureFoundation® Balanced

 

Institutional Class

  

20

Great-West SecureFoundation® Balanced ETF

 

Class A

  

20

Great-West SecureFoundation® Lifetime 2020

 

Investor Class

  

15

Great-West SecureFoundation® Lifetime 2020

 

Service Class

  

5

Great-West SecureFoundation® Lifetime 2020

 

Class L

  

5

Great-West SecureFoundation® Lifetime 2020

 

Institutional Class

  

5

Great-West SecureFoundation® Lifetime 2025

 

Investor Class

  

30

Great-West SecureFoundation® Lifetime 2025

 

Service Class

  

30

Great-West SecureFoundation® Lifetime 2025

 

Class L

  

5

Great-West SecureFoundation® Lifetime 2025

 

Institutional Class

  

5

Great-West SecureFoundation® Lifetime 2030

 

Investor Class

  

20

Great-West SecureFoundation® Lifetime 2030

 

Service Class

  

5

Great-West SecureFoundation® Lifetime 2030

 

Class L

  

5


Current Classification of Shares
Series/Portfolio   Class   

Authorized

Shares

(expressed in
millions)

Great-West SecureFoundation® Lifetime 2030

 

Institutional Class

  

5

Great-West SecureFoundation® Lifetime 2035

 

Investor Class

  

30

Great-West SecureFoundation® Lifetime 2035

 

Service Class

  

10

Great-West SecureFoundation® Lifetime 2035

 

Class L

  

5

Great-West SecureFoundation® Lifetime 2035

 

Institutional Class

  

5

Great-West SecureFoundation® Lifetime 2040

 

Investor Class

  

15

Great-West SecureFoundation® Lifetime 2040

 

Service Class

  

5

Great-West SecureFoundation® Lifetime 2040

 

Class L

  

5

Great-West SecureFoundation® Lifetime 2040

 

Institutional Class

  

5

Great-West SecureFoundation® Lifetime 2045

 

Investor Class

  

10

Great-West SecureFoundation® Lifetime 2045

 

Service Class

  

10

Great-West SecureFoundation® Lifetime 2045

 

Class L

  

5

Great-West SecureFoundation® Lifetime 2045

 

Institutional Class

  

5

Great-West SecureFoundation® Lifetime 2050

 

Investor Class

  

5

Great-West SecureFoundation® Lifetime 2050

 

Service Class

  

5

Great-West SecureFoundation® Lifetime 2050

 

Class L

  

5

Great-West SecureFoundation® Lifetime 2050

 

Institutional Class

  

5

Great-West SecureFoundation® Lifetime 2055

 

Investor Class

  

10

Great-West SecureFoundation® Lifetime 2055

 

Service Class

  

10

Great-West SecureFoundation® Lifetime 2055

 

Class L

  

5

Great-West SecureFoundation® Lifetime 2055

 

Institutional Class

  

5

Great-West SecureFoundation® Lifetime 2060

 

Investor Class

  

10

Great-West SecureFoundation® Lifetime 2060

 

Service Class

  

10

Great-West SecureFoundation® Lifetime 2060

 

Class L

  

5

Great-West SecureFoundation® Lifetime 2060

 

Institutional Class

  

5

          

Unclassified Capital Stock:

      

4,375

          

Total:

      

19,000

FIFTH: The Corporation is registered as an open-end company under the Investment Company Act of 1940.

SIXTH: These Articles Supplementary shall be effective on August 20, 2019.


IN WITNESS WHEREOF, the Corporation has caused these Articles Supplementary to be signed, and witnessed, in its name and on its behalf by its undersigned officers who acknowledge that these Articles Supplementary are the act of the Corporation; that to the best of their knowledge, information and belief, all matters and facts set forth herein relating to the authorization and approval of these Articles Supplementary are true in all material respects; and that this statement is made under the penalties of perjury.

 

GREAT-WEST FUNDS, INC.
By:  

/s/ Scott C. Sipple

Name:   Scott C. Sipple
Title:   President & Chief Executive Officer

 

ATTEST:
By:  

/s/ Cara B. Owen

Name:   Cara B. Owen
Title:   Senior Counsel & Assistant Secretary


GREAT-WEST FUNDS, INC.

ARTICLES OF AMENDMENT

Great-West Funds, Inc., a Maryland corporation (the “Corporation”), in accordance with Section 2-607 of the Maryland General Corporation Law, hereby certifies as follows:

FIRST: The charter of the Corporation is hereby amended by changing the name of the following series of capital stock of the Corporation as follows:

 

CURRENT SERIES/PORTFOLIO NAME    NEW SERIES/PORTFOLIO NAME

Great-West Putnam Equity Income Fund

  

Great-West Large Cap Value Fund

SECOND: The amendment was approved by a majority of the entire Board of Directors and is limited to a change expressly authorized by Section 2-605 of the Maryland General Corporation Law to be made without action by the stockholders.

THIRD: These Articles of Amendment shall become effective at 12:00 A.M. on the 25th day of October, 2019.

IN WITNESS WHEREOF, the Corporation has caused these Articles of Amendment to be signed, and witnessed, in its name and on its behalf by its undersigned officers who acknowledge that these Articles of Amendment are the act of the Corporation, and certify that, to the best of their knowledge, information and belief, all matters and facts set forth herein are true in all material respects, and that this statement is made under the penalties of perjury.

 

GREAT-WEST FUNDS, INC.

/s/ Scott C. Sipple

Name:   Scott C. Sipple
Title:   President and Chief Executive Officer

 

ATTEST:

/s/ Ryan L. Logsdon

Name:   Ryan L. Logsdon
Title:   Vice President, Counsel and Secretary


GREAT-WEST FUNDS, INC.

ARTICLES SUPPLEMENTARY

Great-West Funds, Inc., a Maryland corporation registered as an open-end investment company under the Investment Company Act of 1940, as amended (the “Corporation”), hereby certifies to the State Department of Assessments and Taxation of Maryland that:

FIRST: On December 7, 2018 the Board of Directors of the Corporation, pursuant to the authority contained in the Corporation’s charter, and in accordance with Section 2-105(c) of the Maryland General Corporation Law, unanimously adopted resolutions approving:

 

1.

The decrease in the number of shares of stock of the Great-West T. Rowe Price Equity Income Fund that the Corporation shall have the authority to issue from three hundred five million (305,000,000) shares to zero (0) shares.

 

2.

The establishment of new class of shares, with a par value of ten cents ($0.10) per share, of each such series to be designated as follows:

 

Series/Portfolio

  

Class

Great-West Large Cap Value Fund

  

Investor II Class

 

3.

The classification of one hundred five million (105,000,000) shares of the Corporation’s authorized but unissued stock to be allocated among the aforementioned new class of capital stock as hereinafter set forth.

 

4.

The classification of two hundred million (200,000,000) shares of the Corporation’s authorized but unissued stock to be allocated to Great-West Large Cap Value Fund Institutional Class.

 

5.

The re-classification of the following shares of previously classified but unissued shares of Common Stock of the Corporation as follows:

 

Previously Classified Shares (expressed in millions)    Re-Classified Shares (expressed in millions)
Great-West Government Money Market Fund Investor Class – 3100    Great-West Government Money Market Fund Investor Class – 3500
Great-West S&P Small Capp 600® Index Fund Class L - 10    Great-West S&P Small Capp 600® Index Fund Class L - 15
Great-West International Value Fund Institutional Class – 200    Great-West International Value Fund Institutional Class – 225
Great-West T. Rowe Price Mid Cap Growth Fund Institutional Class – 240    Great-West T. Rowe Price Mid Cap Growth Fund Institutional Class – 250
Great-West Conservative Profile Fund Class L - 110    Great-West Conservative Profile Fund Class L – 120
Great-West Moderately Conservative Profile Fund Class L – 50    Great-West Moderately Conservative Profile Fund Class L – 70
Great-West Moderate Profile Fund Institutional Class – 30    Great-West Moderate Profile Fund Institutional Class – 35
Great-West Moderately Aggressive Profile Fund Class L – 45    Great-West Moderately Aggressive Profile Fund Class L – 60
Great-West Lifetime 2020 Fund Class L – 15    Great-West Lifetime 2020 Fund Class L – 30


Great-West Lifetime 2020 Fund Institutional
Class – 10
   Great-West Lifetime 2020 Fund Institutional Class – 12
Great-West Lifetime 2025 Fund Class L - 45    Great-West Lifetime 2025 Fund Class L - 60
Great-West Lifetime 2030 Fund Class L – 16    Great-West Lifetime 2030 Fund Class L – 20
Great-West Lifetime 2030 Fund Institutional
Class – 10
   Great-West Lifetime 2030 Fund Institutional Class – 15
Great-West Lifetime Conservative 2035 Fund Institutional Class – 5    Great-West Lifetime Conservative 2035 Fund Institutional Class – 10
Great-West Lifetime 2035 Fund Class L – 40    Great-West Lifetime 2035 Fund Class L – 46
Great-West Lifetime 2050 Fund Class L – 5    Great-West Lifetime 2050 Fund Class L – 7
Great-West Lifetime 2055 Fund Institutional
Class – 10
   Great-West Lifetime 2055 Fund Institutional Class – 35
Great-West SecureFoundation® Balanced Fund Class L – 50    Great-West SecureFoundation® Balanced Fund Class L – 65
Great-West SecureFoundation® Balanced Fund
Institutional Class – 20
   Great-West SecureFoundation® Balanced Fund Institutional Class – 26
Great-West Short Duration Bond Fund Investor Class – 50    Great-West Short Duration Bond Fund Investor Class – 40
Great-West Short Duration Bond Fund
Institutional Class – 150
   Great-West Short Duration Bond Fund Institutional Class – 120
Great-West Global Bond Fund Investor Class – 70    Great-West Global Bond Fund Investor Class – 35
Great-West Emerging Markets Equity Fund Investor Class – 50    Great-West Emerging Markets Equity Fund Investor Class – 25
Great-West Core Strategies: U.S. Equity Fund Class L – 60    Great-West Core Strategies: U.S. Equity Fund Class L – 20
Great-West Core Strategies: U.S. Equity Fund Institutional Class – 80    Great-West Core Strategies: U.S. Equity Fund Institutional Class – 25
Great-West Core Strategies: International Equity Fund Institutional Class – 50    Great-West Core Strategies: International Equity Fund Institutional Class – 25
Great-West Core Strategies: Flexible Bond Fund Class L – 60    Great-West Core Strategies: Flexible Bond Fund Class L – 25
Great-West Core Strategies: Flexible Bond Fund Institutional Class – 25    Great-West Core Strategies: Flexible Bond Fund Institutional Class – 15
Great-West Core Strategies: Short Duration Bond Fund Institutional Class – 25    Great-West Core Strategies: Short Duration Bond Fund Institutional Class – 15
Great-West Core Strategies: Inflation-Protected Securities Fund Institutional Class – 60    Great-West Core Strategies: Inflation-Protected Securities Fund Institutional Class – 20
Great-West Lifetime Conservative 2015 Fund Investor Class – 35    Great-West Lifetime Conservative 2015 Fund Investor Class – 20
Great-West Lifetime 2015 Fund Investor Class – 70    Great-West Lifetime 2015 Fund Investor Class – 50
Great-West Lifetime Conservative 2020 Fund Investor Class – 35    Great-West Lifetime Conservative 2020 Fund Investor Class – 20
Great-West Lifetime Conservative 2020 Fund Service Class – 35    Great-West Lifetime Conservative 2020 Fund Service Class – 20
Great-West Lifetime Conservative 2030 Fund Investor Class – 35    Great-West Lifetime Conservative 2030 Fund Investor Class – 20


Great-West Lifetime Conservative 2030 Fund Service Class – 35    Great-West Lifetime Conservative 2030 Fund Service Class – 20
Great-West Lifetime 2030 Fund Service Class – 35    Great-West Lifetime 2030 Fund Service Class – 20
Great-West Lifetime Conservative 2035 Fund Investor Class – 35    Great-West Lifetime Conservative 2035 Fund Investor Class – 20
Great-West Lifetime Conservative 2040 Fund Service Class – 35    Great-West Lifetime Conservative 2040 Fund Service Class – 20
Great-West Lifetime 2040 Fund Investor Class – 35    Great-West Lifetime 2040 Fund Investor Class – 20
Great-West Conservative 2045 Fund Investor Class – 35    Great-West Conservative 2045 Fund Investor Class – 20
Great-West 2045 Fund Investor Class – 70    Great-West 2045 Fund Investor Class – 35
Great-West Lifetime Conservative 2050 Fund Service Class – 35    Great-West Lifetime Conservative 2050 Fund Service Class – 20
Great-West Lifetime 2055 Fund Investor Class - 70    Great-West Lifetime 2055 Fund Investor Class – 35
Great-West Lifetime 2060 Fund Investor Class – 70    Great-West Lifetime 2060 Fund Investor Class - 50

SECOND: In accordance with procedures established in the Corporation’s Articles of Amendment and Restatement and pursuant to Section 2-208 of Maryland General Corporate Law, the Board of Directors of the Corporation duly reclassifies three hundred five million (305,000,000) shares of the authorized common stock of the Corporation as unclassified.

THIRD: The shares of the Corporation reclassified pursuant to Articles Second of these Articles Supplementary have been so classified by the Board of Directors under the authority contained in the Articles of Amendment and Restatement of the Corporation.

FOURTH: Immediately prior to the effectiveness of these Articles Supplementary of the Corporation, the Corporation had the authority to issue nineteen billion (19,000,000,000) shares of common stock of the par value of $0.10 per share and of the aggregate par value of one billion nine hundred million dollars ($1,900,000,000), of which the Board of Directors had designated fourteen billion six hundred and twenty-five million (14,625,000,000) shares into portfolios and classes and classified the shares of each portfolio and class as follows:

 

Previous Classification of Shares
Series/Portfolio   Class    Authorized
Shares
(expressed in
millions)

Great-West Government Money Market

 

Investor Class

  

3100

Great-West Government Money Market

 

Institutional Class

  

470

Great-West Bond Index

 

Investor Class

  

85

Great-West Bond Index

 

Class L

  

75

Great-West Bond Index

 

Institutional Class

  

230

Great-West U.S. Government Securities

 

Investor Class

  

75

Great-West U.S. Government Securities

 

Class L

  

5


Previous Classification of Shares
Series/Portfolio   Class    Authorized
Shares
(expressed in
millions)

Great-West U.S. Government Securities

 

Institutional Class

  

75

Great-West S&P Small Cap 600® Index

 

Investor Class

  

100

Great-West S&P Small Cap 600® Index

 

Class L

  

10

Great-West S&P Small Cap 600® Index

 

Institutional Class

  

150

Great-West Putnam High Yield Bond

 

Investor Class

  

10

Great-West Putnam High Yield Bond

 

Class L

  

5

Great-West Putnam High Yield Bond

 

Institutional Class

  

150

Great-West Large Cap Growth

 

Investor Class

  

50

Great-West Large Cap Growth

 

Class L

  

5

Great-West Large Cap Growth

 

Institutional Class

  

200

Great-West International Growth

 

Investor Class

  

20

Great-West International Growth

 

Class L

  

5

Great-West International Growth

 

Institutional Class

  

150

Great-West Core Bond

 

Investor Class

  

20

Great-West Core Bond

 

Class L

  

5

Great-West Core Bond

 

Institutional Class

  

150

Great-West International Value

 

Investor Class

  

65

Great-West International Value

 

Class L

  

15

Great-West International Value

 

Institutional Class

  

200

Great-West S&P 500® Index

 

Investor Class

  

200

Great-West S&P 500® Index

 

Class L

  

70

Great-West S&P 500® Index

 

Institutional Class

  

300

Great-West Mid Cap Value

 

Investor Class

  

20

Great-West Mid Cap Value

 

Class L

  

34

Great-West Mid Cap Value

 

Institutional Class

  

150

Great-West Invesco Small Cap Value

 

Investor Class

  

10

Great-West Invesco Small Cap Value

 

Class L

  

5

Great-West Invesco Small Cap Value

 

Institutional Class

  

50

Great-West Ariel Mid Cap Value

 

Investor Class

  

200

Great-West Ariel Mid Cap Value

 

Class L

  

5

Great-West Ariel Mid Cap Value

 

Institutional Class

  

50

Great-West Loomis Sayles Small Cap Value

 

Investor Class

  

15

Great-West Loomis Sayles Small Cap Value

 

Class L

  

5


Previous Classification of Shares
Series/Portfolio   Class    Authorized
Shares
(expressed in
millions)

Great-West Loomis Sayles Small Cap Value

 

Institutional Class

  

150

Great-West Multi-Sector Bond

 

Investor Class

  

80

Great-West Multi-Sector Bond

 

Class L

  

15

Great-West Multi-Sector Bond

 

Institutional Class

  

150

Great-West T. Rowe Price Equity Income

 

Investor Class

  

100

Great-West T. Rowe Price Equity Income

 

Class L

  

5

Great-West T. Rowe Price Equity Income

 

Institutional Class

  

200

Great-West Short Duration Bond

 

Investor Class

  

50

Great-West Short Duration Bond

 

Class L

  

5

Great-West Short Duration Bond

 

Institutional Class

  

150

Great-West T. Rowe Price Mid Cap Growth

 

Investor Class

  

100

Great-West T. Rowe Price Mid Cap Growth

 

Class L

  

15

Great-West T. Rowe Price Mid Cap Growth

 

Institutional Class

  

240

Great-West Global Bond

 

Investor Class

  

70

Great-West Global Bond

 

Class L

  

5

Great-West Global Bond

 

Institutional Class

  

150

Great-West S&P Mid Cap 400® Index

 

Investor Class

  

50

Great-West S&P Mid Cap 400® Index

 

Class L

  

5

Great-West S&P Mid Cap 400® Index

 

Institutional Class

  

150

Great-West International Index

 

Investor Class

  

40

Great-West International Index

 

Class L

  

22

Great-West International Index

 

Institutional Class

  

180

Great-West Putnam Equity Income

 

Investor Class

  

15

Great-West Putnam Equity Income

 

Class L

  

5

Great-West Putnam Equity Income

 

Institutional Class

  

150

Great-West Real Estate Index

 

Investor Class

  

17

Great-West Real Estate Index

 

Class L

  

22

Great-West Real Estate Index

 

Institutional Class

  

150

Great-West Small Cap Growth

 

Investor Class

  

15

Great-West Small Cap Growth

 

Class L

  

5

Great-West Small Cap Growth

 

Institutional Class

  

50

Great-West Emerging Markets Equity

 

Investor Class

  

50

Great-West Emerging Markets Equity

 

Class L

  

15


Previous Classification of Shares
Series/Portfolio   Class    Authorized
Shares
(expressed in
millions)

Great-West Emerging Markets Equity

 

Institutional Class

  

150

Great-West Inflation-Protected Securities

 

Investor Class

  

50

Great-West Inflation-Protected Securities

 

Class L

  

15

Great-West Inflation-Protected Securities

 

Institutional Class

  

100

Great-West Conservative Profile

 

Investor Class

  

100

Great-West Conservative Profile

 

Class L

  

110

Great-West Conservative Profile

 

Institutional Class

  

10

Great-West Moderately Conservative Profile

 

Investor Class

  

100

Great-West Moderately Conservative Profile

 

Class L

  

50

Great-West Moderately Conservative Profile

 

Institutional Class

  

10

Great-West Moderate Profile

 

Investor Class

  

350

Great-West Moderate Profile

 

Class L

  

180

Great-West Moderate Profile

 

Institutional Class

  

30

Great-West Moderately Aggressive Profile

 

Investor Class

  

150

Great-West Moderately Aggressive Profile

 

Class L

  

45

Great-West Moderately Aggressive Profile

 

Institutional Class

  

15

Great-West Aggressive Profile

 

Investor Class

  

225

Great-West Aggressive Profile

 

Class L

  

40

Great-West Aggressive Profile

 

Institutional Class

  

50

Great-West Core Strategies: U.S. Equity

 

Investor Class

  

5

Great-West Core Strategies: U.S. Equity

 

Class L

  

60

Great-West Core Strategies: U.S. Equity

 

Institutional Class

  

80

Great-West Core Strategies: International Equity

 

Investor Class

  

5

Great-West Core Strategies: International Equity

 

Class L

  

86

Great-West Core Strategies: International Equity

 

Institutional Class

  

50

Great-West Core Strategies: Flexible Bond

 

Investor Class

  

5

Great-West Core Strategies: Flexible Bond

 

Class L

  

60

Great-West Core Strategies: Flexible Bond

 

Institutional Class

  

25

Great-West Core Strategies: Inflation-Protected Securities

 

Investor Class

  

5

Great-West Core Strategies: Inflation-Protected Securities

 

Class L

  

68

Great-West Core Strategies: Inflation-Protected Securities

 

Institutional Class

  

60


Previous Classification of Shares
Series/Portfolio   Class    Authorized
Shares
(expressed in
millions)

Great-West Core Strategies: Short Duration Bond

 

Investor Class

  

5

Great-West Core Strategies: Short Duration Bond

 

Class L

  

62

Great-West Core Strategies: Short Duration Bond

 

Institutional Class

  

25

Great-West Lifetime Conservative 2015

 

Investor Class

  

35

Great-West Lifetime Conservative 2015

 

Service Class

  

35

Great-West Lifetime Conservative 2015

 

Class L

  

5

Great-West Lifetime Conservative 2015

 

Institutional Class

  

5

Great-West Lifetime 2015

 

Investor Class

  

70

Great-West Lifetime 2015

 

Service Class

  

135

Great-West Lifetime 2015

 

Class L

  

60

Great-West Lifetime 2015

 

Institutional Class

  

20

Great-West Lifetime Conservative 2020

 

Investor Class

  

35

Great-West Lifetime Conservative 2020

 

Service Class

  

35

Great-West Lifetime Conservative 2020

 

Class L

  

5

Great-West Lifetime Conservative 2020

 

Institutional Class

  

5

Great-West Lifetime 2020

 

Investor Class

  

5

Great-West Lifetime 2020

 

Service Class

  

35

Great-West Lifetime 2020

 

Class L

  

15

Great-West Lifetime 2020

 

Institutional Class

  

10

Great-West Lifetime Conservative 2025

 

Investor Class

  

35

Great-West Lifetime Conservative 2025

 

Service Class

  

35

Great-West Lifetime Conservative 2025

 

Class L

  

5

Great-West Lifetime Conservative 2025

 

Institutional Class

  

5

Great-West Lifetime 2025

 

Investor Class

  

70

Great-West Lifetime 2025

 

Service Class

  

230

Great-West Lifetime 2025

 

Class L

  

45

Great-West Lifetime 2025

 

Institutional Class

  

60

Great-West Lifetime Conservative 2030

 

Investor Class

  

35

Great-West Lifetime Conservative 2030

 

Service Class

  

35

Great-West Lifetime Conservative 2030

 

Class L

  

5

Great-West Lifetime Conservative 2030

 

Institutional Class

  

5

Great-West Lifetime 2030

 

Investor Class

  

35

Great-West Lifetime 2030

 

Service Class

  

35

Great-West Lifetime 2030

 

Class L

  

16

Great-West Lifetime 2030

 

Institutional Class

  

10


Previous Classification of Shares
Series/Portfolio   Class    Authorized
Shares
(expressed in
millions)

Great-West Lifetime Conservative 2035

 

Investor Class

  

35

Great-West Lifetime Conservative 2035

 

Service Class

  

35

Great-West Lifetime Conservative 2035

 

Class L

  

5

Great-West Lifetime Conservative 2035

 

Institutional Class

  

5

Great-West Lifetime 2035

 

Investor Class

  

70

Great-West Lifetime 2035

 

Service Class

  

225

Great-West Lifetime 2035

 

Class L

  

40

Great-West Lifetime 2035

 

Institutional Class

  

50

Great-West Lifetime Conservative 2040

 

Investor Class

  

35

Great-West Lifetime Conservative 2040

 

Service Class

  

35

Great-West Lifetime Conservative 2040

 

Class L

  

5

Great-West Lifetime Conservative 2040

 

Institutional Class

  

5

Great-West Lifetime 2040

 

Investor Class

  

35

Great-West Lifetime 2040

 

Service Class

  

35

Great-West Lifetime 2040

 

Class L

  

14

Great-West Lifetime 2040

 

Institutional Class

  

10

Great-West Lifetime Conservative 2045

 

Investor Class

  

35

Great-West Lifetime Conservative 2045

 

Service Class

  

35

Great-West Lifetime Conservative 2045

 

Class L

  

5

Great-West Lifetime Conservative 2045

 

Institutional Class

  

5

Great-West Lifetime 2045

 

Investor Class

  

70

Great-West Lifetime 2045

 

Service Class

  

120

Great-West Lifetime 2045

 

Class L

  

28

Great-West Lifetime 2045

 

Institutional Class

  

30

Great-West Lifetime Conservative 2050

 

Investor Class

  

35

Great-West Lifetime Conservative 2050

 

Service Class

  

35

Great-West Lifetime Conservative 2050

 

Class L

  

5

Great-West Lifetime Conservative 2050

 

Institutional Class

  

5

Great-West Lifetime 2050

 

Investor Class

  

5

Great-West Lifetime 2050

 

Service Class

  

35

Great-West Lifetime 2050

 

Class L

  

5

Great-West Lifetime 2050

 

Institutional Class

  

5

Great-West Lifetime Conservative 2055

 

Investor Class

  

35

Great-West Lifetime Conservative 2055

 

Service Class

  

35

Great-West Lifetime Conservative 2055

 

Class L

  

5


Previous Classification of Shares
Series/Portfolio   Class    Authorized
Shares
(expressed in
millions)

Great-West Lifetime Conservative 2055

 

Institutional Class

  

5

Great-West Lifetime 2055

 

Investor Class

  

70

Great-West Lifetime 2055

 

Service Class

  

70

Great-West Lifetime 2055

 

Class L

  

28

Great-West Lifetime 2055

 

Institutional Class

  

10

Great-West Lifetime Conservative 2060

 

Investor Class

  

35

Great-West Lifetime Conservative 2060

 

Service Class

  

35

Great-West Lifetime Conservative 2060

 

Class L

  

5

Great-West Lifetime Conservative 2060

 

Institutional Class

  

5

Great-West Lifetime 2060

 

Investor Class

  

70

Great-West Lifetime 2060

 

Service Class

  

70

Great-West Lifetime 2060

 

Class L

  

28

Great-West Lifetime 2060

 

Institutional Class

  

10

Great-West SecureFoundation® Balanced

 

Investor Class

  

50

Great-West SecureFoundation® Balanced

 

Service Class

  

30

Great-West SecureFoundation® Balanced

 

Class L

  

50

Great-West SecureFoundation® Balanced

 

Institutional Class

  

20

Great-West SecureFoundation® Balanced ETF

 

Class A

  

20

Great-West SecureFoundation® Lifetime 2020

 

Investor Class

  

15

Great-West SecureFoundation® Lifetime 2020

 

Service Class

  

5

Great-West SecureFoundation® Lifetime 2020

 

Class L

  

5

Great-West SecureFoundation® Lifetime 2020

 

Institutional Class

  

5

Great-West SecureFoundation® Lifetime 2025

 

Investor Class

  

30

Great-West SecureFoundation® Lifetime 2025

 

Service Class

  

30

Great-West SecureFoundation® Lifetime 2025

 

Class L

  

5

Great-West SecureFoundation® Lifetime 2025

 

Institutional Class

  

5

Great-West SecureFoundation® Lifetime 2030

 

Investor Class

  

20

Great-West SecureFoundation® Lifetime 2030

 

Service Class

  

5

Great-West SecureFoundation® Lifetime 2030

 

Class L

  

5

Great-West SecureFoundation® Lifetime 2030

 

Institutional Class

  

5

Great-West SecureFoundation® Lifetime 2035

 

Investor Class

  

30

Great-West SecureFoundation® Lifetime 2035

 

Service Class

  

10

Great-West SecureFoundation® Lifetime 2035

 

Class L

  

5

Great-West SecureFoundation® Lifetime 2035

 

Institutional Class

  

5

Great-West SecureFoundation® Lifetime 2040

 

Investor Class

  

15


Previous Classification of Shares
Series/Portfolio   Class    Authorized
Shares
(expressed in
millions)

Great-West SecureFoundation® Lifetime 2040

 

Service Class

  

5

Great-West SecureFoundation® Lifetime 2040

 

Class L

  

5

Great-West SecureFoundation® Lifetime 2040

 

Institutional Class

  

5

Great-West SecureFoundation® Lifetime 2045

 

Investor Class

  

10

Great-West SecureFoundation® Lifetime 2045

 

Service Class

  

10

Great-West SecureFoundation® Lifetime 2045

 

Class L

  

5

Great-West SecureFoundation® Lifetime 2045

 

Institutional Class

  

5

Great-West SecureFoundation® Lifetime 2050

 

Investor Class

  

5

Great-West SecureFoundation® Lifetime 2050

 

Service Class

  

5

Great-West SecureFoundation® Lifetime 2050

 

Class L

  

5

Great-West SecureFoundation® Lifetime 2050

 

Institutional Class

  

5

Great-West SecureFoundation® Lifetime 2055

 

Investor Class

  

10

Great-West SecureFoundation® Lifetime 2055

 

Service Class

  

10

Great-West SecureFoundation® Lifetime 2055

 

Class L

  

5

Great-West SecureFoundation® Lifetime 2055

 

Institutional Class

  

5

Great-West SecureFoundation® Lifetime 2060

 

Investor Class

  

10

Great-West SecureFoundation® Lifetime 2060

 

Service Class

  

10

Great-West SecureFoundation® Lifetime 2060

 

Class L

  

5

Great-West SecureFoundation® Lifetime 2060

 

Institutional Class

  

5

          

Unclassified Capital Stock:

      

4,375

          

Total:

      

19,000

As supplemented hereby, the Corporation’s Articles of Amendment and Restatement authorize the issuance of nineteen billion (19,000,000,000) shares of common stock of the par value of $0.10 per share and of the aggregate par value of one billion nine hundred million dollars ($1,900,000,000), classified as follows:

 

Current Classification of Shares
Series/Portfolio   Class    Authorized
Shares
(expressed in
millions)

Great-West Government Money Market

 

Investor Class

  

3500

Great-West Government Money Market

 

Institutional Class

  

470

Great-West Bond Index

 

Investor Class

  

85

Great-West Bond Index

 

Class L

  

75


Current Classification of Shares
Series/Portfolio   Class    Authorized
Shares
(expressed in
millions)

Great-West Bond Index

 

Institutional Class

  

230

Great-West U.S. Government Securities

 

Investor Class

  

75

Great-West U.S. Government Securities

 

Class L

  

5

Great-West U.S. Government Securities

 

Institutional Class

  

75

Great-West S&P Small Cap 600® Index

 

Investor Class

  

100

Great-West S&P Small Cap 600® Index

 

Class L

  

15

Great-West S&P Small Cap 600® Index

 

Institutional Class

  

150

Great-West Putnam High Yield Bond

 

Investor Class

  

10

Great-West Putnam High Yield Bond

 

Class L

  

5

Great-West Putnam High Yield Bond

 

Institutional Class

  

150

Great-West Large Cap Growth

 

Investor Class

  

50

Great-West Large Cap Growth

 

Class L

  

5

Great-West Large Cap Growth

 

Institutional Class

  

200

Great-West International Growth

 

Investor Class

  

20

Great-West International Growth

 

Class L

  

5

Great-West International Growth

 

Institutional Class

  

150

Great-West Core Bond

 

Investor Class

  

20

Great-West Core Bond

 

Class L

  

5

Great-West Core Bond

 

Institutional Class

  

150

Great-West International Value

 

Investor Class

  

65

Great-West International Value

 

Class L

  

15

Great-West International Value

 

Institutional Class

  

225

Great-West S&P 500® Index

 

Investor Class

  

200

Great-West S&P 500® Index

 

Class L

  

70

Great-West S&P 500® Index

 

Institutional Class

  

300

Great-West Mid Cap Value

 

Investor Class

  

20

Great-West Mid Cap Value

 

Class L

  

34

Great-West Mid Cap Value

 

Institutional Class

  

150

Great-West Invesco Small Cap Value

 

Investor Class

  

10

Great-West Invesco Small Cap Value

 

Class L

  

5

Great-West Invesco Small Cap Value

 

Institutional Class

  

50

Great-West Ariel Mid Cap Value

 

Investor Class

  

200

Great-West Ariel Mid Cap Value

 

Class L

  

5


Current Classification of Shares
Series/Portfolio   Class    Authorized
Shares
(expressed in
millions)

Great-West Ariel Mid Cap Value

 

Institutional Class

  

50

Great-West Loomis Sayles Small Cap Value

 

Investor Class

  

15

Great-West Loomis Sayles Small Cap Value

 

Class L

  

5

Great-West Loomis Sayles Small Cap Value

 

Institutional Class

  

150

Great-West Multi-Sector Bond

 

Investor Class

  

80

Great-West Multi-Sector Bond

 

Class L

  

15

Great-West Multi-Sector Bond

 

Institutional Class

  

150

Great-West Short Duration Bond

 

Investor Class

  

40

Great-West Short Duration Bond

 

Class L

  

5

Great-West Short Duration Bond

 

Institutional Class

  

120

Great-West T. Rowe Price Mid Cap Growth

 

Investor Class

  

100

Great-West T. Rowe Price Mid Cap Growth

 

Class L

  

15

Great-West T. Rowe Price Mid Cap Growth

 

Institutional Class

  

250

Great-West Global Bond

 

Investor Class

  

35

Great-West Global Bond

 

Class L

  

5

Great-West Global Bond

 

Institutional Class

  

150

Great-West S&P Mid Cap 400® Index

 

Investor Class

  

50

Great-West S&P Mid Cap 400® Index

 

Class L

  

5

Great-West S&P Mid Cap 400® Index

 

Institutional Class

  

150

Great-West International Index

 

Investor Class

  

40

Great-West International Index

 

Class L

  

22

Great-West International Index

 

Institutional Class

  

180

Great-West Large Cap Value Fund

 

Investor Class

  

15

Great-West Large Cap Value Fund

 

Investor II Class

  

105

Great-West Large Cap Value Fund

 

Class L

  

5

Great-West Large Cap Value Fund

 

Institutional Class

  

350

Great-West Real Estate Index

 

Investor Class

  

17

Great-West Real Estate Index

 

Class L

  

22

Great-West Real Estate Index

 

Institutional Class

  

150

Great-West Small Cap Growth

 

Investor Class

  

15

Great-West Small Cap Growth

 

Class L

  

5

Great-West Small Cap Growth

 

Institutional Class

  

50

Great-West Emerging Markets Equity

 

Investor Class

  

25


Current Classification of Shares
Series/Portfolio   Class    Authorized
Shares
(expressed in
millions)

Great-West Emerging Markets Equity

 

Class L

  

15

Great-West Emerging Markets Equity

 

Institutional Class

  

150

Great-West Inflation-Protected Securities

 

Investor Class

  

50

Great-West Inflation-Protected Securities

 

Class L

  

15

Great-West Inflation-Protected Securities

 

Institutional Class

  

100

Great-West Conservative Profile

 

Investor Class

  

100

Great-West Conservative Profile

 

Class L

  

120

Great-West Conservative Profile

 

Institutional Class

  

10

Great-West Moderately Conservative Profile

 

Investor Class

  

100

Great-West Moderately Conservative Profile

 

Class L

  

70

Great-West Moderately Conservative Profile

 

Institutional Class

  

10

Great-West Moderate Profile

 

Investor Class

  

350

Great-West Moderate Profile

 

Class L

  

180

Great-West Moderate Profile

 

Institutional Class

  

35

Great-West Moderately Aggressive Profile

 

Investor Class

  

150

Great-West Moderately Aggressive Profile

 

Class L

  

60

Great-West Moderately Aggressive Profile

 

Institutional Class

  

15

Great-West Aggressive Profile

 

Investor Class

  

225

Great-West Aggressive Profile

 

Class L

  

40

Great-West Aggressive Profile

 

Institutional Class

  

50

Great-West Core Strategies: U.S. Equity

 

Investor Class

  

5

Great-West Core Strategies: U.S. Equity

 

Class L

  

20

Great-West Core Strategies: U.S. Equity

 

Institutional Class

  

25

Great-West Core Strategies: International Equity

 

Investor Class

  

5

Great-West Core Strategies: International Equity

 

Class L

  

86

Great-West Core Strategies: International Equity

 

Institutional Class

  

25

Great-West Core Strategies: Flexible Bond

 

Investor Class

  

5

Great-West Core Strategies: Flexible Bond

 

Class L

  

25

Great-West Core Strategies: Flexible Bond

 

Institutional Class

  

15

Great-West Core Strategies: Inflation-Protected Securities

 

Investor Class

  

5

Great-West Core Strategies: Inflation-Protected Securities

 

Class L

  

68


Current Classification of Shares
Series/Portfolio   Class   

Authorized Shares

(expressed in
millions)

Great-West Core Strategies: Inflation-Protected Securities

 

Institutional Class

  

20

Great-West Core Strategies: Short Duration Bond

 

Investor Class

  

5

Great-West Core Strategies: Short Duration Bond

 

Class L

  

62

Great-West Core Strategies: Short Duration Bond

 

Institutional Class

  

15

Great-West Lifetime Conservative 2015

 

Investor Class

  

20

Great-West Lifetime Conservative 2015

 

Service Class

  

35

Great-West Lifetime Conservative 2015

 

Class L

  

5

Great-West Lifetime Conservative 2015

 

Institutional Class

  

5

Great-West Lifetime 2015

 

Investor Class

  

50

Great-West Lifetime 2015

 

Service Class

  

135

Great-West Lifetime 2015

 

Class L

  

60

Great-West Lifetime 2015

 

Institutional Class

  

20

Great-West Lifetime Conservative 2020

 

Investor Class

  

20

Great-West Lifetime Conservative 2020

 

Service Class

  

20

Great-West Lifetime Conservative 2020

 

Class L

  

5

Great-West Lifetime Conservative 2020

 

Institutional Class

  

5

Great-West Lifetime 2020

 

Investor Class

  

5

Great-West Lifetime 2020

 

Service Class

  

35

Great-West Lifetime 2020

 

Class L

  

30

Great-West Lifetime 2020

 

Institutional Class

  

12

Great-West Lifetime Conservative 2025

 

Investor Class

  

35

Great-West Lifetime Conservative 2025

 

Service Class

  

35

Great-West Lifetime Conservative 2025

 

Class L

  

5

Great-West Lifetime Conservative 2025

 

Institutional Class

  

5

Great-West Lifetime 2025

 

Investor Class

  

70

Great-West Lifetime 2025

 

Service Class

  

230

Great-West Lifetime 2025

 

Class L

  

60

Great-West Lifetime 2025

 

Institutional Class

  

60

Great-West Lifetime Conservative 2030

 

Investor Class

  

20

Great-West Lifetime Conservative 2030

 

Service Class

  

20

Great-West Lifetime Conservative 2030

 

Class L

  

5

Great-West Lifetime Conservative 2030

 

Institutional Class

  

5

Great-West Lifetime 2030

 

Investor Class

  

35

Great-West Lifetime 2030

 

Service Class

  

20

Great-West Lifetime 2030

 

Class L

  

20


Current Classification of Shares
Series/Portfolio   Class    Authorized
Shares
(expressed in
millions)

Great-West Lifetime 2030

 

Institutional Class

  

15

Great-West Lifetime Conservative 2035

 

Investor Class

  

20

Great-West Lifetime Conservative 2035

 

Service Class

  

35

Great-West Lifetime Conservative 2035

 

Class L

  

5

Great-West Lifetime Conservative 2035

 

Institutional Class

  

10

Great-West Lifetime 2035

 

Investor Class

  

70

Great-West Lifetime 2035

 

Service Class

  

225

Great-West Lifetime 2035

 

Class L

  

46

Great-West Lifetime 2035

 

Institutional Class

  

50

Great-West Lifetime Conservative 2040

 

Investor Class

  

35

Great-West Lifetime Conservative 2040

 

Service Class

  

20

Great-West Lifetime Conservative 2040

 

Class L

  

5

Great-West Lifetime Conservative 2040

 

Institutional Class

  

5

Great-West Lifetime 2040

 

Investor Class

  

20

Great-West Lifetime 2040

 

Service Class

  

35

Great-West Lifetime 2040

 

Class L

  

14

Great-West Lifetime 2040

 

Institutional Class

  

10

Great-West Lifetime Conservative 2045

 

Investor Class

  

20

Great-West Lifetime Conservative 2045

 

Service Class

  

35

Great-West Lifetime Conservative 2045

 

Class L

  

5

Great-West Lifetime Conservative 2045

 

Institutional Class

  

5

Great-West Lifetime 2045

 

Investor Class

  

35

Great-West Lifetime 2045

 

Service Class

  

120

Great-West Lifetime 2045

 

Class L

  

28

Great-West Lifetime 2045

 

Institutional Class

  

30

Great-West Lifetime Conservative 2050

 

Investor Class

  

35

Great-West Lifetime Conservative 2050

 

Service Class

  

20

Great-West Lifetime Conservative 2050

 

Class L

  

5

Great-West Lifetime Conservative 2050

 

Institutional Class

  

5

Great-West Lifetime 2050

 

Investor Class

  

5

Great-West Lifetime 2050

 

Service Class

  

35

Great-West Lifetime 2050

 

Class L

  

7

Great-West Lifetime 2050

 

Institutional Class

  

5

Great-West Lifetime Conservative 2055

 

Investor Class

  

35

Great-West Lifetime Conservative 2055

 

Service Class

  

35


Current Classification of Shares
Series/Portfolio   Class    Authorized
Shares
(expressed in
millions)

Great-West Lifetime Conservative 2055

 

Class L

  

5

Great-West Lifetime Conservative 2055

 

Institutional Class

  

5

Great-West Lifetime 2055

 

Investor Class

  

35

Great-West Lifetime 2055

 

Service Class

  

70

Great-West Lifetime 2055

 

Class L

  

28

Great-West Lifetime 2055

 

Institutional Class

  

35

Great-West Lifetime Conservative 2060

 

Investor Class

  

35

Great-West Lifetime Conservative 2060

 

Service Class

  

35

Great-West Lifetime Conservative 2060

 

Class L

  

5

Great-West Lifetime Conservative 2060

 

Institutional Class

  

5

Great-West Lifetime 2060

 

Investor Class

  

50

Great-West Lifetime 2060

 

Service Class

  

70

Great-West Lifetime 2060

 

Class L

  

28

Great-West Lifetime 2060

 

Institutional Class

  

10

Great-West SecureFoundation® Balanced

 

Investor Class

  

50

Great-West SecureFoundation® Balanced

 

Service Class

  

30

Great-West SecureFoundation® Balanced

 

Class L

  

65

Great-West SecureFoundation® Balanced

 

Institutional Class

  

26

Great-West SecureFoundation® Balanced ETF

 

Class A

  

20

Great-West SecureFoundation® Lifetime 2020

 

Investor Class

  

15

Great-West SecureFoundation® Lifetime 2020

 

Service Class

  

5

Great-West SecureFoundation® Lifetime 2020

 

Class L

  

5

Great-West SecureFoundation® Lifetime 2020

 

Institutional Class

  

5

Great-West SecureFoundation® Lifetime 2025

 

Investor Class

  

30

Great-West SecureFoundation® Lifetime 2025

 

Service Class

  

30

Great-West SecureFoundation® Lifetime 2025

 

Class L

  

5

Great-West SecureFoundation® Lifetime 2025

 

Institutional Class

  

5

Great-West SecureFoundation® Lifetime 2030

 

Investor Class

  

20

Great-West SecureFoundation® Lifetime 2030

 

Service Class

  

5

Great-West SecureFoundation® Lifetime 2030

 

Class L

  

5

Great-West SecureFoundation® Lifetime 2030

 

Institutional Class

  

5

Great-West SecureFoundation® Lifetime 2035

 

Investor Class

  

30

Great-West SecureFoundation® Lifetime 2035

 

Service Class

  

10

Great-West SecureFoundation® Lifetime 2035

 

Class L

  

5

Great-West SecureFoundation® Lifetime 2035

 

Institutional Class

  

5


Current Classification of Shares
Series/Portfolio   Class    Authorized
Shares
(expressed in
millions)

Great-West SecureFoundation® Lifetime 2040

 

Investor Class

  

15

Great-West SecureFoundation® Lifetime 2040

 

Service Class

  

5

Great-West SecureFoundation® Lifetime 2040

 

Class L

  

5

Great-West SecureFoundation® Lifetime 2040

 

Institutional Class

  

5

Great-West SecureFoundation® Lifetime 2045

 

Investor Class

  

10

Great-West SecureFoundation® Lifetime 2045

 

Service Class

  

10

Great-West SecureFoundation® Lifetime 2045

 

Class L

  

5

Great-West SecureFoundation® Lifetime 2045

 

Institutional Class

  

5

Great-West SecureFoundation® Lifetime 2050

 

Investor Class

  

5

Great-West SecureFoundation® Lifetime 2050

 

Service Class

  

5

Great-West SecureFoundation® Lifetime 2050

 

Class L

  

5

Great-West SecureFoundation® Lifetime 2050

 

Institutional Class

  

5

Great-West SecureFoundation® Lifetime 2055

 

Investor Class

  

10

Great-West SecureFoundation® Lifetime 2055

 

Service Class

  

10

Great-West SecureFoundation® Lifetime 2055

 

Class L

  

5

Great-West SecureFoundation® Lifetime 2055

 

Institutional Class

  

5

Great-West SecureFoundation® Lifetime 2060

 

Investor Class

  

10

Great-West SecureFoundation® Lifetime 2060

 

Service Class

  

10

Great-West SecureFoundation® Lifetime 2060

 

Class L

  

5

Great-West SecureFoundation® Lifetime 2060

 

Institutional Class

  

5

          

Unclassified Capital Stock:

      

4,375

          

Total:

      

19,000

FIFTH: The Corporation is registered as an open-end company under the Investment Company Act of 1940.

SIXTH: These Articles Supplementary shall be effective on October 25, 2019.

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IN WITNESS WHEREOF, the Corporation has caused these Articles Supplementary to be signed, and witnessed, in its name and on its behalf by its undersigned officers who acknowledge that these Articles Supplementary are the act of the Corporation; that to the best of their knowledge, information and belief, all matters and facts set forth herein relating to the authorization and approval of these Articles Supplementary are true in all material respects; and that this statement is made under the penalties of perjury.

 

GREAT-WEST FUNDS, INC.
By:  

/s/ Scott C. Sipple

Name:   Scott C. Sipple
Title:   President & Chief Executive Officer

 

ATTEST:  
By:  

/s/ Adam J. Kavan

 
Name:   Adam J. Kavan  
Title:   Senior Counsel & Assistant Secretary