497 1 d390581d497.htm MAXIN SERIES FUND, INC. Maxin Series Fund, Inc.

Rule 497(e)

File Nos. 002-75503

811-03364

MAXIM SERIES FUND, INC.

Maxim Invesco Small-Cap Value Portfolio

(the “Portfolio”)

Supplement dated August 3, 2012 to the Prospectus and

Statement of Additional Information for the Portfolio, dated May 1, 2012

Charlie Ko has been named a portfolio manager to the Portfolio. Accordingly, effective immediately, the following changes are made to the Prospectus and Statement of Additional Information.

The section labeled Portfolio Managers on page three of the Prospectus is deleted and replaced with the following:

Portfolio Managers

 

Name    Title    Length of Service as  Manager
of Portfolio

Glen E. Murphy, CFA

  

Co-Lead Portfolio Manager                                 

   2008

Andrew Waisburd, Ph.D.

  

Co-Lead Portfolio Manager;

Director of Research

   2011

Anthony J. Munchak, CFA

  

Portfolio Manager

   2008

Francis M. Orlando, CFA

  

Portfolio Manager

   2008

Michael Abata, CFA

  

Portfolio Manager

   2011

Charlie Ko, CFA

  

Portfolio Manager

   2012

The following paragraph is added to the Sub-Adviser section beginning on page 11 of the Prospectus:

Charlie Ko, CFA, joined Invesco in 2012 and currently serves as a Portfolio Manager. He earned a B.S. in Mechanical Engineering from the Massachusetts Institute of Technology and an M.B.A. from Yale University.

The first paragraph and chart of the section labeled Other Accounts Managed on page 49 of the Statement of Additional Information are deleted and replaced with the following:

Michael Abata, Charlie Ko, Anthony J. Munchak, Glen E. Murphy, Francis M. Orlando, and Andrew Waisburd are the portfolio managers of the Maxim Invesco Small-Cap Value Portfolio. The following tables provide information regarding registered investment companies other than the Portfolio, other pooled investment vehicles and other accounts over which the portfolio manager(s) also has day-to-day management responsibilities. The tables provide the numbers of such accounts, the total assets in such accounts and the number of accounts and total assets whose fees are based on performance. The information is provided as of June 30, 2012.


     AUM Based Fees    Performance Based Fees
    

Registered

Investment

Companies

 

Other Pooled
Investment

Vehicles

   Other Accounts   

Registered

Investment
Companies

  

Other Pooled
Investment

Vehicles

   Other Accounts
Portfolio Manager   Number
of
 Accounts 
  Total
 Assets 
($m)
 

Number

of
 Accounts 

   Total
 Assets 
($m)
   Number
of
 Accounts 
   Total
 Assets 
($m)
   Number
of
 Accounts 
   Total
 Assets 
($m)
   Number
of
 Accounts 
   Total
 Assets 
($m)
   Number
of
 Accounts 
   Total
 Assets 
($m)
Michael Abata, CFA   8   2,271   8    729    39    4,118    0    0    1    131    6    1,350
Charlie Ko, CFA   8   2,271   8    729    39    4,118    0    0    1    131    6    1,350
Anthony J. Munchak, CFA   8   2,271   8    729    39    4,118    0    0    1    131    6    1,350
Glen E. Murphy, CFA   8   2,271   8    729    39    4,118    0    0    1    131    6    1,350
Francis M. Orlando, CFA   8   2,271   8    729    39    4,118    0    0    1    131    6    1,350
Andrew Waisburd, Ph.D.   8   2,271   8    729    39    4,118    0    0    1    131    6    1,350

This Supplement must be accompanied by, or read in conjunction with, the current

Prospectus and Statement of Additional Information for the Portfolio, dated May 1, 2012.

Please keep this Supplement for future reference.