EX-28.h.3.e
EXHIBIT A
to the Expense Limitation Agreement between
NATIONWIDE VARIABLE INSURANCE TRUST
and
NATIONWIDE FUND ADVISORS
Effective May 1, 2007
Amended as of January 1, 2020*†
Name of Fund |
Expense Limitation for Fund |
Expenses Excluded for | ||||||
NVIT S&P 500 Index Fund |
Class I Class II Class IV Class Y |
|
0.21 0.21 0.21 0.21 |
% % % % |
See (1) Below | |||
NVIT Small Cap Index Fund |
Class II Class Y |
|
0.28 0.28 |
% % |
See (1) Below | |||
NVIT Mid Cap Index Fund |
Class I Class II Class Y |
|
0.30 0.30 0.30 |
% % % |
See (1) Below | |||
NVIT International Index Fund |
Class I Class II Class VIII Class Y |
|
0.34 0.34 0.34 0.34 |
% % % % |
See (1) Below | |||
NVIT Bond Index Fund |
Class I Class II Class Y |
|
0.29 0.29 0.29 |
% % % |
See (1) Below | |||
NVIT Emerging Markets Fund |
Class I Class II Class D Class Y |
|
1.20 1.20 1.20 1.20 |
% % % % |
See (2) Below | |||
NVIT Jacobs Levy Large Cap Growth Fund (formerly, NVIT Multi-Manager Large Cap Growth Fund) |
Class I Class II |
|
0.66 0.66 |
% % |
See (2) Below |
Name of Fund |
Expense Limitation for Fund |
Expenses Excluded for Purposes of “Fund Operating Expenses” in Section 1.1 | ||||||
NVIT Wells Fargo Discovery Fund (formerly, NVIT Multi-Manager Mid Cap Growth Fund) |
Class I Class II |
|
0.78 0.78 |
% % |
See (2) Below | |||
NVIT AllianzGI International Growth Fund (formerly, NVIT Multi-Manager International Growth Fund) |
Class I Class II |
|
0.88 0.88 |
% % |
See (2) Below | |||
NVIT Core Plus Bond Fund |
Class I Class II Class Y Class P |
|
0.55 0.55 0.55 0.55 |
% % % % |
See (2) Below | |||
Federated NVIT High Income Bond Fund |
Class I | 0.76 | % | See (2) Below | ||||
NVIT Newton Sustainable U.S. Equity Fund (formerly, Neuberger Berman NVIT Socially Responsible Fund) |
Class I Class II Class Y |
|
0.78 0.78 0.78 |
% % % |
See (2) Below | |||
NVIT Blueprint Conservative Fund (formerly, NVIT Cardinal Conservative Fund) |
Class I Class II |
|
0.25 0.25 |
% % |
See (2) Below | |||
NVIT Blueprint Moderately Conservative Fund (formerly, NVIT Cardinal Moderately Conservative Fund) |
Class I Class II |
|
0.25 0.25 |
% % |
See (2) Below | |||
NVIT Blueprint Balanced Fund (formerly, NVIT Cardinal Balanced Fund) |
Class I Class II |
|
0.25 0.25 |
% % |
See (2) Below | |||
NVIT Blueprint Moderate Fund (formerly, NVIT Cardinal Moderate Fund) |
Class I Class II |
|
0.25 0.25 |
% % |
See (2) Below | |||
NVIT Blueprint Capital Appreciation Fund (formerly, NVIT Cardinal Capital Appreciation Fund) |
Class I Class II |
|
0.25 0.25 |
% % |
See (2) Below | |||
NVIT Blueprint Moderately Aggressive Fund (formerly, NVIT Cardinal Moderately Aggressive Fund) |
Class I Class II |
|
0.25 0.25 |
% % |
See (2) Below |
Name of Fund |
Expense Limitation for Fund |
Expenses Excluded for Purposes of “Fund Operating Expenses” in Section 1.1 | ||||||
NVIT Blueprint Aggressive Fund (formerly, NVIT Cardinal Aggressive Fund) |
Class I Class II |
|
0.28 0.28 |
% % |
See (2) Below | |||
NVIT Multi-Manager Mid Cap Value Fund |
Class I Class II |
|
0.79 0.79 |
% % |
See (2) Below | |||
NVIT Multi-Manager Large Cap Value Fund |
Class I Class II |
|
0.66 0.66 |
% % |
See (2) Below | |||
NVIT Mellon Dynamic U.S. Core Fund (formerly, NVIT Dynamic U.S. Growth Fund) |
Class I Class II Class Y Class P |
|
0.65 0.90 0.50 0.75 |
% % % % |
None | |||
NVIT Mellon Dynamic U.S. Equity Income Fund (formerly, American Century NVIT Multi Cap Value Fund) |
Class I Class II Class Y |
|
0.92 1.09 0.67 |
% % % |
None | |||
NVIT Columbia Overseas Value Fund (formerly, Templeton NVIT International Value Fund) |
Class I Class II Class Y |
|
0.87 0.87 0.87 |
% % % |
See (2) Below | |||
NVIT Investor Destinations Capital Appreciation Fund |
Class II Class P |
|
0.28 0.28 |
% % |
See (2) Below | |||
NVIT Investor Destinations Balanced Fund |
Class II Class P |
|
0.28 0.28 |
% % |
See (2) Below | |||
Amundi NVIT Multi Sector Bond Fund |
Class I | 0.78 | % | See (2) Below | ||||
NVIT Multi-Manager Small Cap Growth Fund |
Class I Class II |
|
0.94 0.94 |
% % |
See (2) Below | |||
NVIT DFA Moderate Fund |
Class II Class P |
|
0.24 0.24 |
% % |
See (2) Below | |||
NVIT DFA Capital Appreciation Fund |
Class II Class P |
|
0.24 0.24 |
% % |
See (2) Below |
Name of Fund |
Expense Limitation for Fund |
Expenses Excluded for Purposes of “Fund Operating Expenses” in Section 1.1 | ||||||
NVIT Blueprint Managed Growth Fund (formerly, NVIT Cardinal Managed Growth Fund) |
Class I Class II |
|
0.07 0.07 |
% % |
See (2) Below | |||
NVIT Blueprint Managed Growth & Income Fund (formerly, NVIT Cardinal Managed Growth & Income Fund) |
Class I Class II |
|
0.10 0.10 |
% % |
See (2) Below | |||
NVIT Investor Destinations Managed Growth Fund |
Class I Class II |
|
0.16 0.16 |
% % |
See (2) Below | |||
NVIT Investor Destinations Managed Growth & Income Fund |
Class I Class II |
|
0.15 0.15 |
% % |
See (2) Below | |||
NVIT Managed American Funds Asset Allocation Fund |
Class II | 0.23 | % | See (2) Below | ||||
NVIT Managed American Funds Growth-Income Fund |
Class II | 0.22 | % | See (2) Below | ||||
BlackRock NVIT Equity Dividend Fund |
Class I Class II Class IV Class Y |
|
0.65 0.65 0.65 0.65 |
% % % % |
See (2) Below | |||
DoubleLine NVIT Total Return Tactical Fund |
Class I Class II Class Y |
|
0.58 0.58 0.58 |
% % % |
See (2) Below | |||
NVIT iShares® Fixed Income ETF Fund |
Class II Class Y |
|
0.17 0.17 |
% % |
See (2) Below | |||
NVIT iShares® Global Equity ETF Fund |
Class II Class Y |
|
0.17 0.17 |
% % |
See (2) Below | |||
NVIT J.P. Morgan MozaicSM Multi-Asset Fund |
Class II Class Y |
|
0.43 0.43 |
% % |
See (2) Below | |||
NVIT J.P. Morgan Disciplined Equity Fund |
Class II Class Y |
|
0.44 0.44 |
% % |
See (2) Below | |||
NVIT Multi-Manager Small Cap Value Fund |
Class I Class II Class IV |
|
0.91 0.91 0.91 |
% % % |
See (2) Below |
Name of Fund |
Expense Limitation for Fund |
Expenses Excluded for Purposes of “Fund Operating Expenses” in Section 1.1 | ||||||
NVIT Multi-Manager International Value Fund |
Class I Class II Class IV |
|
0.75 0.75 0.75 |
% % % |
See (2) Below |
(1) | Interest, taxes, brokerage commissions, Rule 12b-1 fees, fees paid pursuant to an Administrative Services Plan, short sale dividend expenses, and other expenditures which are capitalized in accordance with generally accepted accounting principles and other extraordinary1 expenses not incurred in the ordinary course of the Fund’s business. |
(2) | Interest, taxes, brokerage commissions and other costs incurred in connection with the purchase and sale of portfolio securities, acquired fund fees and expenses, Rule 12b-1 fees, fees paid pursuant to an Administrative Services Plan, short sale dividend expenses, other expenditures which are capitalized in accordance with generally accepted accounting principles, expenses incurred by the Fund in connection with any merger or reorganization and other non-routine expenses not incurred in the ordinary course of the Fund’s business. |
1 | non-routine |
* | As approved by the Board of Trustees at its meeting held on March 10-11, 2020. |
† | Effective through April 30, 2021. |
IN WITNESS WHEREOF, the parties have caused this Amended Exhibit A to be signed by their respective officers thereunto duly authorized and their respective corporate seals to be hereunto affixed, as of the day and year first above written.
NATIONWIDE VARIABLE INSURANCE TRUST | ||
By: | /s/ Michael S. Spangler | |
Name: | Michael S. Spangler | |
Title: | President | |
NATIONWIDE FUND ADVISORS | ||
By: | /s/ Michael S. Spangler | |
Name: | Michael S. Spangler | |
Title: | President |