SEC FORM 5

SEC Form 5

FORM 5

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Form 3 Holdings Reported.

Form 4 Transactions Reported.

1. Name and Address of Reporting Person^*

FAUST THOMAS E JR

(Last)

(First)

(Middle)

THE EATON VANCE BUILDING

255 STATE STREET

(Street)

BOSTON

021092617

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
EATON VANCE CORP [ EV ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Executive Vice President

3. Statement for Issuer's Fiscal Year Ended (Month/Day/Year)
10/31/2006

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)	4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Eaton Vance Corp. Non-voting Common Stock	11/18/2005		A⁽¹⁾	16,738	A	$0	1,557,091	D
Eaton Vance Corp. Common Stock (Voting)							55,812	I	By Voting Trust⁽²⁾
Eaton Vance Corp. Non-voting Common Stock							223,080	I	Stock Option Income Deferral⁽³⁾
Voting Trust Receipt⁽⁴⁾							55,812	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)	5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Option (right to buy)	$16.01						⁽⁵⁾	11/01/2007	Eaton Vance Corp. Non-voting Common Stock	6,872		6,872	D
Option (right to buy)	$19.26						⁽⁶⁾	11/03/2008	Eaton Vance Corp. Non-voting Common Stock	5,710		5,710	D
Option (right to buy)	$8.6						⁽⁷⁾	11/01/2009	Eaton Vance Corp. Non-voting Common Stock	108,400		108,400	D
Option (right to buy)	$12.27						⁽⁸⁾	11/01/2010	Eaton Vance Corp. Non-voting Common Stock	241,848		241,848	D
Option (right to buy)	$14.34						⁽⁹⁾	11/01/2011	Eaton Vance Corp. Non-voting Common Stock	270,826		270,826	D
Option (right to buy)	$14.55						⁽¹⁰⁾	11/01/2012	Eaton Vance Corp. Non-voting Common Stock	307,128		307,128	D
Option (right to buy)	$17.51						⁽¹¹⁾	11/03/2013	Eaton Vance Corp. Non-voting Common Stock	316,890		316,890	D
Option (right to buy)	$21.96						⁽¹²⁾	11/01/2014	Eaton Vance Corp. Non-voting Common Stock	273,200		273,200	D
Option (right to buy)	$24.87						⁽¹³⁾	11/01/2015	Eaton Vance Corp. Non-voting Common Stock	221,600		221,600	D

Explanation of Responses:

1. These shares were acquired under the 1992 Incentive Stock Alternative Plan, which is a 16b-3 plan.

2. All shares of the Voting Stock of Eaton Vance Corp. are deposited and held of record in a Voting Trust of which James B. Hawkes, Thomas E. Faust, Wharton P. Whitaker, William M. Steul, Alan R. Dynner, Duncan Richardson, Thomas Metzold, Robert MacIntosh, Payson Swaffield, Jeffrey P. Beale, Michael Mach, Judith Saryan, Scott Page, Cynthia Clemson, Michael Weilheimer, and G. West Saltonstall are the voting Trustees. The Voting Common Stock is not registered under Section 12 of the Securities Exchange Act.

3. Shares credited under the company's Stock Option Income Deferral Plan.

4. A Voting Trust Receipt represents a share of Voting Common Stock.

5. Granted on 11/1/2002 these options vest 100% 11/1/2006.

6. Granted on 11/3/2003 these options vest 100% on 11/3/2007.

7. Granted on 11/1/1999 these options vest 20% per year beginning 11/1/2000

8. Granted on 11/1/2000 these options vest 21% on 11/1/2001, 11/2/2002, 11/1/2003, 11/1/2005 and 16% on 11/1/2004

9. Granted on 11/1/2001 these options vest 20.5% on 11/1/2002 , 11/1/2003 , 11/2/2004 , 11/1/2006 and 18% on 11/1/2005

10. Granted on 11/1/2002 these options vest 20.5% on 11/1/2003 , 11/1/2004, 11/1/2005 , 11/1/2007 and 18% on 11/1/2006

11. Granted on 11/3/2003 these options vest 20.3% on 11/3/2004 , 11/3/2005, 11/3/2006, 11/3/2008 and 19% on 11/3/2007.

12. Granted on November 1, 2004 these options vest over a 5 year period at 20% per year.

13. Granted on November 1, 2005 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.

	By: Katie McManus, Attorney in Fact	12/05/2006
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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