FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
AUTONATION INC /FL [ AN ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 03/03/2008 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock, par value $0.01 per share | 03/03/2008 | P | 8,784 | A | $14.44 | 8,984,586 | I | See Footnotes(3)(8)(9) | ||
Common Stock, par value $0.01 per share | 03/03/2008 | P | 6,592 | A | $14.45 | 8,991,178 | I | See Footnotes(3)(8)(9) | ||
Common Stock, par value $0.01 per share | 03/03/2008 | P | 2,176 | A | $14.47 | 8,993,354 | I | See Footnotes(3)(8)(9) | ||
Common Stock, par value $0.01 per share | 03/03/2008 | P | 7,760 | A | $14.48 | 9,001,114 | I | See Footnotes(3)(8)(9) | ||
Common Stock, par value $0.01 per share | 03/03/2008 | P | 112 | A | $14.49 | 9,001,226 | I | See Footnotes(3)(8)(9) | ||
Common Stock, par value $0.01 per share | 03/03/2008 | P | 2,112 | A | $14.5 | 9,003,338 | I | See Footnotes(3)(8)(9) | ||
Common Stock, par value $0.01 per share | 03/03/2008 | P | 544 | A | $14.51 | 9,003,882 | I | See Footnotes(3)(8)(9) | ||
Common Stock, par value $0.01 per share | 03/03/2008 | P | 5,040 | A | $14.52 | 9,008,922 | I | See Footnotes(3)(8)(9) | ||
Common Stock, par value $0.01 per share | 03/03/2008 | P | 3,920 | A | $14.53 | 9,012,842 | I | See Footnotes(3)(8)(9) | ||
Common Stock, par value $0.01 per share | 03/03/2008 | P | 1,056 | A | $14.54 | 9,013,898 | I | See Footnotes(3)(8)(9) | ||
Common Stock, par value $0.01 per share | 03/03/2008 | P | 15,328 | A | $14.55 | 9,029,226 | I | See Footnotes(3)(8)(9) | ||
Common Stock, par value $0.01 per share | 03/03/2008 | P | 320 | A | $14.56 | 9,029,546 | I | See Footnotes(3)(8)(9) | ||
Common Stock, par value $0.01 per share | 03/03/2008 | P | 3,248 | A | $14.58 | 9,032,794 | I | See Footnotes(3)(8)(9) | ||
Common Stock, par value $0.01 per share | 03/03/2008 | P | 1,536 | A | $14.6 | 9,034,330 | I | See Footnotes(3)(8)(9) | ||
Common Stock, par value $0.01 per share | 03/03/2008 | P | 5,376 | A | $14.61 | 9,039,706 | I | See Footnotes(3)(8)(9) | ||
Common Stock, par value $0.01 per share | 03/03/2008 | P | 480 | A | $14.62 | 9,040,186 | I | See Footnotes(3)(8)(9) | ||
Common Stock, par value $0.01 per share | 03/03/2008 | P | 960 | A | $14.68 | 9,041,146 | I | See Footnotes(3)(8)(9) | ||
Common Stock, par value $0.01 per share | 03/03/2008 | P | 1,344 | A | $14.69 | 9,042,490 | I | See Footnotes(3)(8)(9) | ||
Common Stock, par value $0.01 per share | 03/03/2008 | P | 8,704 | A | $14.7 | 9,051,194 | I | See Footnotes(3)(8)(9) | ||
Common Stock, par value $0.01 per share | 47,077,222 | I | See Footnotes(1)(9) | |||||||
Common Stock, par value $0.01 per share | 221,701 | I | See Footnotes(2)(9) | |||||||
Common Stock, par value $0.01 per share | 5,712,083 | I | See Footnotes(4)(9) | |||||||
Common Stock, par value $0.01 per share | 61,964 | I | See Footnotes(5)(9) | |||||||
Common Stock, par value $0.01 per share | 2,455,251 | I | See Footnotes(6)(9) | |||||||
Common Stock, par value $0.01 per share | 130,000(7)(9) | D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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Explanation of Responses: |
1. These shares of common stock, par value $0.01 per share ("Shares"), of AutoNation, Inc. (the "Issuer") are held by ESL Partners, L.P. ("Partners"). |
2. These Shares are held by ESL Institutional Partners, L.P. ("Institutional"). |
3. These Shares are held in an account established by the investment member of ESL Investors, L.L.C. ("Investors"). |
4. These Shares are held by CBL Partners, L.P. ("CBL"). |
5. These Shares are held by ESL Investment Management, L.P. ("ESLIM"). |
6. These Shares are held by RBS Partners, L.P. ("RBS"). |
7. These Shares are held by Edward S. Lampert. |
8. These Shares represent a portion of a single trade which was allocated between Partners and an account that was established by the investment member of Investors. |
9. This Form 4 is filed on behalf of Mr. Lampert, ESL Investments, Inc. ("Investments"), RBS, Partners and Investors. RBS is the general partner of Partners and the managing member of Investors. RBS Investment Management, LLC ("RBSIM") is the general partner of Institutional. Investments is the general partner of RBS and CBL and the manager of RBSIM. Mr. Lampert is the Chairman, Chief Executive Officer and Director of Investments and the managing member of the general partner of ESLIM. |
Remarks: |
Pursuant to Rule 16a-1(a)(2)(ii)(B) under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein only to the extent of his or its pecuniary interest therein. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount. This Form 4 is the third of three Form 4 filings being made by Mr. Lampert, Investments, RBS, Partners and Investors on March 5, 2008. |
/s/ Edward S. Lampert (See signatures of Reporting Persons as Exhibit 99.1) | 03/05/2008 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |