-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, StQWOGVSy1W02wmNqahjE/eX5ytQ+dOUmZ2dF3/Ob8UZT8MdfJs+i52PDjlI/U8k b7XiyHP0h2RCzI9HOqRYuA== 0000319902-09-000012.txt : 20091030 0000319902-09-000012.hdr.sgml : 20091030 20091030105346 ACCESSION NUMBER: 0000319902-09-000012 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091030 DATE AS OF CHANGE: 20091030 EFFECTIVENESS DATE: 20091030 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIDUCIARY MANAGEMENT ASSOCIATES LLC CENTRAL INDEX KEY: 0000319902 IRS NUMBER: 061656168 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01267 FILM NUMBER: 091146557 BUSINESS ADDRESS: STREET 1: 55 W MONROE STREET 2: SUITE 2550 CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3129306850 MAIL ADDRESS: STREET 1: 55 WEST MONROE STREET 2: SUITE 2550 CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: FIDUCIARY MANAGEMENT ASSOCIATES INC DATE OF NAME CHANGE: 19990406 FORMER COMPANY: FORMER CONFORMED NAME: BLOCK INVESTMENT MANAGEMENT SERVICES INC DATE OF NAME CHANGE: 19810130 13F-HR 1 q309.txt 3RD QUARTER 2009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13-F FORM 13F COVER PAGE Report for the Calendar Year of Quarter Ended: September 30, 2009 Check here if Amendment; [ ] Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Fiduciary Management Associates, LLC Address: 55 West Monroe Street Suite #2550 Chicago, Illinois 60603 13F File Number: 28-1267 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person signing this report on behalf of reporting manager: Candice L. Melcher Chief Compliance Officer (312) 930-6850 Signature:__________________ Place: Chicago,Illinois Date: October 30, 2009 Report Type (Check only one): [ X ] 13F Holdings Report. [ ] 13F Notice. [ ] 13F Combination Report. List of other managers reporting for this Manager: I am signing this report as required by the Securities Exchange Act of 1934. FIDUCIARY MANAGEMENT ASSOCIATES, LLC FORM 13F SUMMARY PAGE AS OF DATE: 09/30/09 REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 161 FORM 13F INFORMATION TABLE VALUE TOTAL: $1,181,852,000 LIST OF OTHER INCLUDED MANAGERS: NO. 13F FILE NUMBER NAME FIDUCIARY MANAGEMENT ASSOCIATES, LLC FORM 13F INFORMATION TABLE AS OF DATE: 09/30/09 TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MGRS SOLE SHARED NONE - ------------------------------ --------- --------- -------- ----------- ---- ------- ------ ------- -------- -------- 3M COMPANY COM 88579Y101 6660 90250 SH SOLE 78850 0 11400 A T & T INC (NEW) COM 00206R102 13574 502550 SH SOLE 396200 0 106350 ACTUANT CORP COM 00508X203 9085 565700 SH SOLE 446100 0 119600 ADOBE SYS INC COM 00724F101 4100 124100 SH SOLE 119200 0 4900 AEROPOSTALE INC COM 007865108 7051 162200 SH SOLE 141800 0 20400 AMERICAN TOWER CORP CL A COM 029912201 3658 100500 SH SOLE 96300 0 4200 AMERISTAR CASINOS INC COM 03070Q101 9006 570723 SH SOLE 452123 0 118600 AMGEN INC COM 031162100 2698 44800 SH SOLE 31700 0 13100 AMSURG INC COM 03232P405 6552 308600 SH SOLE 244300 0 64300 ANNALY CAP MGMT INC COM 035710409 2697 148700 SH SOLE 105200 0 43500 APACHE CORP COM 037411105 4660 50750 SH SOLE 37950 0 12800 APPLE COMPUTER INC COM 037833100 8030 43325 SH SOLE 41050 0 2275 APPLIED MATLS INC COM 038222105 3247 242675 SH SOLE 233175 0 9500 ARENA RESOURCES INC COM 040049108 7704 217000 SH SOLE 172000 0 45000 ASTEC INDS INC COM 046224101 8614 338204 SH SOLE 268904 0 69300 ATHEROS COMMUNICATIONS INC COM 04743P108 6346 239200 SH SOLE 189700 0 49500 ATWOOD OCEANICS INC COM 050095108 8288 235000 SH SOLE 186200 0 48800 AVOCENT CORP COM 053893103 11704 577400 SH SOLE 459300 0 118100 BALDOR ELEC CO COM 057741100 9903 362200 SH SOLE 286800 0 75400 BANK OF AMERICA COM 060505104 14678 867510 SH SOLE 696244 0 171266 BANK OF THE OZARKS INC COM 063904106 7287 274681 SH SOLE 218181 0 56500 BAXTER INTL INC COM 071813109 6294 110400 SH SOLE 94950 0 15450 BB&T CORPORATION COM 054937107 5369 197100 SH SOLE 169200 0 27900 BE AEROSPACE INC COM 073302101 9911 492100 SH SOLE 395700 0 96400 BED, BATH & BEYOND COM 075896100 4265 113625 SH SOLE 109575 0 4050 BOEING CO COM 097023105 3352 61900 SH SOLE 43800 0 18100 BRISTOL MYERS SQUIBB CO COM 110122108 6793 301650 SH SOLE 262700 0 38950 CARRIZO OIL & GAS COM 144577103 9410 384250 SH SOLE 305050 0 79200 CHEVRONTEXACO CORPORATION COM 166764100 8170 116000 SH SOLE 80950 0 35050 CHURCH & DWIGHT CO COM 171340102 3470 61150 SH SOLE 58250 0 2900 CINEMARK HOLDINGS INC COM 17243V102 9944 959800 SH SOLE 761300 0 198500 CISCO SYSTEMS COM 17275R102 6725 285700 SH SOLE 273800 0 11900 CMS ENERGY CORP COM 125896100 3207 239300 SH SOLE 169300 0 70000 COCA COLA CO COM 191216100 707 13172 SH SOLE 0 0 13172 CONOCOPHILLIPS COM 20825C104 5720 126658 SH SOLE 123662 0 2996 COVIDIEN PLC ORDINARY SHARE COM G2554F105 3348 77400 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111425 SH SOLE 93800 0 17625 EXXON CORPORATION COM 30231G102 14193 206861 SH SOLE 171150 0 35711 FIRST MIDWEST BANCORP COM 320867104 7583 672825 SH SOLE 533125 0 139700 FIRST SOLAR INC COM 336433107 2706 17700 SH SOLE 17400 0 300 FLOWSERVE CORP COM 34354P105 2552 25900 SH SOLE 18300 0 7600 FOSSIL INC COM 349882100 9799 344434 SH SOLE 272734 0 71700 FREEPORT MCMORAN COPPER&GOLDCL COM 35671D857 6346 92500 SH SOLE 76800 0 15700 FULLER H B CO COM 359694106 9854 471500 SH SOLE 374100 0 97400 GAMESTOP CORP NEW CL A COM 36467W109 2906 109800 SH SOLE 108200 0 1600 GENERAL ELEC CO COM 369604103 14154 861977 SH SOLE 689450 0 172527 GILEAD SCIENCES INC COM 375558103 4484 96425 SH SOLE 91850 0 4575 GOLDMAN SACHS GROUP INC COM 38141G104 10176 55200 SH SOLE 42875 0 12325 GOOGLE INC CL A COM 38259P508 6062 12225 SH SOLE 12050 0 175 HANOVER INS GROUP INC COM 410867105 9872 238850 SH SOLE 189000 0 49850 HEARTLAND PMT SYS INC COM 42235N108 8252 568700 SH SOLE 451400 0 117300 HEWLETT PACKARD CO COM 428236103 6878 145700 SH SOLE 127000 0 18700 HMS HLDGS CORP COM 40425J101 6520 170538 SH SOLE 133438 0 37100 HOME DEPOT INC COM 437076102 4675 175500 SH SOLE 124200 0 51300 HOSPITALITY PPTYS TR SH BE COM 44106M102 11153 547500 SH SOLE 434200 0 113300 HUNT, J B TRANSPORT SERVICES I COM 445658107 6628 206300 SH SOLE 171050 0 35250 ICU MED INC COM 44930G107 9746 264400 SH SOLE 209800 0 54600 IDEX CORP COM 45167R104 10979 392800 SH SOLE 311700 0 81100 ILLINOIS TOOL WORKS INC COM 452308109 6694 156730 SH SOLE 135680 0 21050 INTEL CORP COM 458140100 7189 367325 SH SOLE 300875 0 66450 INTERNATIONAL BUSINESS MACHINE COM 459200101 11264 94175 SH SOLE 81475 0 12700 INVESCO LTD SHS COM G491BT108 7622 334900 SH SOLE 277550 0 57350 INVESTMENT TECHNOLOGY GRP NECO COM 46145F105 6745 241575 SH SOLE 191475 0 50100 J & J SNACK FOODS CORP COM 466032109 7383 170931 SH SOLE 135511 0 35420 J.P. MORGAN CHASE & CO COM 46625H100 16858 384700 SH SOLE 309925 0 74775 JARDEN CORP COM 471109108 10203 363500 SH SOLE 288500 0 75000 JOHNSON & JOHNSON COM 478160104 5141 84425 SH SOLE 81900 0 2525 JONES LANG LASALLE INC COM 48020Q107 9578 202200 SH SOLE 160300 0 41900 JO-ANN STORES INC COM 47758P307 8626 321500 SH SOLE 255300 0 66200 KAYDON CORPORATION COM 486587108 8809 271700 SH SOLE 214900 0 56800 KELLOGG CO. COM 487836108 5511 111950 SH SOLE 93650 0 18300 KOHL'S COM 500255104 3765 66000 SH SOLE 46700 0 19300 KOPPERS HOLDINGS INC COM 50060P106 6318 213100 SH SOLE 169100 0 44000 LOWES CO COM 548661107 3989 190500 SH SOLE 178850 0 11650 MASSEY ENERGY CORP COM 576206106 9315 334000 SH SOLE 265200 0 68800 MCKESSON HBOC INC. COM 58155Q103 6399 107450 SH SOLE 90600 0 16850 MERCK & CO COM 589331107 2363 74700 SH SOLE 52900 0 21800 MEREDITH CORP COM 589433101 8485 283400 SH SOLE 225100 0 58300 METLIFE INC COM 59156R108 6559 172300 SH SOLE 142000 0 30300 MF GLOBAL LTD SHS COM G60642108 6383 878000 SH SOLE 696900 0 181100 MICROSOFT CORP COM 594918104 13863 539000 SH SOLE 474750 0 64250 MIDDLEBY CORP COM 596278101 9804 178217 SH SOLE 141517 0 36700 MONOLITHIC PWR SYS INC COM 609839105 7224 308060 SH SOLE 245060 0 63000 MORGAN STANLEY DEAN WITTER DIS COM 617446448 7475 242050 SH SOLE 204800 0 37250 NATIONAL RETAIL PROPERTIES ICO COM 637417106 9438 439595 SH SOLE 348295 0 91300 NETLOGIC MICROSYSTEMS INC COM 64118B100 6538 145282 SH SOLE 114582 0 30700 NEWFIELD EXPL CO COM 651290108 4902 115175 SH SOLE 110775 0 4400 NOBLE CORPORATION BAAR NAMEN COM H5833N103 6339 167000 SH SOLE 117900 0 49100 NORFOLK SOUTHERN CORP COM 655844108 5688 131950 SH SOLE 110200 0 21750 NUCOR CORP COM 670346105 5585 118800 SH SOLE 99200 0 19600 OCCIDENTAL PETE CORP COM 674599105 9130 116450 SH SOLE 97350 0 19100 OLD DOMINION FGHT LINES INC CO COM 679580100 7647 251300 SH SOLE 199200 0 52100 OLYMPIC STEEL INC COM 68162K106 7359 256500 SH SOLE 204300 0 52200 ORACLE SYS CORP COM 68389X105 2761 132500 SH SOLE 123250 0 9250 OSI SYSTEMS INC COM 671044105 7146 390703 SH SOLE 310203 0 80500 PANERA BREAD CO CL A COM 69840W108 6408 116500 SH SOLE 92100 0 24400 PENSKE AUTOMOTIVE GRP INC COM 70959W103 8096 422100 SH SOLE 334400 0 87700 PEPSICO INC COM 713448108 9223 157225 SH SOLE 141100 0 16125 PLANTRONICS INC NEW COM 727493108 10472 390600 SH SOLE 309900 0 80700 PNC FINANCIAL CORP COM 693475105 5907 121570 SH SOLE 102270 0 19300 PRAXAIR INC COM 74005P104 5281 64650 SH SOLE 53850 0 10800 PROCTER & GAMBLE COM 742718109 7770 134150 SH SOLE 116850 0 17300 PROSPERITY BANCSHARES INC COM 743606105 9216 264900 SH SOLE 210000 0 54900 QLOGIC CORP COM 747277101 11820 687200 SH SOLE 545400 0 141800 QUALCOM CORP COM 747525103 5318 118225 SH SOLE 113600 0 4625 QUALITY SYS INC COM 747582104 7208 117075 SH SOLE 92875 0 24200 QUEST SOFTWARE INC COM 74834T103 9909 588100 SH SOLE 466900 0 121200 ROCKWOOD HLDGS INC COM 774415103 10841 527024 SH SOLE 417824 0 109200 ROPER INC. COM 776696106 2888 56650 SH SOLE 54000 0 2650 RYLAND GROUP INC COM 783764103 7882 374100 SH SOLE 296500 0 77600 S & T BANCORP INC COM 783859101 6550 505408 SH SOLE 400208 0 105200 SCHLUMBERGER COM 806857108 8240 138250 SH SOLE 111200 0 27050 SCHNITZER STL INDS CL A COM 806882106 6204 116500 SH SOLE 92500 0 24000 SIGNATURE BANK COM 82669G104 6067 209200 SH SOLE 166200 0 43000 SILICON LABORATORIES INC OC-CO COM 826919102 7070 152500 SH SOLE 120900 0 31600 SOUTHWESTERN ENERGY CO COM 845467109 3863 90500 SH SOLE 71400 0 19100 ST JUDE MEDICAL CENTER INC COM 790849103 7939 203500 SH SOLE 177100 0 26400 STANLEY INC COM 854532108 9342 363208 SH SOLE 288508 0 74700 STAPLES, INC COM 855030102 8009 344900 SH SOLE 292650 0 52250 SYKES ENTERPRISES INC COM 871237103 6924 332582 SH SOLE 263282 0 69300 TCF FINL CORP COM 872275102 9480 727012 SH SOLE 576512 0 150500 TECH DATA CORP COM 878237106 9916 238300 SH SOLE 189200 0 49100 TELEFLEX INC COM 879369106 10609 219600 SH SOLE 174500 0 45100 TEMPLE INLAND INC COM 879868107 8527 519300 SH SOLE 411000 0 108300 THERMO FISHER SCIENTIFIC INC COM 883556102 5968 136650 SH SOLE 116750 0 19900 TIME WARNER CABLE INC COM 88732J207 3055 70900 SH SOLE 50000 0 20900 TNS INC COM 872960109 9875 360400 SH SOLE 285400 0 75000 TOWER GROUP INC COM 891777104 9919 406669 SH SOLE 322569 0 84100 TRACTOR SUPPLY CO COM 892356106 8948 184800 SH SOLE 146700 0 38100 TRAVELERS COMPANIES INC COM 89417E109 6289 127749 SH SOLE 108927 0 18822 U S BANCORP COM 902973304 7545 345150 SH SOLE 278050 0 67100 UNISOURCE ENERGY CORP COM 909205106 6820 221800 SH SOLE 175800 0 46000 UNITED BANKSHARES INC W VA COM 909907107 9933 507067 SH SOLE 402167 0 104900 UNITED PARCEL SERVICE COM 911312106 7402 131075 SH SOLE 111375 0 19700 URS CORP NEW COM 903236107 5386 123400 SH SOLE 103975 0 19425 V F CORP COM 918204108 4961 68500 SH SOLE 48500 0 20000 VAIL RESORTS COM 91879Q109 9364 279200 SH SOLE 221600 0 57600 VERIZON COMMUNICATIONS COM 92343V104 5924 195700 SH SOLE 138500 0 57200 WAL MART STORES INC COM 931142103 3803 77475 SH SOLE 74200 0 3275 WARNACO GROUP INC NEW COM 934390402 10237 233400 SH SOLE 185200 0 48200 WATSCO INC COM 942622200 9053 167932 SH SOLE 133432 0 34500 WEBSTER FINL CORP WATERBURY CO COM 947890109 6299 505100 SH SOLE 400400 0 104700 WELLS FARGO NEW COM 949746101 11747 416850 SH SOLE 335500 0 81350 WHIRLPOOL CORP COM 963320106 2700 38600 SH SOLE 27300 0 11300 WILMINGTON TRUST CORP COM 971807102 6837 481500 SH SOLE 381000 0 100500 WOODWARD GOVERNOR CO COM 980745103 10814 445760 SH SOLE 352560 0 93200 XTO ENERGY INC COM 98385X106 7025 170025 SH SOLE 137875 0 32150 LINE COUNT: 161
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