EX-99.28 2 fp0085591-1_ex9928e3a.htm

FOURTH AMENDMENT
FORUM FUNDS DISTRIBUTION AGREEMENT

 

This Fourth Amendment (the “Amendment”) to the Distribution Agreement by and between Forum Funds (the “Trust”) and Foreside Fund Services, LLC (“Distributor”), as novated September 30, 2021 (the “Agreement”), is entered into as of September 11, 2023 (the “Effective Date”).

 

WHEREAS, the Trust and Distributor (the “Parties”) desire to amend Appendix A of the Agreement to reflect an updated list of Funds and classes of shares; and

WHEREAS, Section 17(b) of the Agreement requires that all amendments to the Agreement be made in writing and executed by all parties.

 NOW THEREFORE, for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the Parties hereby agree as follows:

1.Capitalized terms not otherwise defined herein shall have the meanings set forth in the Agreement.

2.Appendix A to the Agreement is hereby deleted in its entirety and replaced by Appendix A attached hereto to reflect the removal of the Absolute Capital Opportunities Fund, Absolute Convertible Arbitrage Fund, Absolute Flexible Fund and Absolute Strategies Fund.

3.Except as expressly amended hereby, all of the provisions of the Agreement are restated and in full force and effect to the same extent as if fully set forth herein.

4.This Amendment shall be governed by, and the provisions of this Amendment shall be construed and interpreted under and in accordance with, the laws of the State of Delaware.

 

IN WITNESS WHEREOF, the Parties hereto have caused this Amendment to be executed in their names and on their behalf by and through their duly authorized officers, as of the Effective Date.

 

FORUM FUNDS FORESIDE FUND SERVICES, LLC
 
By: /s/ Zachary Tackett   By: /s/ Teresa Cowen  
  Zachary Tackett, President   Teresa Cowen, President
           

 

 

AMENDED APPENDIX A TO THE
DISTRIBUTION AGREEMENT BETWEEN
FORUM FUNDS AND FORESIDE FUND SERVICES, LLC

 

APPENDIX A
Funds and Classes of the Trust
As of September 11, 2023

 

FUND NAMES CLASS NAMES
Auxier Focus Fund Investor Shares, A Shares, Institutional Shares
Beck Mack + Oliver Partners Fund  
DF Dent Midcap Growth Fund Investor Shares, Institutional Shares, Institutional Plus Shares
DF Dent Premier Growth Fund  
DF Dent Small Cap Growth Fund Investor Shares, Institutional Shares
Lisanti Small Cap Growth Fund  
MAI Managed Volatility Fund Investor Shares, Institutional Shares
Monongahela All Cap Value Fund  
Payson Total Return Fund  
Polaris Global Value Fund  
The BeeHive Fund