-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SWCCXPk9TqVnGQk79em2b/KWmO8JmQUseE9QM8+Oxef4WVu0ojk/I1sjF59Ar849 1+Z+AtPHoteMKgt1h3KDWw== 0000230119-10-000002.txt : 20100211 0000230119-10-000002.hdr.sgml : 20100211 20100211143837 ACCESSION NUMBER: 0000230119-10-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100211 DATE AS OF CHANGE: 20100211 EFFECTIVENESS DATE: 20100211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CITIZENS BANK WEALTH MANAGEMENT NA CENTRAL INDEX KEY: 0000230119 IRS NUMBER: 382378932 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00184 FILM NUMBER: 10591308 BUSINESS ADDRESS: STREET 1: 328 S SAGINAW STREET CITY: FLINT STATE: MI ZIP: 48502 BUSINESS PHONE: (989) 776-7568 MAIL ADDRESS: STREET 1: 101 N WASHINGTON AVENUE - 332021 CITY: SAGINAW STATE: MI ZIP: 48607 FORMER COMPANY: FORMER CONFORMED NAME: CB WEALTH MANAGEMENT NA DATE OF NAME CHANGE: 20020430 FORMER COMPANY: FORMER CONFORMED NAME: CITIZENS COMMERCIAL & SAVINGS BANK DATE OF NAME CHANGE: 19920929 13F-HR 1 sef13fcbwm12312009.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE REPORT FOR THE CALENDAR YEAR OR QUARTER ENDED: 12/31/09 CHECK HERE IF AMENDMENT ( ); AMENDMENT NUMBER: THIS AMENDMENT (CHECK ONLY ONE.): ( ) IS A RESTATEMENT. ( ) ADDS NEW HOLDINGS ENTRIES INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT: NAME: Citizens Bank Wealth Management, N.A. ADDRESS: 328 S Saginaw Street Flint, MI 48502 13F FILE NUMBER: 028-00184 THE INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT AND THE PERSON BY WHOM IT IS SIGNED HEREBY REPRESENT THAT THE PERSON SIGNING THE REPORT IS AUTHORIZED TO SUBMIT IT, THAT ALL INFORMATION CONTAINED HEREIN IS TRUE, CORRECT AND COMPLETE, AND THAT IT IS UNDERSTOOD THAT ALL REQUIRED ITEMS, STATEMENTS SCHEDULES, LISTS, AND TABLES, ARE CONSIDERED INTEGRAL PARTS OF THIS FORM. PERSON SIGNING THIS REPORT ON BEHALF OF REPORTING MANAGER: NAME: Charles I Priem Jr TITLE: Assistant Vice President PHONE: (989)776-7568 SIGNATURE,PLACE,AND DATE OF SIGNING: Charles I Priem Jr Flint, MI 01/25/10 REPORT TYPE (CHECK ONLY ONE.): ( X) 13F HOLDINGS REPORT ( ) 13F NOTICE ( ) 13F COMBINATION REPORT LIST OF OTHER MANAGERS REPORTING FOR THIS MANAGER: NONE I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. PAGE 1 AS OF 12/31/09 - - - - COL1 - - - - - - - - - - COL2 - - - - - COL3 - - - COL4 - - - - COL5 - - - - COL6 - - COL7 - - - - - - COL8 - - - - - INVESTMENT MARKET DISCRETION VOTING AUTHORITY VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C) TRANSOCEAN LTD REG SHS H8817H100 261 3,153 SH X 273 2,880 TRANSOCEAN LTD REG SHS H8817H100 13 157 SH X 157 AFLAC INC COM 001055102 263 5,678 SH X 3,116 2,562 AFLAC INC COM 001055102 136 2,935 SH X 2,485 450 AT&T INC COM 00206R102 2,291 81,720 SH X 80,129 1,591 AT&T INC COM 00206R102 1,251 44,632 SH X 43,242 1,390 ABBOTT LABS COM 002824100 1,901 35,203 SH X 32,657 2,546 ABBOTT LABS COM 002824100 417 7,727 SH X 6,417 1,310 ACTIVIDENTITY CORP COM 00506P103 25 10,512 SH X 10,512 ADOBE SYS INC COM 00724F101 267 7,251 SH X 5,482 1,769 ADOBE SYS INC COM 00724F101 138 3,750 SH X 3,750 ALCOA INC COM 013817101 150 9,319 SH X 9,319 ALCOA INC COM 013817101 73 4,506 SH X 4,506 ALLSTATE CORP COM 020002101 607 20,218 SH X 20,105 113 ALLSTATE CORP COM 020002101 97 3,233 SH X 3,233 ALTRIA GROUP INC COM 02209S103 488 24,880 SH X 19,756 5,124 ALTRIA GROUP INC COM 02209S103 162 8,261 SH X 8,261 AMEREN CORP COM 023608102 204 7,314 SH X 7,314 AMEREN CORP COM 023608102 263 9,396 SH X 9,096 300 AMERICAN ELEC PWR INC COM 025537101 152 4,360 SH X 4,360 AMERICAN ELEC PWR INC COM 025537101 91 2,603 SH X 1,403 1,200 AMERICAN EXPRESS CO COM 025816109 353 8,719 SH X 8,245 474 AMERICAN EXPRESS CO COM 025816109 72 1,767 SH X 1,650 117 AMETEK INC NEW COM 031100100 229 6,000 SH X 6,000 AMGEN INC COM 031162100 170 3,001 SH X 3,001 AMGEN INC COM 031162100 118 2,090 SH X 2,090 ANADARKO PETE CORP COM 032511107 184 2,952 SH X 2,952 ANADARKO PETE CORP COM 032511107 186 2,986 SH X 2,986 APPLE INC COM 037833100 1,586 7,528 SH X 5,379 2,149 APPLE INC COM 037833100 450 2,135 SH X 2,135 AUTOMATIC DATA PROCESSING IN COM 053015103 731 17,061 SH X 16,309 752 AUTOMATIC DATA PROCESSING IN COM 053015103 523 12,225 SH X 12,225 BP PLC SPONSORED ADR 055622104 1,650 28,471 SH X 28,328 143 BP PLC SPONSORED ADR 055622104 804 13,874 SH X 13,562 312 BANCO SANTANDER SA ADR 05964H105 188 11,412 SH X 11,412 BANK OF AMERICA CORPORATION COM 060505104 268 17,781 SH X 9,609 8,172 BANK OF AMERICA CORPORATION COM 060505104 272 18,082 SH X 18,082 BANK OF NEW YORK MELLON CORP COM 064058100 201 7,181 SH X 7,181 BANK OF NEW YORK MELLON CORP COM 064058100 11 377 SH X 377 BAXTER INTL INC COM 071813109 492 8,383 SH X 6,446 1,937 BAXTER INTL INC COM 071813109 144 2,462 SH X 2,462 BECTON DICKINSON & CO COM 075887109 690 8,748 SH X 8,557 191 BECTON DICKINSON & CO COM 075887109 190 2,409 SH X 2,409 BED BATH & BEYOND INC COM 075896100 201 5,197 SH X 5,097 100 BED BATH & BEYOND INC COM 075896100 141 3,645 SH X 3,645 BOEING CO COM 097023105 219 4,040 SH X 4,040 BRISTOL MYERS SQUIBB CO COM 110122108 595 23,571 SH X 17,615 5,956 BRISTOL MYERS SQUIBB CO COM 110122108 301 11,936 SH X 11,536 400 BURLINGTON NORTHN SANTA FE C COM 12189T104 94 956 SH X 950 6 BURLINGTON NORTHN SANTA FE C COM 12189T104 137 1,385 SH X 1,385 CAMPBELL SOUP CO COM 134429109 17 500 SH X 500 CAMPBELL SOUP CO COM 134429109 192 5,668 SH X 4,332 1,336 CARDIARC, LTD 14092A909 25 85,000 SH X 85,000 1CATERPILLAR INC DEL COM 149123101 834 14,630 SH X 13,308 1,322 CATERPILLAR INC DEL COM 149123101 62 1,083 SH X 817 266 CHEVRON CORP NEW COM 166764100 1,024 13,306 SH X 11,313 1,993 CHEVRON CORP NEW COM 166764100 1,436 18,651 SH X 17,228 1,423 CISCO SYS INC COM 17275R102 1,215 50,745 SH X 35,191 15,554 CISCO SYS INC COM 17275R102 491 20,508 SH X 20,208 300 CITIZENS REPUBLIC BANCORP IN COM 174420109 158 229,466 SH X 50,254 179,212 CITIZENS REPUBLIC BANCORP IN COM 174420109 104 150,189 SH X 3,750 146,439 COCA COLA CO COM 191216100 377 6,617 SH X 5,411 1,206 COCA COLA CO COM 191216100 460 8,075 SH X 6,258 1,817 COLGATE PALMOLIVE CO COM 194162103 587 7,149 SH X 6,347 802 COLGATE PALMOLIVE CO COM 194162103 286 3,479 SH X 3,329 150 COMERICA INC COM 200340107 633 21,400 SH X 21,400 COMERICA INC COM 200340107 48 1,639 SH X 1,639 COMMERCIAL NATL FINL CORP COM 202216107 181 22,656 SH X 22,656 CONOCOPHILLIPS COM 20825C104 424 8,311 SH X 4,546 3,765 CONOCOPHILLIPS COM 20825C104 112 2,186 SH X 2,186 CONSOLIDATED EDISON INC COM 209115104 72 1,583 SH X 1,583 CONSOLIDATED EDISON INC COM 209115104 265 5,826 SH X 5,561 265 CORNING INC COM 219350105 332 17,191 SH X 17,191 CORNING INC COM 219350105 429 22,207 SH X 22,207 DTE ENERGY CO COM 233331107 163 3,750 SH X 3,750 DTE ENERGY CO COM 233331107 52 1,186 SH X 1,186 DEERE & CO COM 244199105 97 1,800 SH X 1,800 DEERE & CO COM 244199105 130 2,400 SH X 2,400 DISNEY WALT CO COM DISNEY 254687106 596 18,472 SH X 13,798 4,674 DISNEY WALT CO COM DISNEY 254687106 374 11,594 SH X 11,392 202 DIRECTV COM CL A 25490A101 282 8,465 SH X 1,639 6,826 DOMINION RES INC VA NEW COM 25746U109 328 8,420 SH X 8,420 DOMINION RES INC VA NEW COM 25746U109 286 7,350 SH X 7,350 DOW CHEM CO COM 260543103 716 25,896 SH X 19,150 6,746 DOW CHEM CO COM 260543103 1,041 37,682 SH X 37,382 300 DU PONT E I DE NEMOURS & CO COM 263534109 229 6,790 SH X 3,400 3,390 DU PONT E I DE NEMOURS & CO COM 263534109 293 8,714 SH X 8,572 142 DUKE ENERGY CORP NEW COM 26441C105 32 1,885 SH X 1,885 DUKE ENERGY CORP NEW COM 26441C105 329 19,117 SH X 19,117 DURECT CORP COM 266605104 58 23,312 SH X 23,312 EMERSON ELEC CO COM 291011104 508 11,919 SH X 9,943 1,976 EMERSON ELEC CO COM 291011104 409 9,592 SH X 9,592 EXELON CORP COM 30161N101 637 13,041 SH X 13,041 EXELON CORP COM 30161N101 196 4,017 SH X 4,017 EXPRESS SCRIPTS INC COM 302182100 226 2,616 SH X 190 2,426 EXXON MOBIL CORP COM 30231G102 4,158 60,982 SH X 59,041 1,941 EXXON MOBIL CORP COM 30231G102 4,167 61,108 SH X 60,153 955 FPL GROUP INC COM 302571104 289 5,480 SH X 5,480 FPL GROUP INC COM 302571104 343 6,486 SH X 6,486 FENTURA FINL INC COM 314645102 142 104,700 SH X 104,700 FENTURA FINL INC COM 314645102 9 6,619 SH X 6,619 FIRSTBANK CORP MICH COM 33761G104 9 1,085 SH X 1,085 FIRSTBANK CORP MICH COM 33761G104 399 47,366 SH X 47,366 GENERAL DYNAMICS CORP COM 369550108 282 4,133 SH X 4,133 GENERAL DYNAMICS CORP COM 369550108 45 666 SH X 666 GENERAL ELECTRIC CO COM 369604103 2,415 159,642 SH X 154,546 5,096 GENERAL ELECTRIC CO COM 369604103 1,506 99,525 SH X 91,312 8,213 GENZYME CORP COM 372917104 103 2,096 SH X 2,096 GENZYME CORP COM 372917104 148 3,010 SH X 3,010 GILEAD SCIENCES INC COM 375558103 233 5,377 SH X 1,225 4,152 GILEAD SCIENCES INC COM 375558103 13 300 SH X 300 GOLDMAN SACHS GROUP INC COM 38141G104 746 4,419 SH X 2,830 1,589 GOLDMAN SACHS GROUP INC COM 38141G104 17 100 SH X 100 1GOOGLE INC CL A 38259P508 813 1,312 SH X 547 765 GOOGLE INC CL A 38259P508 260 420 SH X 420 HEINZ H J CO COM 423074103 129 3,026 SH X 3,026 HEINZ H J CO COM 423074103 111 2,592 SH X 2,065 527 HEWLETT PACKARD CO COM 428236103 746 14,485 SH X 6,650 7,835 HEWLETT PACKARD CO COM 428236103 312 6,050 SH X 6,050 HOME DEPOT INC COM 437076102 772 26,688 SH X 26,058 630 HOME DEPOT INC COM 437076102 154 5,306 SH X 5,006 300 INTEL CORP COM 458140100 1,188 58,237 SH X 50,180 8,057 INTEL CORP COM 458140100 817 40,059 SH X 39,759 300 INTERNATIONAL BUSINESS MACHS COM 459200101 1,895 14,474 SH X 11,243 3,231 INTERNATIONAL BUSINESS MACHS COM 459200101 807 6,162 SH X 5,162 1,000 JPMORGAN CHASE & CO COM 46625H100 1,383 33,194 SH X 26,389 6,805 JPMORGAN CHASE & CO COM 46625H100 684 16,417 SH X 16,417 JOHNSON & JOHNSON COM 478160104 1,623 25,199 SH X 23,165 2,034 JOHNSON & JOHNSON COM 478160104 1,006 15,623 SH X 15,435 188 KELLOGG CO COM 487836108 190 3,566 SH X 1,757 1,809 KELLOGG CO COM 487836108 32 600 SH X 600 KIMBERLY CLARK CORP COM 494368103 611 9,598 SH X 8,471 1,127 KIMBERLY CLARK CORP COM 494368103 302 4,744 SH X 3,762 982 KRAFT FOODS INC CL A 50075N104 234 8,617 SH X 8,617 KRAFT FOODS INC CL A 50075N104 188 6,913 SH X 6,913 L-3 COMMUNICATIONS HLDGS INC COM 502424104 179 2,060 SH X 1,690 370 L-3 COMMUNICATIONS HLDGS INC COM 502424104 124 1,431 SH X 1,431 LILLY ELI & CO COM 532457108 170 4,763 SH X 3,175 1,588 LILLY ELI & CO COM 532457108 109 3,055 SH X 3,055 LOCKHEED MARTIN CORP COM 539830109 561 7,450 SH X 6,890 560 LOCKHEED MARTIN CORP COM 539830109 332 4,406 SH X 4,406 LOWES COS INC COM 548661107 96 4,086 SH X 4,086 LOWES COS INC COM 548661107 158 6,743 SH X 6,743 MDU RES GROUP INC COM 552690109 9 382 SH X 382 MDU RES GROUP INC COM 552690109 191 8,100 SH X 8,100 MCDONALDS CORP COM 580135101 684 10,958 SH X 9,145 1,813 MCDONALDS CORP COM 580135101 393 6,290 SH X 5,943 347 MCKESSON CORP COM 58155Q103 290 4,636 SH X 4,260 376 MCKESSON CORP COM 58155Q103 27 434 SH X 434 MEDCO HEALTH SOLUTIONS INC COM 58405U102 479 7,488 SH X 4,983 2,505 MEDCO HEALTH SOLUTIONS INC COM 58405U102 192 2,999 SH X 2,999 MEDTRONIC INC COM 585055106 854 19,418 SH X 19,418 MEDTRONIC INC COM 585055106 200 4,550 SH X 4,550 MERCK & CO INC NEW COM 58933Y105 530 14,499 SH X 9,530 4,969 MERCK & CO INC NEW COM 58933Y105 192 5,247 SH X 5,247 MICROSOFT CORP COM 594918104 437 14,329 SH X 1,000 13,329 MICROSOFT CORP COM 594918104 504 16,540 SH X 16,540 NDW, LLC. A MICHIGAN LMTD LI 62888A906 375 10,000 SH X 10,000 NATIONAL BK GREECE S A SPONSORED ADR 633643408 54 10,294 SH X 10,294 NUCOR CORP COM 670346105 410 8,785 SH X 8,785 OCCIDENTAL PETE CORP DEL COM 674599105 346 4,256 SH X 585 3,671 OCCIDENTAL PETE CORP DEL COM 674599105 24 300 SH X 300 ORACLE CORP COM 68389X105 1,035 42,194 SH X 33,986 8,208 ORACLE CORP COM 68389X105 207 8,425 SH X 8,425 OTIX GLOBAL INC COM 68906N101 145 174,752 SH X 174,752 PPL CORP COM 69351T106 284 8,800 SH X 8,800 PEPSICO INC COM 713448108 1,467 24,130 SH X 22,296 1,834 PEPSICO INC COM 713448108 667 10,977 SH X 10,868 109 PFIZER INC COM 717081103 1,649 90,676 SH X 85,954 4,722 PFIZER INC COM 717081103 1,155 63,488 SH X 63,193 295 PHILIP MORRIS INTL INC COM 718172109 655 13,598 SH X 9,913 3,685 PHILIP MORRIS INTL INC COM 718172109 372 7,715 SH X 7,715 PROCTER & GAMBLE CO COM 742718109 1,593 26,278 SH X 25,534 744 1PROCTER & GAMBLE CO COM 742718109 1,095 18,063 SH X 17,773 290 QUALCOMM INC COM 747525103 266 5,741 SH X 4,625 1,116 QUALCOMM INC COM 747525103 83 1,800 SH X 1,800 QUEST DIAGNOSTICS INC COM 74834L100 49 813 SH X 813 QUEST DIAGNOSTICS INC COM 74834L100 175 2,900 SH X 2,900 RAYTHEON CO COM NEW 755111507 225 4,360 SH X 4,360 RAYTHEON CO COM NEW 755111507 152 2,958 SH X 2,958 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 132 2,200 SH X 2,200 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 220 3,668 SH X 3,668 ST JUDE MED INC COM 790849103 171 4,647 SH X 4,647 ST JUDE MED INC COM 790849103 177 4,818 SH X 4,818 SCHLUMBERGER LTD COM 806857108 103 1,579 SH X 1,579 SCHLUMBERGER LTD COM 806857108 215 3,300 SH X 3,300 SOUTHERN CO COM 842587107 147 4,402 SH X 4,402 SOUTHERN CO COM 842587107 438 13,137 SH X 13,137 SOUTHWEST AIRLS CO COM 844741108 66 5,796 SH X 5,796 SOUTHWEST AIRLS CO COM 844741108 55 4,800 SH X 4,800 STRYKER CORP COM 863667101 691 13,725 SH X 13,725 STRYKER CORP COM 863667101 737 14,625 SH X 14,625 TJX COS INC NEW COM 872540109 252 6,884 SH X 1,914 4,970 TARGET CORP COM 87612E106 1,326 27,415 SH X 27,415 TARGET CORP COM 87612E106 456 9,431 SH X 9,431 TEXAS INSTRS INC COM 882508104 416 15,955 SH X 15,955 TEXAS INSTRS INC COM 882508104 47 1,789 SH X 1,789 324 W VICTORIA, LLC 88569A907 1,935 10,000 SH X 10,000 3M CO COM 88579Y101 832 10,067 SH X 6,722 3,345 3M CO COM 88579Y101 775 9,378 SH X 9,178 200 TORO CO COM 891092108 858 20,520 SH X 20,300 220 US BANCORP DEL COM NEW 902973304 152 6,734 SH X 880 5,854 US BANCORP DEL COM NEW 902973304 100 4,458 SH X 4,458 UNION PAC CORP COM 907818108 222 3,480 SH X 326 3,154 UNION PAC CORP COM 907818108 144 2,258 SH X 2,258 UNITED TECHNOLOGIES CORP COM 913017109 765 11,024 SH X 7,604 3,420 UNITED TECHNOLOGIES CORP COM 913017109 480 6,921 SH X 6,671 250 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 243 5,565 SH X 5,565 VANGUARD INDEX FDS GROWTH ETF 922908736 702 13,229 SH X 11,137 2,092 VANGUARD INDEX FDS VALUE ETF 922908744 844 17,668 SH X 11,947 5,721 VANGUARD INDEX FDS VALUE ETF 922908744 117 2,445 SH X 2,445 VANGUARD INDEX FDS SMALL CP ETF 922908751 444 7,749 SH X 7,749 VANGUARD INDEX FDS SMALL CP ETF 922908751 718 12,525 SH X 8,660 3,865 VANGUARD INDEX FDS STK MRK ETF 922908769 1,254 22,247 SH X 22,247 VANGUARD INDEX FDS STK MRK ETF 922908769 131 2,330 SH X 2,330 VERIZON COMMUNICATIONS INC COM 92343V104 2,123 64,066 SH X 62,313 1,753 VERIZON COMMUNICATIONS INC COM 92343V104 1,037 31,316 SH X 29,018 2,298 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 273 11,831 SH X 11,831 WAL MART STORES INC COM 931142103 682 12,761 SH X 11,360 1,401 WAL MART STORES INC COM 931142103 675 12,625 SH X 12,469 156 WALGREEN CO COM 931422109 889 24,201 SH X 23,485 716 WALGREEN CO COM 931422109 299 8,149 SH X 5,984 2,165 WARWICK REALTY LLC 93666A909 268 0 SH X WINDSTREAM CORP COM 97381W104 127 11,580 SH X 516 11,064 WISCONSIN ENERGY CORP COM 976657106 611 12,269 SH X 12,269 XCEL ENERGY INC COM 98389B100 289 13,637 SH X 13,637 XCEL ENERGY INC COM 98389B100 391 18,422 SH X 18,015 407 YUM BRANDS INC COM 988498101 227 6,494 SH X 5,550 944 ZIMMER HLDGS INC COM 98956P102 90 1,521 SH X 1,521 ZIMMER HLDGS INC COM 98956P102 195 3,304 SH X 3,264 40 1 FINAL TOTALS 110,212 FORM 13F INFORMATION TABLE ENTRY TOTAL 230
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